UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A-2
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x
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QUARTERLY REPORT UNDER TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2013
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OR
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o
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
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Commission file number 000-51213
ECOLOCAP SOLUTIONS INC.
(Exact name of registrant as specified in its charter)
NEVADA
(State or other jurisdiction of incorporation or organization)
20-0909393
(I.R.S. Employer Identification Number)
1250 S. Grove Avenue, Suite 308
Barrington, IL 60010
(Address of principal executive offices, including Zip Code)
866-479-7041
(Registrant’s telephone number, including area code)
Indicate by check mark whether the issuer (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the last 90 days.
YES
x
NO
o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (SS 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
YES
x
NO
o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer, “accelerated filer,” “non-accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
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Large Accelerated Filer
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o
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Accelerated Filer
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o
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Non-accelerated Filer
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o
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Smaller Reporting Company
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x
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(Do not check if smaller reporting company)
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
YES
o
NO
x
APPLICABLE ONLY TO CORPORATE ISSUERS:
Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date:
The Issuer had 1,809,063,616 shares of Common Stock, par value $0.00001, outstanding
as of November 14, 2013.
REASON FOR AMENDMENT
The purpose of this amendment is to reflect that registrant has submitted electronically and posted on its corporate Web site, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T.
PART II OTHER INFORMATION
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Exhibit
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Incorporated by reference
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Filed
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Number
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Document Description
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Form
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Date
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Number
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herewith
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3.1
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Articles of Incorporation, as amended.
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SB-2
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5/28/04
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3.1
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3.2
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Bylaws.
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SB-2
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5/28/04
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3.2
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3.3
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Certificate of Amendment to Articles of Incorporation.
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10-QSB
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12/30/05
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3.3
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3.4
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Bylaws, as amended on March 17, 2006.
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10-KSB
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4/13/06
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3.4
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10.1
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Letter of Intent with XL Generation AG.
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8-K
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7/6/05
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99.1
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10.2
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Share Exchange Agreement with XL Generation AG.
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8-K
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8/19/05
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99.1
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10.3
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Loan Agreement with Capex Investments.
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8-K
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9/14/05
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99.1
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10.4
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Form of Indemnification Agreement with Capex Investments Limited.
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8-K/A
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11/1/05
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10.4
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10.5
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Common Stock Purchase Agreement with Capex Investments Limited.
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8-K
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11/15/05
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10.5
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10.6
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Common Stock Purchase Agreement with Aton Selct Fund Limited.
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8-K
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11/15/05
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10.6
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10.7
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Common Stock Purchase Agreement with Asset Protection Fund Limited.
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8-K
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11/15/05
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10.7
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10.8
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Series A Warrant to Purchase Shares of Common Stock to Capex Investments Limited.
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8-K
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11/15/05
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10.8
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10.9
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Series A Warrant to Purchase Shares of Common Stock to Aton Select Fund Limited.
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8-K
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11/15/05
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10.9
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10.10
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Series A Warrant to Purchase Shares of Common Stock to Asset Protection Fund Limited.
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8-K
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11/15/05
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10.10
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10.11
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Registration Rights Agreement with Capex Investments Limited.
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8-K
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11/15/05
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10.11
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10.12
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Registration Rights Agreement with Aton Select Fund Limited.
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8-K
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11/15/05
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10.12
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10.13
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Registration Rights Agreement with Asset Protection Fund Limited.
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8-K
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11/15/05
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10.13
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10.14
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Amendment to the Common Stock Purchase Agreement with Aton Select Fund Limited.
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8-K
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12/08/05
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10.14
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10.15
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Amendment to the Common Stock Purchase Agreement with Asset Protection Fund Limited.
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8-K
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12/08/05
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10.15
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10.16
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Lease Agreement with 866 U.N. Plaza Associates LLC.
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10-QSB
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12/30/05
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10.16
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10.17
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Exclusive Manufacturing License Agreement and Non-Exclusive Distribution Agreement with APW Inc.
