Current Report Filing (8-k)
December 07 2016 - 9:26AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT
TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): December 7, 2016
CITIZENS FINANCIAL GROUP, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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001-36636
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05-0412693
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(State or other jurisdiction
of incorporation )
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(Commission
File No.)
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(IRS Employer
Identification No.)
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One Citizens Plaza
Providence, RI
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02903
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(Address of principal executive offices)
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(Zip code)
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Registrants telephone number, including area code: (401) 456-7000
Not Applicable
(Former
name or former address, if changed since last report.)
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 7.01
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Regulation FD Disclosure.
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Citizens Financial Group, Inc.s Chairman and Chief
Executive Officer, Bruce Van Saun, will present at the Goldman Sachs U.S. Financial Services Conference on Wednesday, December 7, 2016 at 10:00 a.m. ET.
The live webcast and presentation slides will be available at http://investor.citizensbank.com, under Events & Presentations. A replay of
the webcast will be available for 30 days.
A copy of the presentation is attached as Exhibit 99.1. The information furnished
pursuant to Item 7.01, including Exhibit 99.1, shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934 (the Exchange Act) or otherwise subject to the liabilities under that Section and
shall not be deemed to be incorporated by reference into any filing of the Registrant under the Securities Act of 1933 or the Exchange Act.
Item 9.01
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Financial Statements and Exhibits.
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(d)
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Exhibit 99.1
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Citizens Financial Group, Inc. presentation dated December 7, 2016
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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CITIZENS FINANCIAL GROUP, INC.
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By:
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/s/ Eric Aboaf
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Eric Aboaf
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Chief Financial Officer
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Date: December 7, 2016
EXHIBIT INDEX
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Exhibit
Number
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Description
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99.1
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Citizens Financial Group, Inc. presentation dated December 7, 2016
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