Copies of All Stockholder Derivative Actions Filed With a Court Against an Investment Company or an Affiliate (40-33)
August 03 2016 - 4:36PM
Edgar (US Regulatory)
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SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP
FOUR TIMES SQUARE
NEW YORK 10036-6522
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TEL: (212) 735-3000
FAX: (212) 735-2000
www.skadden.com
August 3, 2016
VIA EDGAR
U.S. Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549
RE: Form 40-33– Civil Action Document Filed Against
Certain Directors and Officers of American Capital, Ltd.
(File No. 814-00149)
Ladies and Gentlemen:
Pursuant to Section 33 of the Investment Company Act of 1940, as amended,
enclosed for filing please find a copy of the class action complaint filed in the Circuit
Court for Montgomery County, Maryland by Paul Barba, on behalf of himself and all
other similarly situated stockholders of American Capital, Ltd. (the "Company"),
against Malon Wilkus, Philip R. Harper, David G. Richards, Mary Baskin, Neil M.
Hahl, Stan Lundine, Kristen L. Manos, Susan K. Nestegard, Kenneth D. Peterson, Jr.,
Alvin N. Puryear, Ares Capital Corporation, Orion Acquisition Sub, Inc., Ares
Management, L.P., American Capital Mortgage Management, LLC, American Capital
Agency Corp., American Capital Asset Management, LLC, Ivy Hill Asset
Management, L.P., Ivy Hill Asset Management GP, LLC, Elliott Associates, L.P. and
Elliott International, L.P., involving certain directors and officers of the Company that
has been delivered to the Company.
Please do not hesitate to contact me at (212) 735-3406 if you have any
questions regarding this filing.
Sincerely,
/s/ Michael K. Hoffman
Michael K. Hoffman
Enclosure:
cc: Samuel A. Flax, American Capital, Ltd.
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