- Current report filing (8-K)
January 26 2010 - 4:29PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported):
January 26, 2010
Thomas
Weisel Partners Group, Inc.
(Exact
name of registrant as specified in its charter)
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Delaware
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No.
000-51730
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No.
20-3550472
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(State
or other jurisdiction of incorporation)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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One
Montgomery Street
San
Francisco, California
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94104
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code:
(415) 364-2500
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N.A.
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(Former
name or former address, if changed since last
report)
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Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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o
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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o
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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o
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Item
2.02 Results
of Operations and Financial Condition
On
January 26, 2010, Thomas Weisel Partners Group, Inc. (the “Registrant”) issued a
press release announcing financial results for its fourth quarter and fiscal
year ended December 31, 2009. A copy of the Registrant’s press release
containing this information is being furnished as Exhibit 99.1 to this Current
Report on Form 8-K and is incorporated herein by reference.
The
information furnished pursuant to this Item 2.02, including Exhibit 99.1, shall
not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act
of 1934 (the “Exchange Act”) or otherwise subject to the liabilities under that
Section and shall not be deemed to be incorporated by reference into any filing
of the Registrant under the Securities Act of 1933 or the Exchange Act, whether
made before or after the date hereof, regardless of any general incorporation
language in such filing.
The
information furnished in this report, including Exhibit 99.1, shall not be
deemed to constitute an admission that such information or exhibit is required
to be furnished pursuant to Regulation FD or that such information or exhibit
contains material information that is not otherwise publicly available. In
addition, the Registrant does not assume any obligation to update such
information or exhibit in the future.
Item
7.01 Regulation
FD Disclosure
The
Registrant is announcing that during the time period between January 27, 2010
and March 19, 2010, it may make presentations to individual institutional
investors. A copy of the presentation materials to be utilized during these
presentations will be available prior to the initiation of any presentations on
the Investor Relations section of the company’s website at
www.tweisel.com
.
These materials will be removed from the website after a period following the
conclusion of these presentations.
The
information furnished pursuant to this Item 7.01 shall not be deemed “filed” for
purposes of Section 18 of the Exchange Act or otherwise subject to the
liabilities under that Section and shall not be deemed to be incorporated by
reference into any filing of the company under the Securities Act of 1933 or the
Exchange Act, whether made before or after the date hereof, regardless of any
general incorporation language in such filing.
The
information furnished pursuant to this Item 7.01 shall not be deemed to
constitute an admission that such information is required to be furnished
pursuant to Regulation FD or that such information contains material information
that is not otherwise publicly available. In addition, the Registrant does not
assume any obligation to update such information in the future.
Item
9.01 Financial
Statements and Exhibits
(d)
Exhibits.
The
following exhibits are furnished as part of this Current Report on Form
8-K:
99.1 Press
release of the Registrant, dated January 26, 2010.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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Thomas
Weisel Partners Group, Inc.
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Date:
January 26, 2010
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By:
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/s/ Mark P. Fisher
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Name:
Mark P. Fisher
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Title: General
Counsel
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EXHIBIT
INDEX
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99.1
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Press
release of the Registrant, dated January 26,
2010.
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