Statement of Changes in Beneficial Ownership (4)
January 12 2017 - 9:25AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Maxwell (Mauritius) Pte Ltd
|
2. Issuer Name
and
Ticker or Trading Symbol
AMYRIS, INC.
[
AMRS
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O CIM CORPORATE SERVICES LTD,, LES CASCADES, EDITH CAVELL STREET
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/10/2017
|
(Street)
PORT LOUIS, O4
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
1/10/2017
|
|
S
|
|
427206
|
D
|
$0.8103
|
59621665
|
D
(1)
|
|
Common Stock
|
1/11/2017
|
|
S
|
|
24600
|
D
|
$0.802
|
59597065
|
D
(1)
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
Maxwell (Mauritius) Pte Ltd directly owns 59,597,065 shares of Common Stock. Maxwell (Mauritius) Pte Ltd is wholly-owned by Cairnhill Investments (Mauritius) Pte Ltd, which in turn is wholly-owned by Fullerton Management Pte Ltd, which in turn is wholly-owned by Temasek Holdings (Private) Limited. Therefore, each of Temasek Holdings (Private) Limited, Fullerton Management Pte Ltd and Cairnhill Investments (Mauritius) Pte Ltd may be deemed to beneficially own the shares of Common Stock directly owned by Maxwell (Mauritius) Pte Ltd.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Maxwell (Mauritius) Pte Ltd
C/O CIM CORPORATE SERVICES LTD,
LES CASCADES, EDITH CAVELL STREET
PORT LOUIS, O4
|
|
X
|
|
|
Cairnhill Investments (Mauritius) Pte Ltd
C/O CIM CORPORATE SERVICES LTD,
LES CASCADES, EDITH CAVELL STREET
PORT LOUIS, O4
|
|
X
|
|
|
Fullerton Management Pte Ltd
60B ORCHARD ROAD, #06-18 TOWER 2
THE ATRIUM@ORCHARD
SINGAPORE, U0 238891
|
|
X
|
|
|
Temasek Holdings (Private) Ltd
60B ORCHARD ROAD, #06-18 TOWER 2
THE ATRIUM@ORCHARD
SINGAPORE, U0 238891
|
|
X
|
|
|
Signatures
|
MAXWELL (MAURITIUS) PTE LTD, By: /s/ Rooksana Shahabally, in her capacity as Director of Maxwell (Mauritius) Pte Ltd
|
|
1/12/2017
|
**
Signature of Reporting Person
|
Date
|
CAIRNHILL INVESTMENTS (MAURITIUS) PTE LTD, By: /s/ Rooksana Shahabally, in her capacity as Director of Cairnhill Investments (Mauritius) Pte Ltd
|
|
1/12/2017
|
**
Signature of Reporting Person
|
Date
|
FULLERTON MANAGEMENT PTE LTD, By: /s/ Cheong Kok Tim, in his capacity as Director of Fullerton Management Pte Ltd
|
|
1/12/2017
|
**
Signature of Reporting Person
|
Date
|
TEMASEK HOLDINGS (PRIVATE) LIMITED, By: /s/ Christina Choo, in her capacity as Authorized Signatory of Temasek Holdings (Private) Limited
|
|
1/12/2017
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Amyris (NASDAQ:AMRS)
Historical Stock Chart
From Aug 2024 to Sep 2024
Amyris (NASDAQ:AMRS)
Historical Stock Chart
From Sep 2023 to Sep 2024