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10-QSB
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12/30/05
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10.17
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10.18
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Common Stock Purchase Agreement with Professional Trading Services SA.
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SB-2
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1/13/06
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10.18
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10.19
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Series B Warrant to Purchase Shares of Common Stock to Professional Trading Services SA.
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SB-2
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1/13/06
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10.19
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10.20
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Registration Rights Agreement with Professional Trading Services SA.
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SB-2
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1/13/06
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10.20
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10.21
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Amended and Restated Common Stock Purchase Agreement with Bank Sal. Oppenheim Jr. & Cie. (Switzerland) Limited.
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SB-2
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1/13/06
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10.21
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10.22
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Series B Warrant to Purchase Shares of Common Stock to Bank Sal. Oppenheim Jr. & Cie. (Switzerland) Limited.
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SB-2
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1/13/06
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10.22
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10.23
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Agreement of Withdrawal from Stadium SA.
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SB-2
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1/13/06
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10.23
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10.24
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License Agreement with WKF/5 Ltd.
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SB-2
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1/13/06
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10.24
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10.25
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Amendment to License Agreement with WKF/5 Ltd and Alain Lemieux.
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SB-2
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1/13/06
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10.25
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10.26
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Form of Subscription Agreement.
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SB-2
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5/28/04
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99.1
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10.27
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Employment Agreement with Alain Lemieux.
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10-KSB
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4/13/06
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10.27
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10.28
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Employment Agreement with Daniel Courteau.
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10-KSB
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4/13/06
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10.28
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10.29
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Employment Agreement with Flemming Munck.
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10-KSB
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4/13/06
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10.29
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10.30
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Employment Agreement with Eric Giguere.
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10-KSB
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4/13/06
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10.30
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10.31
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Endorsement Agreement with La Societe 421 Productions.
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10-KSB
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4/13/06
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10.31
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10.32
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Summary of terms and conditions of Oral Consulting Agreement with Greendale Consulting Limited.
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10-KSB
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4/13/06
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10.32
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10.33
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Exclusive Manufacturing License Agreement with Polyprod Inc.
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10-KSB
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4/13/06
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10.33
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10.34
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Management Fee Arrangement with Polyprod Inc.
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10-KSB
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4/13/06
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10.34
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10.35
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Supply Contract with Febra- Kunststoffe GimbH and BASF Aktiengesellschaft.
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10-KSB
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4/13/06
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10.35
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10.36
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Loan Agreement with Fiducie Alain Lemieux.
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10-KSB
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4/13/06
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10.36
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10.37
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Confirmation of Debt.
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10-KSB
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4/13/06
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10.37
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10.38
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Agreement with Daniel Courteau regarding Repayment of loans to Symbior Technologies Inc.
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10-KSB
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4/13/06
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10.38
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10.39
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2006 Equity Incentive Plan.
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10-KSB
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4/13/06
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10.39
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10.40
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Loan Agreement with Albert Beerli.
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10-KSB
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4/13/06
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10.40
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10.41
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Summary of terms and conditions of Loan Agreement with Albert Beerli.
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10-KSB
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4/13/06
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10.41
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10.42
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Lease Agreement with Albert Beerli.
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10-KSB
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4/13/06
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10.42
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10.43
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Memorandum regarding XL Generation Canada Inc.
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10-KSB
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4/13/06
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10.43
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10.44
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Stock Purchase Agreement with XL Generation AG and Stadium SA.
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10-KSB
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4/13/06
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10.44
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10.45
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Common Stock Purchase Agreement with Poma Management SA.
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10-QSB
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9/13/06
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10.45
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10.46
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Common Stock Purchase Agreement with Aton Select Fund Limited.
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10-QSB
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9/13/06
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10.46
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10.47
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Consulting Agreement by and between Ecolocap Solutions Inc. and Lakeview Consulting LLC.
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8-K
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11/11/08
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10.47
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10.48
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“ERPA” with Hong Kong Construction Investment Joint Stock Company.
