Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
March 20 2014 - 4:42PM
Edgar (US Regulatory)
As filed with the U.S. Securities and Exchange Commission
on March 20, 2014
Securities Act File No. 333-151713
Investment Company Act File No. 811-22209
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM N-1A
Registration Statement Under The Securities Act Of 1933
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Pre-Effective Amendment No. ________
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Post-Effective Amendment No. 137
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and/or
Registration Statement Under The Investment Company Act Of 1940
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Amendment No. 140
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(Check appropriate box or boxes)
Global X Funds
(Exact Name of Registrant as Specified in Charter)
623 Fifth Avenue, 15
th
Floor
New York, NY 10022
(Address of Principal Executive Office)
Registrant’s Telephone Number, including Area Code:
(212) 644-6440
Bruno del Ama
Global X Management Company LLC
623 Fifth Avenue, 15
th
Floor
New York, NY 10022
(Name and Address of Agent for Service)
With a copy to:
Daphne Tippens Chisolm, Esq.
Law Offices of DT Chisolm, P.C.
11524 C Providence Road, Suite 236
Charlotte, NC 28277
It is proposed that this filing will become effective (check appropriate box)
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immediately upon filing pursuant to paragraph (b)
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on (date) pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on (date) pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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on (date) pursuant to paragraph (a)(2) of rule 485.
If appropriate, check the following box:
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this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
EXPLANATORY NOTE
This filing relates solely to the following series of the Registrant:
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Global X FTSE Nordic Region ETF
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Global X Nigeria Index ETF
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Global X FTSE Argentina 20 ETF
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Global X FTSE Bangladesh Index ETF
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Global X FTSE Colombia 20 ETF
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Global X FTSE Sri Lanka Index ETF
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Global X China Consumer ETF
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Global X Kazakhstan Index ETF
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Global X FTSE Norway 30 ETF
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Global X FTSE Frontier Markets ETF
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Global X Pakistan KSE-30 ETF
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Global X Central America Index ETF
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Global X FTSE United Arab Emirates 20 ETF
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Global X Central and Northern Europe ETF
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Global X China Energy ETF
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Global X Southern Europe ETF
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Global X China Financials ETF
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Global X Eastern Europe ETF
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Global X China Industrials ETF
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Global X FTSE Ukraine Index ETF
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Global X China Materials ETF
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Global X Central Asia & Mongolia Index ETF
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Global X NASDAQ China Technology ETF
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Global X Sub-Saharan Africa Index ETF
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Global X Emerging Africa ETF
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Global X S&P Pan Arab Index ETF
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Global X Copper Miners ETF
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Global X FTSE Greece 20 ETF
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Global X Pure Gold Miners ETF
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Global X Hungary Index ETF
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Global X Silver Miners ETF
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Global X Luxembourg ETF
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Global X Brazil Consumer ETF
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Global X FTSE Morocco 20 Index ETF
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Global X Brazil Financials ETF
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Global X Czech Republic Index ETF
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Global X Brazil Industrials ETF
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Global X Slovakia Index ETF
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Global X Brazil Materials ETF
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Global X Qatar ETF
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Global X Brazil Utilities ETF
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Global X Social Media Index ETF
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Global X Brazil Mid Cap ETF
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Global X FTSE Toll Roads & Ports ETF
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Global X China Mid Cap ETF
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Global X FTSE Railroads ETF
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Global X Lithium ETF
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Global X Land ETF
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Global X Uranium ETF
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Global X Cement ETF
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Global X Gold Explorers ETF
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Global X Advanced Materials ETF
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Global X FTSE Andean 40 ETF
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Global X Permanent ETF
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Global X FTSE ASEAN 40 ETF
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Global X SuperIncome ETF
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Global X Junior Miners ETF
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Global X SuperIncome Preferred ETF
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Global X Next Emerging & Frontier ETF
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Global X SuperIncome REIT ETF
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Global X Fertilizers/Potash ETF
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Global X Risk Parity ETF
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Global X Rare Earths ETF
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Global X Guru Activist Index ETF
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Global X Strategic Metals ETF
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Global X Guru Index ETF
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Global X SuperDividend ETF
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Global X Guru Value Index ETF
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Global X Canada Preferred ETF
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Global X SuperDividend U.S. ETF
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Global X FTSE Portugal 20 ETF
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Global X Guru Small Cap Index ETF
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Global X Kuwait ETF
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Global X Guru International Index ETF
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment No. 137 to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City and State of New York on the 20th day of March, 2014.
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Global X Funds
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By:
/s/ Bruno del Ama
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President
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Pursuant to the requirements of the Securities Act of 1933, the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
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Name
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Title
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Date
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/s/ Bruno del Ama
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President (Principal Executive Officer) and Trustee
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March 20, 2014
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Bruno del Ama
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/s/ Jose C. Gonzalez
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Chief Operating Officer, Treasurer (Principal Financial Officer) and Principal Accounting Officer
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March 20, 2014
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Jose C. Gonzalez
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*
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Sanjay Ram Bharwani
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Trustee
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March 20, 2014
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*
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Scott R. Chichester
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Trustee
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March 20, 2014
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*
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Kartik Kiran Shah
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Trustee
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March 20, 2014
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*/s/ Bruno del Ama
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Attorney-In-Fact, pursuant to power of attorney
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EXHIBIT INDEX
Index No. Description of Exhibit
EX-101.INS XBRL Instance Document
EX-101.SCH XBRL Taxonomy Extension Schema Document
EX-101.CAL XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE XBRL Taxonomy Extension Presentation Linkbase