Cenkos Securities PLC Form 8.5 (EPT/NON-RI) (8945X)
February 14 2013 - 6:09AM
UK Regulatory
TIDMCNKS TIDMLCG
RNS Number : 8945X
Cenkos Securities PLC
14 February 2013
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Cenkos Securities plc
-------------------------------------------------------------------------------- ------------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form
relates: London Capital Group Holdings plc
Use a separate form for each offeror/offeree
-------------------------------------------------------------------------------- ------------------------------------
(c) Name of the party to the offer with which exempt principal trader is
connected: London Capital Group Holdings plc
-------------------------------------------------------------------------------- ------------------------------------
(d) Date position held/dealing undertaken:
13 February 2013
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(e) Has the EPT previously disclosed, or is it today disclosing, under the Code
in respect No
of any other party to this offer?
-------------------------------------------------------------------------------- ------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: ORD 10P
-------------------------------------------------- ------------------------------------------
Interests Short positions
-------------------------------------------------- ---------------------- ------------------
Number % Number %
-------------------------------------------------- ---------- ---------- ------------- ---
(1) Relevant securities owned and/or controlled: 128,933 0.2424%
-------------------------------------------------- ---------- ---------- ------------- ---
(2) Derivatives (other than options):
-------------------------------------------------- ---------- ---------- ------------- ---
(3) Options and agreements to purchase/sell:
-------------------------------------------------- ---------- ---------- ------------- ---
TOTAL: 128,933 0.2424%
-------------------------------------------------- ---------- ---------- ------------- ---
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation to which subscription right exists:
----------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages:
----------------------------------------------------------------------------
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 3000 50.73
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 25000 51.595
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 1000 51.73
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 2801 53.028
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 3728 53.238
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 30000 54.5
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 1787 55
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 5306 55
---------------------------- --------------- --------------------- ---------------
ORD 10P Purchase 20000 55
---------------------------- --------------- --------------------- ---------------
ORD 10P Purchase 5000 54
---------------------------- --------------- --------------------- ---------------
ORD 10P Purchase 3710 53
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 4300 54.5
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 15000 54.5
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 2736 55.75
---------------------------- --------------- --------------------- ---------------
ORD 10P Purchase 10000 55
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 1785 55.45
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 912 54.8
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 18400 54.8
---------------------------- --------------- --------------------- ---------------
ORD 10P Purchase 25000 54.5
---------------------------- --------------- --------------------- ---------------
ORD 10P Purchase 5000 54.5
---------------------------- --------------- --------------------- ---------------
ORD 10P Purchase 4538 53.05
---------------------------- --------------- --------------------- ---------------
ORD 10P Purchase 1924 52
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 3750 52.72
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 11385 52.7
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 1858 53
---------------------------- --------------- --------------------- ---------------
ORD 10P Purchase 10000 51.55
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 2500 52.2
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 2000 52.2
---------------------------- --------------- --------------------- ---------------
ORD 10P Sale 10000 52.35
---------------------------- --------------- --------------------- ---------------
Total Sale: 147,248
------------------- ----------
Total Purchase: 85,172
------------------- ----------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
--------------------------- -------------------- --------------------- ------------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
---------------------------------------------------- ---
Date of disclosure: 14/02/2013
--------------------- --------------
Contact name: Stephan Moran
--------------------- --------------
Telephone number: 0207 397 8983
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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