Amended Statement of Ownership (sc 13g/a)
May 10 2016 - 5:01PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 4)*
The ADT
Corporation
(Name of Issuer)
Common Stock
(Title of
Class of Securities)
00101J106
(CUSIP Number)
April 30,
2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x
Rule 13d-1(b)
¨
Rule 13d-1(c)
¨
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover
page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
PAGE 1 OF 5 PAGES
13G
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CUSIP NO. 00101J106
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PAGE 2 OF 5 PAGES
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1
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NAME OF
REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Dodge & Cox
94-1441976
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a)
¨
(b)
¨
N/A
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
California - U.S.A.
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
895,876
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
1,269,246
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,269,246
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES*
N/A
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
0.8%
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12
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TYPE OF REPORTING PERSON*
IA
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PAGE 2 OF 5 PAGES
Item 1(a)
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Name of Issuer:
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The ADT Corporation
Item 1(b)
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Address of Issuers Principal Executive Offices
:
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1501 Yamato Road
Boca Raton, FL 33431
Item 2(a)
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Name of Person Filing
:
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Dodge & Cox
Item 2(b)
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Address of the Principal Office or, if none, Residence:
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555 California Street, 40th
Floor
San Francisco, CA 94104
California - U.S.A.
Item 2(d)
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Title of Class of Securities
:
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Common Stock
00101J106
Item 3
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If the Statement is being filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a
:
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(e)
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x
Investment Advisor registered under section 203 of the Investment Advisors Act of 1940
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(a)
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Amount Beneficially Owned
:
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1,269,246
0.8%
PAGE 3 OF 5 PAGES
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(c)
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Number of shares as to which such person has:
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(i)
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sole power to vote or direct the vote: 895,876
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(ii)
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shared power to vote or direct the vote: 0
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(iii)
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sole power to dispose or to direct the disposition of: 1,269,246
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(iv)
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shared power to dispose or to direct the disposition of: 0
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Item 5
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Ownership of Five Percent or Less of a Class
:
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If this statement is being filed to
report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following
x
.
Item 6
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Ownership of More than Five Percent on Behalf of Another Person
:
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Not applicable.
Item 7
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
:
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Not applicable.
Item 8
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Identification and Classification of Members of the Group
:
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Not applicable.
Item 9
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Notice of Dissolution of a Group
:
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Not applicable.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in
connection with or as a participant in any transaction having such purpose or effect.
PAGE 4 OF 5 PAGES
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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DODGE & COX
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By:
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/S/ THOMAS M. MISTELE
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Name:
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Thomas M. Mistele
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Title:
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COO & Senior Counsel
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PAGE 5 OF 5 PAGES
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