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8-K
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12/23/08
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10.1
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10.49
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“ERPA” with Thuong Hai Joint Stock Company.
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8-K
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12/23/08
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10.2
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10.50
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“ERPA” with Vietnam Power Development Joint Stock Company.
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8-K
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12/23/08
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10.3
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10.51
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“ERPA” with Hop Xuan Investment Joint Stock Company, Vietnam.
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8-K
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12/23/08
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10.4
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10.52
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“ERPA” with ThangLong Education Development and Construction Import Export Investment Joint Stock Company.
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8-K
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12/23/08
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10.5
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10.53
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Revised Consulting Agreement with Sodexen Inc.
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8-K
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12/23/08
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10.6
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10.54
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Agreement with United Best Technology Limited.
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8-K
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12/23/08
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10.7
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10.55
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Escrow Agreement with United Best Technology Limited.
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8-K
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12/23/08
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10.8
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10.56
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“ERPA” with Tan Hiep Phuc Electricity Construction Joint-Stock Company Vietnam.
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8-K
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12/23/08
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10.9
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10.57
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“ERPA” with Tuan Anh Hydraulic Development and Construction Investment Corporation, Vietnam.
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8-K
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12/23/08
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10.10
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10.58
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“ERPA” with Lao Cai Energy & Resources Investment Joint Stock Company, Vietnam.
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8-K
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12/23/08
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10.11
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10.59
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“ERPA” with Xiangton Iron and Steel Group Co. Ltd.
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8-K
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12/23/08
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10.12
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10.60
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“ERPA” with Hunan Valin Xiangton Iron & Steel Co. Ltd.
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8-K
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12/23/08
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10.13
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10.61
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“ERPA” with Hebi Coal Industry (Group) Co. Ltd.
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8-K
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12/23/08
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10.14
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10.62
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“ERPA” with Hebei Jinlong Cement Group Co., Ltd.
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8-K
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12/23/08
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10.15
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10.63
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“ERPA” with Bao Tan Hydro Electric Joint-Stock Company.
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8-K
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12/23/08
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10.16
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10.64
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“ERPA” with Construction and Infrastruction Development Joint-Stock Company Number Nine.
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8-K
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12/23/08
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10.17
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10.65
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Greenhouse Gas Offset Management Services Representation Agreement.
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8-K
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12/23/08
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10.18
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10.66
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“ERPA” with Xinjiang Xiangjianfeng Energy and Technology Development Co. Ltd.
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8-K
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12/23/08
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10.19
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10.67
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Technical Service Agreement with Xinjiang Xiangjinfeng Energy and Technology Development Co., Ltd.
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8-K
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12/23/08
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10.20
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10.68
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Technical Service Agreement with Hebei Fengda Metallized Pellet Co., Ltd.
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8-K
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12/23/08
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10.21
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10.69
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“ERPA” with Hebei Fengda Metallized Pellet Co., Ltd.
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8-K
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12/23/08
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10.22
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10.70
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“ERPA” with Shandong Chengzeyuan Environment Protection Engineering Co. Ltd.
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8-K
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12/23/08
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10.23
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10.71
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Technical Services Agreement with Shandong Chengzeyuan Environment Protection Engineering Co., Ltd.
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8-K
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12/23/08
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10.24
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10.72
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Technical Services Agreement with Leshan Kingssun Group Co. Ltd.
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8-K
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12/23/08
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10.25
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10.73
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“ERPA” with Leshan Kingssun Group Co., Ltd.
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8-K
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12/23/08
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10.26
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10.74
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Supply Agreement dated July 25, 2012.
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8-K
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7/30/12
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10.1
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10.75
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Sale and Purchase Agreement dated July 27, 2012.
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8-K
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7/30/12
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10.2
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14.1
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Code of Ethics.
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10-KSB
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3/31/08
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14.1
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31.1
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Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
|
10-Q
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02/25/14
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31.1
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31.2
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Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
|
10-Q
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02/25/14
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31.2
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32.1
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Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 for the Chief Executive Officer.
|
10-Q
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02/25/14
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32.1
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32.2
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Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 for the Chief Financial Officer.
