Tri-Star Resources PLC TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (9433T)
January 11 2017 - 11:12AM
UK Regulatory
TIDMTSTR
RNS Number : 9433T
Tri-Star Resources PLC
11 January 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or TRI-STAR RESOURCES
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------- -----------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
----------------------------------------------------------------------------------
An acquisition or disposal of voting rights NO
------------------------------------------------------------- -------------------
An acquisition or disposal of qualifying financial YES
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------- -------------------
An acquisition or disposal of instruments with NO
similar economic effect to qualifying financial
instruments
------------------------------------------------------------- -------------------
An event changing the breakdown of voting rights NO
------------------------------------------------------------- -------------------
Other (please
specify):
-------------------------------------------------------- --- -------------------
3. Full name of person(s) SPREADEX LIMITED
subject to the
notification obligation:
(iii)
--------------------------------------------------------- -----------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
--------------------------------------------------------- -----------------------
5. Date of the transaction 10/01/2017
and date on
which the threshold is
crossed or
reached: (v)
--------------------------------------------------------- -----------------------
6. Date on which issuer 11/01/2017
notified:
--------------------------------------------------------- -----------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 4%
--------------------------------------------------------- -----------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- ----------------------------------------------- ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- ---------------- ----------------------------- -------------- ------------------------- -----------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------------ ----------- ------------ -------------- -------------- --------- ---------- -----------
GB0033646281 257,692,074 257,692,074 257,692,074 257,692,074 3.04%
-------------- ---------------- ----------------------------- -------------- -------------- --------- ---------- -----------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ---------------- ------------------------------------------- ------------------------- ---------------------
SPREADBET/CFD 84,899,123 1.00%
------------------ ---------------- ------------------------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- ---------------- ------------- -------------- --------------------------------------- -----------------------
Nominal Delta
---------------- ---------------- ------------- -------------- --------------------------------------- ------------ ---------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
----------------------------------------------------------------- ----------------------------------------------------------------
342,591,197 4.04%
----------------------------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------
Proxy Voting:
----------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- -------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------------- -------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------------- -------------
13. Additional information:
------------------------------------------------------------- -------------
14. Contact name: DAVID CORBEN
------------------------------------------------------------- -------------
15. Contact telephone number: 01727 895135
------------------------------------------------------------- -------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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