Current Report Filing (8-k)
April 28 2016 - 5:22PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): 4/26/2016
UMB FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
Commission
File Number: 000-04887
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MO
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43-0903811
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(State or other jurisdiction
of incorporation)
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(IRS Employer
Identification No.)
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1010 Grand Blvd., Kansas City, MO 64106
(Address of principal executive offices, including zip code)
(816) 860-7000
(Registrants telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act ( 17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13c-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07.
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Submission of Matters to a Vote of Security Holders
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The annual meeting of shareholders of UMB Financial
Corporation (the Company) was held on April 26, 2016. As of the record date, there were a total of 49,452,547 shares outstanding and entitled to vote at the annual meeting. At the annual meeting, 45,714,802 shares were represented in
person or by proxy, therefore, a quorum was present. The following proposals were submitted by the Board of Directors to a vote of the shareholders:
1. Election of 11 directors to hold office until the 2017 annual meeting of shareholders. The nominees for the directorships received the following
votes:
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Director
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For
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Withhold
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Broker Non-Votes
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Robin C. Beery
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41,633,132
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1,170,753
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2,910,917
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Nancy K. Buese
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42,573,459
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190,426
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2,950,917
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Terrence P. Dunn
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42,504,062
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259,823
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2,950,917
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Kevin C. Gallagher
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42,555,216
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208,669
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2,950,917
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Greg M. Graves
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41,508,133
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1,255,751
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2,950,917
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Alexander C. Kemper
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42,154,784
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608,394
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2,950,917
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J. Mariner Kemper
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42,270,517
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493,367
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2,950,917
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Kris A. Robbins
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42,509,212
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254,673
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2,950,917
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L. Joshua Sosland
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41,460,215
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1,303,669
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2,950,917
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Paul Uhlmann III
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41,482,729
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1,281,155
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2,950,917
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Leroy J. Williams
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41,652,560
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1,111,325
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2,950,917
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Based on the votes set forth above, each of the nominees was elected to serve as a director until the Annual Meeting in 2017.
2. Ratification of the Corporate Audit Committees engagement KPMG LLP to serve as the Companys independent registered public accounting
firm for 2016. The proposal received the following votes:
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For
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Against
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Abstain
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Broker Non-Votes
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45,647,887
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49,783
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17,132
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0
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3. Shareholder proposal for the adoption of a policy requiring an Independent Chair of the Companys Board of Directors.
The proposal received the following votes:
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For
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Against
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Abstain
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Broker Non Votes
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9,071,755
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33,518,634
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173,495
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2,950,917
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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UMB FINANCIAL CORPORATION
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By:
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/s/ Michael D. Hagedorn
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Michael D. Hagedorn
Vice Chairman and
Acting Chief
Financial Officer
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Date: April 28, 2016
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