UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
57 th Street General Acquisition Corp.
(Exact name of registrant as specified in its charter)
     
Delaware   27-1215274
     
(State of incorporation or organization)   (I.R.S. employer
identification no.)
     
110 West 40th Street, Suite 2100    
New York, New York   10018
     
(Address of principal executive offices)   (zip code)
Securities to be registered pursuant to Section 12(b) of the Act:
     
Title of each class   Name of each exchange
to be so registered   on which each class is to be registered
Units, each consisting of one share of Common Stock and one Warrant
  The NASDAQ Stock Market LLC
 
   
Common Stock, par value $.0001 per share
  The NASDAQ Stock Market LLC
 
   
Common Stock Purchase Warrants
  The NASDAQ Stock Market LLC
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. þ
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. o
Securities Act registration statement file number to which this form relates:
Securities to be registered pursuant to Section 12(g) of the Act: None
 
 

 

 


 

Item 1. Description of Registrant’s Securities to be Registered.
The information concerning our securities in the sections entitled “Description of Securities” and “Material Differences in the Rights of 57 th Street Stockholders Following the Transaction” in the Company’s Third Amended and Restated Offer to Purchase for Cash dated April 18, 2011 (as amended and supplemented the “Offer to Purchase”) filed as Exhibit (a)(1)(O) to Amendment No. 5 to Schedule TO filed with the Securities and Exchange Commission (“SEC”) on April 18, 2011 as amended and supplemented on each of April 21, 2011, April 25, 2011, April 26, 2011, April 27, 2011 and May 5, 2011 (collectively, the “Schedule TO”), is incorporated herein by reference.
Our common stock, common stock purchase warrants and units have been approved for trading on The NASDAQ Stock Market LLC under the symbols CRMB, CRMBW and CRMBU, respectively.
Market information for securities other than common equity.
Our warrants and units are each traded on the OTC Bulletin Board under the symbols SQTCW and SQTCU, respectively. The units commenced public trading on May 20, 2010, and the warrants commenced trading on June 10, 2010.
The following table sets forth the high and low bid prices as quoted on the OTCBB for our units for the period from May 20, 2010 through March 31, 2011 and our common stock purchase warrants for the period from June 10, 2010 through March 31, 2011.
                                 
    Units     Warrants  
Quarter Ended   Low     High     Low     High  
 
                               
March 31, 2011
    10.00       11.20       0.38       1.15  
December 31, 2010
    10.01       10.50       0.38       0.55  
September 30, 2010
    10.00       10.10       0.40       0.55  
June 30, 2010
    10.00       10.20       0.40       0.50  
Item 2. Exhibits
The following exhibits are incorporated herein by reference:
         
Exhibit No.   Description
 
  3.1    
Second Amended and Restated Certificate of Incorporation (incorporated by reference to the registrant’s Current Report on Form 8-K, filed with the Commission on May 25, 2010)
       
 
  3.2    
Bylaws (incorporated by reference to the registrant’s Registration Statement on Form S-1, filed with the Commission on April 28, 2010).
       
 
  3.3    
Certificate of Designation of Series A Voting Preferred Stock (incorporated by reference to the registrant’s Current Report on Form 8-K, filed with the Commission on May 11, 2011).
       
 
  4.1    
Specimen Unit Certificate (incorporated by reference to the registrant’s Registration Statement on Form S-1, filed with the Commission on April 28, 2010).
       
 
  4.2    
Specimen Common Stock Certificate (incorporated by reference to the registrant’s Registration Statement on Form S-1, filed with the Commission on April 28, 2010).
       
 
  4.3    
Specimen Warrant Certificate (incorporated by reference to the registrant’s Registration Statement on Form S-1, filed with the Commission on April 28, 2010).
       
 
  4.4    
Warrant Agreement between Continental Stock Transfer & Trust Company and the Registrant (incorporated by reference to the registrant’s Current Report on Form 8-K, filed with the Commission on May 25, 2010).
       
 
  4.5    
Specimen Series A Voting Preferred Stock Certificate (incorporated by reference to the registrant’s Current Report on Form 8-K, filed with the Commission on May 11, 2011).

 

 


 

SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized.
         
  57 TH STREET GENERAL ACQUISITION CORP.
 
 
Dated: June 28, 2011  By:   /s/ Jason Bauer    
    Name:   Jason Bauer   
    Title:   Chief Executive Officer and President   
 

 

 

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