Securities Registration (section 12(b)) (8-a12b)
November 03 2022 - 4:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-A
FOR
REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
WisdomTree
Investments, Inc.*
(Exact name of registrant as specified in its charter)
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Delaware |
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13-3487784 |
(State or other jurisdiction
of incorporation) |
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(IRS Employer
Identification No.) |
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250 West 34th Street, 3rd Floor New York, NY |
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10119 |
(Address of principal executive offices) |
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(Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
to be so registered |
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Name of each exchange on which
each class is to be registered |
Common Stock, $0.01 par value |
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New York Stock Exchange |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of
securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates: N/A
Securities to be registered pursuant to Section 12(g) of the Act: None
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The Registrant is currently named WisdomTree Investments, Inc. Prior to the consummation of the Listing
Transfer (as defined in this Form 8-A), the Registrant plans to change its name to WisdomTree, Inc. |
EXPLANATORY NOTE
This Registration Statement on Form 8-A is being filed by WisdomTree Investments, Inc., a Delaware corporation (the
Company), in connection with the transfer of the listing of the Companys common stock, par value $0.01 per share (the Common Stock), from The NASDAQ Stock Market LLC to the New York Stock Exchange (the Listing
Transfer). The Company plans to change its name from WisdomTree Investments, Inc. to WisdomTree, Inc. prior to the consummation of the Listing Transfer. The Common Stock will trade on the New York Stock Exchange under
the trading symbol WT.
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. |
Description of Registrants Securities to be Registered. |
The description of the Common Stock contained in the Registration Statement on Form 10 (File No. 001-10932) filed
with the Securities and Exchange Commission pursuant to Section 12(b) of the Securities Exchange Act of 1934, as amended (the Exchange Act) on March 31, 2011, as amended, including any amendments or reports filed for the
purpose of updating such description, is hereby incorporated by reference in answer to this item.
None.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration
statement to be signed on its behalf by the undersigned, thereto duly authorized.
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WISDOMTREE INVESTMENTS, INC. |
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Date: November 3, 2022 |
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By: |
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/s/ Marci Frankenthaler |
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Marci Frankenthaler |
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Chief Legal Officer and Secretary |
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