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10-Q
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02/25/14
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32.2
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99.1
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Audit Committee Charter.
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10-KSB
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3/31/08
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99.1
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99.2
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Executive Committee Charter.
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10-KSB
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3/31/08
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99.2
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99.3
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Nominating and Corporate Governance Committee Charter.
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10-KSB
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3/31/08
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99.3
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99.4
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Stock Option Plan.
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10-KSB
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3/31/08
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99.4
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101.INS
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XBRL Instance Document.
|
10-Q
|
02/25/14
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101.INS
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101.SCH
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XBRL Taxonomy Extension – Schema.
|
10-Q
|
02/25/14
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101.SCH
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101.CAL
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XBRL Taxonomy Extension – Calculations.
|
10-Q
|
02/25/14
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101.CAL
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101.DEF
|
XBRL Taxonomy Extension – Definitions.
|
10-Q
|
02/25/14
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101.DEF
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101.LAB
|
XBRL Taxonomy Extension – Labels.
|
10-Q
|
02/25/14
|
101.LAB
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101.PRE
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XBRL Taxonomy Extension – Presentation.
|
10-Q
|
02/25/14
|
101.PRE
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Pursuant to the requirements of the Securities Exchange Act of 1934, this amended report has been signed below by the following person on behalf of the Registrant and in the capacities on this 25
th
day of February, 2014.
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ECOLOCAP SOLUTIONS INC.
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BY:
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MICHAEL SIEGEL
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Michael Siegel
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Principal Executive Officer and a member of the
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Board of Directors
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BY:
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MICHEL ST-PIERRE
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Michel St-Pierre
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Principal Financial Officer and Principal
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Accounting Officer
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EXHIBIT INDEX
|
Exhibit
|
|
Incorporated by reference
|
Filed
|
|
Number
|
Document Description
|
Form
|
Date
|
Number
|
herewith
|
|
|
|
|
|
|
|
|
3.1
|
Articles of Incorporation, as amended.
|
SB-2
|
5/28/04
|
3.1
|
|
|
3.2
|
Bylaws.
|
SB-2
|
5/28/04
|
3.2
|
|
|
3.3
|
Certificate of Amendment to Articles of Incorporation.
|
10-QSB
|
12/30/05
|
3.3
|
|
|
3.4
|
Bylaws, as amended on March 17, 2006.
|
10-KSB
|
4/13/06
|
3.4
|
|
|
10.1
|
Letter of Intent with XL Generation AG.
|
8-K
|
7/6/05
|
99.1
|
|
|
10.2
|
Share Exchange Agreement with XL Generation AG.
|
8-K
|
8/19/05
|
99.1
|
|
|
10.3
|
Loan Agreement with Capex Investments.
|
8-K
|
9/14/05
|
99.1
|
|
|
10.4
|
Form of Indemnification Agreement with Capex Investments Limited.
|
8-K/A
|
11/1/05
|
10.4
|
|
|
10.5
|
Common Stock Purchase Agreement with Capex Investments Limited.
|
8-K
|
11/15/05
|
10.5
|
|
|
10.6
|
Common Stock Purchase Agreement with Aton Selct Fund Limited.
|
8-K
|
11/15/05
|
10.6
|
|
|
10.7
|
Common Stock Purchase Agreement with Asset Protection Fund Limited.
|
8-K
|
11/15/05
|
10.7
|
|
|
10.8
|
Series A Warrant to Purchase Shares of Common Stock to Capex Investments Limited.
|
8-K
|
11/15/05
|
10.8
|
|
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10.9
|
Series A Warrant to Purchase Shares of Common Stock to Aton Select Fund Limited.
|
8-K
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11/15/05
|
10.9
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10.10
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Series A Warrant to Purchase Shares of Common Stock to Asset Protection Fund Limited.
