Current Report Filing (8-k)
October 21 2016 - 8:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
______________
FORM 8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported):
October
21, 2016
MOODY’S
CORPORATION
(Exact
Name of Registrant as Specified in Charter)
Delaware
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1-14037
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13-3998945
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(State or Other Jurisdiction of
Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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7 World Trade Center at 250 Greenwich Street
New York, New
York 10007
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(Address
of Principal Executive Offices) (Zip Code)
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Registrant’s
telephone number, including area code:
(212) 553-0300
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the Registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 2.02, "Results of Operations and Financial Condition"
On October 21, 2016, Moody's Corporation (the "Registrant") announced
its financial results for the quarter ended September 30, 2016, as well
as other matters. A copy of the press release containing the
announcement is included as Exhibit 99.1.
The information contained in this Current Report, including the exhibit
hereto, is being furnished and shall not be deemed "filed" for the
purpose of Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”) or otherwise subject to the liabilities of that
Section. The information in this Current Report shall not be
incorporated by reference into future filings under the Securities Act
of 1933, as amended, or the Exchange Act, unless it is specifically
incorporated by reference therein.
Item 7.01, "Regulation FD Disclosure"
The information set forth under Item 2.02, "Results of Operations and
Financial Condition" is incorporated herein by reference.
Item 9.01, "Financial Statements and Exhibits"
(d) Exhibits
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99.1
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Press release of Moody's Corporation dated October 21, 2016,
announcing results for the quarter ended September 30, 2016.
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SIGNATURE
Pursuant to
the requirements of the Securities Exchange Act of 1934, the Registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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MOODY'S
CORPORATION
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By:
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/s/ John J. Goggins
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John J. Goggins
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Executive Vice President and General
Counsel
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Date:
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October 21, 2016
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INDEX TO EXHIBITS
Exhibit No.
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Description
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99.1
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Press release of Moody's Corporation dated October 21, 2016,
announcing results for the quarter ended September 30, 2016.
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