Current Report Filing (8-k)
December 06 2016 - 7:46AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d)
OF
THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of Earliest Event Reported): December 6, 2016
REAL GOODS SOLAR,
INC.
(Exact Name
of Registrant as Specified in its Charter)
Colorado
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001-34044
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26-1851813
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(State
or Other Jurisdiction
of
Incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
No.)
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833 West South
Boulder Road, Louisville, CO 80027-2452
(Address
of Principal Executive Offices, Including Zip Code)
Registrant’s
telephone number, including area code: (303) 222-8300
Not Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions (see General Instruction A.2. below):
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¨
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 7.01
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Regulation FD Disclosure.
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On December 6,
2016, Real Goods Solar. Inc. (the “Company”) issued a press release announcing a public offering of its Class A common
stock and Series I warrants to purchase common stock. A copy of the press release is attached to this Form 8-K as Exhibit 99.1
and is incorporated herein by reference.
This Current Report
on Form 8-K and the press release attached hereto are being furnished by the Company pursuant to Item 7.01. In accordance with
General Instruction B.2 of Form 8-K, the information contained in this Current Report on Form 8-K, including Exhibit 99.1, shall
not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise
subject to the liability of that section. In addition, this information shall not be deemed incorporated by reference into any
of the Company’s filings with the Securities and Exchange Commission, except as shall be expressly set forth by specific
reference in any such filing.
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Item 9.01.
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Financial Statements and Exhibits.
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(d) Exhibits
Exhibit
No.
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Description
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99.1
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Press Release issued by Real Goods Solar, Inc. on December 6, 2016
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SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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REAL GOODS SOLAR, INC.
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By:
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/s/ Alan Fine
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Alan Fine
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Principal Financial Officer
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Date: December 6, 2016
EXHIBIT INDEX
Exhibit
No.
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Description
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99.1
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Press Release issued by Real Goods Solar, Inc. on December 6, 2016
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