Current Report Filing (8-k)
November 25 2016 - 8:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November
18, 2016
CHINA AUTO LOGISTICS INC.
(Exact name of registrant as specified
in its charter)
Nevada
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001-34393
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98-0657597
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(State or Other Jurisdiction
of Incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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Floor 1 FTZ International Auto Mall
86 Tianbao Avenue, Free Trade Zone
Tianjin Province, The People’s Republic
of China 300461
(Address of principal executive offices)
Registrant’s telephone number, including
area code:
(86) 22-2576-2771
_________
(Former Name or Former Address if Changed Since
Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction
A.2. below):
☐ Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07. Submission of Matters to a Vote of Security
Holders.
Three proposals were submitted to a vote of the stockholders of
China Auto Logistics Inc. (the “Company”) at the 2016 annual meeting of stockholders, which was held on November 18,
2016 (the “Annual Meeting”). The first proposal was for the election of seven nominees to serve as directors of the
Company until the end of their respective terms. The second proposal was to ratify the appointment of Marcum LLP as the Company’s
independent registered public accountants for fiscal year 2016. The third proposal was the approval, on a non-binding advisory
basis, of the executive compensation of the Company’s named executive officers. Additional information about the proposals
can be found in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on October 12,
2016.
Of the 4,034,394 shares of stock issued and outstanding and entitled
to vote at the Annual Meeting, 2,401,871 shares were represented in person or by proxy, which constituted approximately 59.53%
of the total votes entitled to be cast at the meeting. Each share of common stock outstanding is entitled to one vote.
Proposal 1 – Election of Directors
The voting results for the election of Directors
were as follows:
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Number of Shares Voted For
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Number of Shares Withheld
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Tong Shiping
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1,790,358
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28,252
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Cheng Weihong
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1,790,358
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28,252
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Wang Xinwei
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1,790,358
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28,252
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Howard S. Barth
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1,782,058
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36,552
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Lv Fuqi
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1,790,158
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28,452
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Yang Lili
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1,781,858
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36,752
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Bai Shaohua
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1,790,158
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28,452
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There were no votes against any nominee. There
were 583,261 broker non-votes for this proposal.
Proposal 2 – Ratification of the Appointment
of Marcum LLP to serve as the Company’s independent registered public accountants for fiscal year 2016
The voting results for the ratification of
the appointment of Marcum LLP to serve as the Company’s independent registered public accountants for fiscal year 2016 were
as follows:
For:
2,358,862
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Against:
38,565
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Abstain:
4,444
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There were no broker non-votes for this proposal.
Proposal 3 – Approval, on a non-binding
advisory basis, of the executive compensation of the Company’s named executive officers.
The voting results for the approval, on a non-binding
advisory basis, of the executive compensation of the Company’s named executive officers were as follows:
For:
1,786,139
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Against:
3,026
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Abstain:
29,445
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There were 583,261 broker non-votes for this
proposal.
SIGNATURE PAGE
Pursuant to the requirements
of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: November 25, 2016
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CHINA AUTO LOGISTICS INC.
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By:
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/s/ Tong Shiping
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Name:
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Tong Shiping
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Title:
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President and Chief Executive Officer
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