Initial Statement of Beneficial Ownership (3)
May 14 2015 - 2:29PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Roudeix Richard
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2. Date of Event Requiring Statement (MM/DD/YYYY)
5/7/2015
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3. Issuer Name
and
Ticker or Trading Symbol
LyondellBasell Industries N.V. [LYB]
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(Last)
(First)
(Middle)
4TH FLOOR, ONE VINE STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
SVP, O&P, Europe /
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(Street)
LONDON, X0 W1J 0AH
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Class A ordinary shares
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3080.7510
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Opt - Stock Option
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(2)
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5/1/2021
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Class A ordinary shares
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232.0000
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$40.0000
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D
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Opt - Stock Option
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(3)
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2/28/2022
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Class A ordinary shares
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1019.0000
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$44.0000
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D
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Opt - Stock Option
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(4)
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2/12/2023
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Class A ordinary shares
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784.0000
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$60.5100
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D
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Opt - Stock Option
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(5)
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2/20/2024
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Class A ordinary shares
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585.0000
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$85.8000
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D
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Opt - Stock Option
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(6)
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4/2/2025
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Class A ordinary shares
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169.0000
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$87.9800
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D
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Opt - Stock Option
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(7)
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2/17/2025
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Class A ordinary shares
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648.0000
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$89.9400
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D
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Explanation of Responses:
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(
1)
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Includes 2,098 restricted stock units granted pursuant to the issuer's long-term incentive plan: 106 granted on May 1, 2011 vest on May 1, 2016; 898 granted on November 28, 2011 vest on November 28, 2016 ; 373 granted on February 28, 2012 vest on February 28, 2017; 287 granted on February 12, 2013 vest on February 12, 2018; 212 granted on February 20, 2014 vest on February 20, 2017; 177 granted on February 17, 2015 vest on February 17, 2018; and 45 granted on April 2, 2015 vest on April 2, 2018.
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(
2)
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Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 78 vested on May 1, 2013, 77 vested on May 1, 2014 and 77 vested on May 1, 2015.
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(
3)
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Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 341 vested on February 28, 2013, 339 vested on February 28, 2014 and 339 vested on February 28, 2015.
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(
4)
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Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 262 vested on February 12, 2014, 261 vested on February 12, 2015 and 261 vests on February 12, 2016.
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(
5)
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Granted pursuant to the issuer's long-term incentive plan. The award vested in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant of February 20, 2014.
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(
6)
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Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 57 vests on April 2, 2016, 56 vests on April 2, 2017 and 56 vests on April 2, 2018.
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(
7)
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Granted pursuant to the issuer's long-term incentive plan. The award vested in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant of February 17, 2015.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Roudeix Richard
4TH FLOOR
ONE VINE STREET
LONDON, X0 W1J 0AH
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SVP, O&P, Europe
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Signatures
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/s/ Amanda K. Maki, Attorney in Fact
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5/14/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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