London Capital Group Holdings PLC Form 8 (OPD) London Capital Group Holdings plc (8241X)
February 13 2013 - 11:00AM
UK Regulatory
TIDMLCG
RNS Number : 8241X
London Capital Group Holdings PLC
13 February 2013
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer making the disclosure: London Capital Group Holdings plc
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(b) Owner or controller of interests and short positions disclosed, if different N/A
from 1(a):
The naming of nominee or vehicle companies is insufficient
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(c) Name of offeror/offeree in relation to whose relevant securities this form London Capital Group Holdings plc
relates:
Use a separate form for each party to the offer
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(d) Is the party to the offer making the disclosure the offeror or the offeree? OFFEREE
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(e) Date position held: 13 February 2013
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(f) Has the party previously disclosed, or is it today disclosing, under the Code NO
in respect
of any other party to this offer?
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2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
Class of relevant security:
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Interests Short positions
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Number % Number %
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(1) Relevant securities owned and/or controlled:
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(2) Derivatives (other than options):
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(3) Options and agreements to purchase/sell:
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NIL NIL
TOTAL:
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All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription right exists: NONE
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Details, including nature of the rights concerned and relevant percentages: N/A
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If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(c) Irrevocable commitments and letters of intent
Details of any irrevocable commitments or letters of intent procured by the party to the offer
making the disclosure or any person acting in concert with it (see Note 3 on Rule 2.11 of
the Code):
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Nil
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3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe of any person acting in
concert with the party to the offer making the disclosure:
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The Directors of London capital Group Holdings plc (the "Company") have the following interests
in the Company:
Director No. of Shares % of issued share
capital
------------------ -------------- ------------------
Simon Denham 7,151,053[1] 13.4%
------------------ -------------- ------------------
Frank Chapman 4,500,000 8.5%
------------------ -------------- ------------------
Rachel Woodford 4,365,000 8.2%
------------------ -------------- ------------------
William Newton 200,000[2] 0.4%
------------------ -------------- ------------------
Siobhan Moynihan 500,0002 0.9%
------------------ -------------- ------------------
The Directors of the Company have the following interests in options over unissued ordinary
shares in the Company:
Director No. of shares Exercise Earliest Date of expiry
to which price (p) date of exercise
options relate
----------------- ---------------- ----------- ------------------ ---------------
Simon Denham 60,000 389.83p 08.11.10 07.11.17
----------------- ---------------- ----------- ------------------ ---------------
Frank Chapman 60,000 389.83p 08.11.10 07.11.17
----------------- ---------------- ----------- ------------------ ---------------
Rachel Woodford 60,000 389.83p 08.11.10 07.11.17
----------------- ---------------- ----------- ------------------ ---------------
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If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3 for each additional class of
relevant security.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the party to the offer making the disclosure or any person acting
in concert with it:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party
to the offer making the disclosure, or any person acting in concert with it, and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
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Supplemental Form 8 (SBL) NO
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Date of disclosure: 13 February 2013
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Contact name: Siobhan Moynihan
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Telephone number: 020 7456 7000
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
[1] 3,000,000 shares have been pledged as security under a
loan
[2] Ordinary Shares issued under the Executive JSOP and held by
the London Capital Group Holdings plc Employee Benefit Trust
This information is provided by RNS
The company news service from the London Stock Exchange
END
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