|
8-K
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11/15/05
|
10.10
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10.11
|
Registration Rights Agreement with Capex Investments Limited.
|
8-K
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11/15/05
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10.11
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10.12
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Registration Rights Agreement with Aton Select Fund Limited.
|
8-K
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11/15/05
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10.12
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10.13
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Registration Rights Agreement with Asset Protection Fund Limited.
|
8-K
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11/15/05
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10.13
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10.14
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Amendment to the Common Stock Purchase Agreement with Aton Select Fund Limited.
|
8-K
|
12/08/05
|
10.14
|
|
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10.15
|
Amendment to the Common Stock Purchase Agreement with Asset Protection Fund Limited.
|
8-K
|
12/08/05
|
10.15
|
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10.16
|
Lease Agreement with 866 U.N. Plaza Associates LLC.
|
10-QSB
|
12/30/05
|
10.16
|
|
|
10.17
|
Exclusive Manufacturing License Agreement and Non-Exclusive Distribution Agreement with APW Inc.
|
10-QSB
|
12/30/05
|
10.17
|
|
|
10.18
|
Common Stock Purchase Agreement with Professional Trading Services SA.
|
SB-2
|
1/13/06
|
10.18
|
|
|
10.19
|
Series B Warrant to Purchase Shares of Common Stock to Professional Trading Services SA.
|
SB-2
|
1/13/06
|
10.19
|
|
|
10.20
|
Registration Rights Agreement with Professional Trading Services SA.
|
SB-2
|
1/13/06
|
10.20
|
|
|
10.21
|
Amended and Restated Common Stock Purchase Agreement with Bank Sal. Oppenheim Jr. & Cie. (Switzerland) Limited.
|
SB-2
|
1/13/06
|
10.21
|
|
|
10.22
|
Series B Warrant to Purchase Shares of Common Stock to Bank Sal. Oppenheim Jr. & Cie. (Switzerland) Limited.
|
SB-2
|
1/13/06
|
10.22
|
|
|
10.23
|
Agreement of Withdrawal from Stadium SA.
|
SB-2
|
1/13/06
|
10.23
|
|
|
10.24
|
License Agreement with WKF/5 Ltd.
|
SB-2
|
1/13/06
|
10.24
|
|
|
10.25
|
Amendment to License Agreement with WKF/5 Ltd and Alain Lemieux.
|
SB-2
|
1/13/06
|
10.25
|
|
|
10.26
|
Form of Subscription Agreement.
|
SB-2
|
5/28/04
|
99.1
|
|
|
10.27
|
Employment Agreement with Alain Lemieux.
|
10-KSB
|
4/13/06
|
10.27
|
|
|
10.28
|
Employment Agreement with Daniel Courteau.
|
10-KSB
|
4/13/06
|
10.28
|
|
|
10.29
|
Employment Agreement with Flemming Munck.
|
10-KSB
|
4/13/06
|
10.29
|
|
|
10.30
|
Employment Agreement with Eric Giguere.
|
10-KSB
|
4/13/06
|
10.30
|
|
|
10.31
|
Endorsement Agreement with La Societe 421 Productions.
|
10-KSB
|
4/13/06
|
10.31
|
|
|
10.32
|
Summary of terms and conditions of Oral Consulting Agreement with Greendale Consulting Limited.
|
10-KSB
|
4/13/06
|
10.32
|
|
|
10.33
|
Exclusive Manufacturing License Agreement with Polyprod Inc.
|
10-KSB
|
4/13/06
|
10.33
|
|
|
10.34
|
Management Fee Arrangement with Polyprod Inc.
|
10-KSB
|
4/13/06
|
10.34
|
|
|
10.35
|
Supply Contract with Febra- Kunststoffe GimbH and BASF Aktiengesellschaft.
|
10-KSB
|
4/13/06
|
10.35
|
|
|
10.36
|
Loan Agreement with Fiducie Alain Lemieux.
