Termination of Registration of a Class of Security Under Section 13 and 15(d) (15-15d)
November 02 2016 - 5:28PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER
SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934.
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Commission File Numbers:
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333-66364
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333-129953
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333-156262
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333-159144
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333-192424
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333-70861
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333-76314
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Stillwater Mining Company 401(k)
Plan And Trust
Stillwater Mining Company Bargaining
Unit 401(k) Plan And Trust
(Exact name of registrant as specified in its charter)
26 West Dry Creek Circle, Suite 400
Littleton, Colorado 80120
(406) 373-8700
(Address, including zip code, and telephone number, including area
code, of registrant’s principal executive offices)
Plan Interests in Stillwater Mining Company 401(k) Plan And Trust
Plan Interests in Stillwater Mining Company Bargaining Unit 401(k)
Plan And Trust
(Title of each class of securities covered by this Form)
None
(Titles of all other classes of securities for which a duty to file
reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule
provision(s) relied upon to terminate or suspend the duty to file reports:
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Rule 12g-4(a)(1)
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☐
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Rule 12g-4(a)(2)
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☐
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Rule 12h-3(b)(1)(i)
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☒
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Rule 12h-3(b)(1)(ii)
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☐
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Rule 15d-6
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☐
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Approximate number of holders of record as of the certification
or notice date: 0*
* Each of the Stillwater Mining Company 401(k) Plan and Trust and the Stillwater Mining
Company Bargaining Unit 401(k) Plan and Trust (the “401(k) Plans”) has terminated the option to invest in shares of
common stock, par value $0.01 per share, of Stillwater Mining Company under the 401(k) Plans. Accordingly, this Form 15 is being
filed to suspend each 401(k) Plan’s duty to file reports under Section 15(d) of the Securities Exchange Act of 1934, as amended,
including reports on Form 11-K.
Pursuant to the requirements of the Securities Exchange Act of 1934,
the trustee indicated below has caused this certification/notice to be signed on its behalf by the undersigned duly authorized
person.
Date: November 1, 2016
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STILLWATER MINING COMPANY
401(K) PLAN AND TRUST
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By:
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/s/ Kristen Koss
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Kristen Koss
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Vice President, Human Resources, Stillwater
Mining Company, Plan Administrator of the
Stillwater Mining Company 401(k) Plan and Trust
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STILLWATER MINING COMPANY
BARGAINING UNIT 401(K) PLAN AND TRUST
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By:
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/s/ Kristen Koss
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Kristen Koss
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Vice President, Human Resources, Stillwater
Mining Company, Plan Administrator of the
Stillwater Mining Company Bargaining Unit
401(k) Plan and Trust
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Instruction: This form is required by Rules 12g-4, 12h-3 and 15d-6 of the General Rules
and Regulations under the Securities Exchange Act of 1934, as amended. The registrant shall file with the Commission three copies
of Form 15, one of which shall be manually signed. It may be signed by an officer of the registrant, by counsel or by any other
duly authorized person. The name and title of the person signing the form shall be typed or printed under the signature.
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