Lon.Fin.&Inv.Grp. Holding(s) in Company
November 05 2013 - 10:00AM
UK Regulatory
TIDMLFI
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer London Finance &
of existing shares to which voting rights are Investment Group Plc
attached:ii 5p (LFI)
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights x
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the Philip J Milton & Company Plc
notification obligation:iii
4. Full name of shareholder(s)
(if different from 3.):iv
5. Date of the transaction and date on
which the threshold is crossed or 16 October 2013
reached: v
6. Date on which issuer notified: 5 November 2013
7. Threshold(s) that is/are crossed or 7%
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type Situation previous Resulting situation after the triggering transaction
of to the triggering
shares transaction
Number Number Number Number of voting % of voting rights
if possible of of of shares rights x
using Shares Voting
the ISIN Rights Direct Direct xi Indirect Direct Indirect
CODE xii
GB0002994001 2183156 2183156 2171539 2171539 6.96%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of voting
financial date xiii Conversion Period xiv rights that may be rights
instrument acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of voting rights % of voting
financial price date xvii Conversion instrument refers to rights xix, xx
instrument period
xviii
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
2171539 6.96%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
14. Contact name:
15. Contact telephone number:
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification
obligation
Full name
(including legal form of legal entities) Philip J Milton & Company Plc
Contact address
Sterling House, 17 Joy Street,
(registered office for legal entities) Barnstaple, EX31 1HE
Phone number & email 01271 344300
info@miltonpj.net
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name
Aidan McCarthy
Contact address
As Above
Phone number & email 01271 344300
aidan@miltonpj.net
Other useful information
(e.g. functional relationship with the person or legal
entity subject to the notification obligation)
C: Additional information
Discretionary managed investments for clients are held in the nominee names of
our administrators, Quai and Transact. These are Transact Nominees Ltd and for
Quai, it is Pershing Nominees Limited.
For notes on how to complete form TR-1 please see the FSA website.
END
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