|
10-KSB
|
4/13/06
|
10.36
|
|
|
10.37
|
Confirmation of Debt.
|
10-KSB
|
4/13/06
|
10.37
|
|
|
10.38
|
Agreement with Daniel Courteau regarding Repayment of loans to Symbior Technologies Inc.
|
10-KSB
|
4/13/06
|
10.38
|
|
|
10.39
|
2006 Equity Incentive Plan.
|
10-KSB
|
4/13/06
|
10.39
|
|
|
10.40
|
Loan Agreement with Albert Beerli.
|
10-KSB
|
4/13/06
|
10.40
|
|
|
10.41
|
Summary of terms and conditions of Loan Agreement with Albert Beerli.
|
10-KSB
|
4/13/06
|
10.41
|
|
|
10.42
|
Lease Agreement with Albert Beerli.
|
10-KSB
|
4/13/06
|
10.42
|
|
|
10.43
|
Memorandum regarding XL Generation Canada Inc.
|
10-KSB
|
4/13/06
|
10.43
|
|
|
10.44
|
Stock Purchase Agreement with XL Generation AG and Stadium SA.
|
10-KSB
|
4/13/06
|
10.44
|
|
|
10.45
|
Common Stock Purchase Agreement with Poma Management SA.
|
10-QSB
|
9/13/06
|
10.45
|
|
|
10.46
|
Common Stock Purchase Agreement with Aton Select Fund Limited.
|
10-QSB
|
9/13/06
|
10.46
|
|
|
10.47
|
Consulting Agreement by and between Ecolocap Solutions Inc. and Lakeview Consulting LLC.
|
8-K
|
11/11/08
|
10.47
|
|
|
10.48
|
“ERPA” with Hong Kong Construction Investment Joint Stock Company.
|
8-K
|
12/23/08
|
10.1
|
|
|
10.49
|
“ERPA” with Thuong Hai Joint Stock Company.
|
8-K
|
12/23/08
|
10.2
|
|
|
10.50
|
“ERPA” with Vietnam Power Development Joint Stock Company.
|
8-K
|
12/23/08
|
10.3
|
|
|
10.51
|
“ERPA” with Hop Xuan Investment Joint Stock Company, Vietnam.
|
8-K
|
12/23/08
|
10.4
|
|
|
10.52
|
“ERPA” with ThangLong Education Development and Construction Import Export Investment Joint Stock Company.
|
8-K
|
12/23/08
|
10.5
|
|
|
10.53
|
Revised Consulting Agreement with Sodexen Inc.
|
8-K
|
12/23/08
|
10.6
|
|
|
10.54
|
Agreement with United Best Technology Limited.
|
8-K
|
12/23/08
|
10.7
|
|
|
10.55
|
Escrow Agreement with United Best Technology Limited.
|
8-K
|
12/23/08
|
10.8
|
|
|
10.56
|
“ERPA” with Tan Hiep Phuc Electricity Construction Joint-Stock Company Vietnam.
|
8-K
|
12/23/08
|
10.9
|
|
|
10.57
|
“ERPA” with Tuan Anh Hydraulic Development and Construction Investment Corporation, Vietnam.
|
8-K
|
12/23/08
|
10.10
|
|
|
10.58
|
“ERPA” with Lao Cai Energy & Resources Investment Joint Stock Company, Vietnam.
|
8-K
|
12/23/08
|
10.11
|
|
|
10.59
|
“ERPA” with Xiangton Iron and Steel Group Co. Ltd.
|
8-K
|
12/23/08
|
10.12
|
|
|
10.60
|
“ERPA” with Hunan Valin Xiangton Iron & Steel Co. Ltd.
|
8-K
|
12/23/08
|
10.13
|
|
|
10.61
|
“ERPA” with Hebi Coal Industry (Group) Co. Ltd.
|
8-K
|
12/23/08
|
10.14
|
|
|
10.62
|
“ERPA” with Hebei Jinlong Cement Group Co., Ltd.
|
8-K
|
12/23/08
|
10.15
|
|
|
10.63
|
“ERPA” with Bao Tan Hydro Electric Joint-Stock Company.
|
8-K
|
12/23/08
|
10.16
|
|
|
10.64
|
“ERPA” with Construction and Infrastruction Development Joint-Stock Company Number Nine.
|
8-K
|
12/23/08
|
10.17
|
|
|
10.65
|
Greenhouse Gas Offset Management Services Representation Agreement.
|
8-K
|
12/23/08
|
10.18
|
|
|
10.66
|
“ERPA” with Xinjiang Xiangjianfeng Energy and Technology Development Co. Ltd.
|
8-K
|
12/23/08
|
10.19
|
|
|
10.67
|
Technical Service Agreement with Xinjiang Xiangjinfeng Energy and Technology Development Co., Ltd.
|
8-K
|
12/23/08
|
10.20
|
|
|
10.68
|
Technical Service Agreement with Hebei Fengda Metallized Pellet Co., Ltd.
|
8-K
|
12/23/08
|
10.21
|
|
|
10.69
|
“ERPA” with Hebei Fengda Metallized Pellet Co., Ltd.
|
8-K
|
12/23/08
|
10.22
|
|
|
10.70
|
“ERPA” with Shandong Chengzeyuan Environment Protection Engineering Co. Ltd.
|
8-K
|
12/23/08
|
10.23
|
|
|
10.71
|
Technical Services Agreement with Shandong Chengzeyuan Environment Protection Engineering Co., Ltd.
|
8-K
|
12/23/08
|
10.24
|
|
|
10.72
|
Technical Services Agreement with Leshan Kingssun Group Co. Ltd.
|
8-K
|
12/23/08
|
10.25
|
|
|
10.73
|
“ERPA” with Leshan Kingssun Group Co., Ltd.
|
8-K
|
12/23/08
|
10.26
|
|
|
10.74
|
Supply Agreement dated July 25, 2012.
|
8-K
|
7/30/12
|
10.1
|
|
|
10.75
|
Sale and Purchase Agreement dated July 27, 2012.
|
8-K
|
7/30/12
|
10.2
|
|
|
14.1
|
Code of Ethics.
|
10-KSB
|
3/31/08
|
14.1
|
|
|
31.1
|
Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
|
10-Q
|
02/25/14
|
31.1
|
|
|
31.2
|
Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
|
10-Q
|
02/25/14
|
31.2
|
|
|
32.1
|
Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 for the Chief Executive Officer.
|
10-Q
|
02/25/14
|
32.1
|
|
|
32.2
|
Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 for the Chief Financial Officer.
|
10-Q
|
02/25/14
|
32.2
|
|
|
99.1
|
Audit Committee Charter.
|
10-KSB
|
3/31/08
|
99.1
|
|
|
99.2
|
Executive Committee Charter.
|
10-KSB
|
3/31/08
|
99.2
|
|
|
99.3
|
Nominating and Corporate Governance Committee Charter.
|
10-KSB
|
3/31/08
|
99.3
|
|
|
99.4
|
Stock Option Plan.
|
10-KSB
|
3/31/08
|
99.4
|
|
|
101.INS
|
XBRL Instance Document.
|
10-Q
|
02/25/14
|
101.INS
|
|
|
101.SCH
|
XBRL Taxonomy Extension – Schema.
|
10-Q
|
02/25/14
|
101.SCH
|
|
|
101.CAL
|
XBRL Taxonomy Extension – Calculations.
|
10-Q
|
02/25/14
|
101.CAL
|
|
|
101.DEF
|
XBRL Taxonomy Extension – Definitions.
|
10-Q
|
02/25/14
|
101.DEF
|
|
|
101.LAB
|
XBRL Taxonomy Extension – Labels.
|
10-Q
|
02/25/14
|
101.LAB
|
|
|
101.PRE
|
XBRL Taxonomy Extension – Presentation.
|
10-Q
|
02/25/14
|
101.PRE
|
|