- Current report filing (8-K)
November 05 2008 - 6:08AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date
of
Report (Date of earliest event reported):
November
5, 2008
Thomas
Weisel Partners Group, Inc.
(Exact
name of registrant as specified in its charter)
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Delaware
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No.
000-51730
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No.
20-3550472
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(State
or other jurisdiction of incorporation)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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One
Montgomery Street
San
Francisco, California
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94104
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code:
(415) 364-2500
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N.A.
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(Former
name or former address, if changed since last
report)
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Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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o
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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o
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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o
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Item 7.01. Regulation FD
Disclosure.
Thomas
Weisel Partners Group, Inc. is announcing that on November 5, 2008 it is
scheduled to make a presentation at the Keefe Bruyette & Woods Securities
Brokerage Conference and to make other presentations to individual institutional
investors. A copy of the presentation materials to be utilized during these
presentations will be available prior to the initiation of these presentations
on the Investor Relations section of the company’s website at
www.tweisel.com
.
These
materials will be removed from the website after a period following the
conclusion of these presentations.
The
information furnished pursuant to this Item 7.01 shall not be deemed
“filed” for purposes of Section 18 of the Securities Exchange Act of 1934
(the “Exchange Act”) or otherwise subject to the liabilities under that Section
and shall not be deemed to be incorporated by reference into any filing of
the
company under the Securities Act of 1933 or the Exchange Act, whether made
before or after the date hereof, regardless of any general incorporation
language in such filing.
The
information furnished pursuant to this Item 7.01 shall not be deemed to
constitute an admission that such information is required to be furnished
pursuant to Regulation FD or that such information contains material information
that is not otherwise publicly available. In addition, Thomas Weisel Partners
does not assume any obligation to update such information in the
future.
The
presentation materials referred to above contain forward-looking statements,
which are subject to risks, uncertainties and assumptions about us. In some
cases, you can identify these statements by forward-looking words such as “may”,
“might”, “will”, “should”, “expect”, “plan”, “anticipate”, “believe”,
“estimate”, “predict”, “optimistic”, “potential”, “future” or “continue”, the
negative of these terms and other comparable terminology. These statements
are
only predictions based on our current expectations about future events. There
are important factors that could cause actual results, level of activity,
performance or achievements or other events or circumstances to differ
materially from the results, level of activity, performance or achievements
expressed or implied by these forward-looking statements. These factors include,
but are not limited to, the state of the financial markets and the economy,
particularly as they relate to the growth sectors that the firm is focused
on,
Thomas Weisel Partners’ ability to implement its strategic initiatives and
achieve the expected benefits of the acquisition of Westwind Partners, integrate
Westwind Partners’ operations and retain its professionals, as well as other
competitive, economic, political, and market conditions and fluctuations,
government and industry regulation, other risks relating to the acquisition,
including the effect of the completion of the transaction on the companies’
business relationships, operating results and business generally and other
factors. Some of the other factors are those that are discussed in Item 1A
-
“Risk Factors” in our Annual Report on Form 10-K for the year ended December 31,
2007 and in our Quarterly Reports on Form 10-Q filed with the SEC thereafter.
We
do not assume responsibility for the accuracy or completeness of any
forward-looking statement and you should not rely on forward-looking statements
as predictions of future events. We are under no duty to update any of these
forward-looking statements to conform them to actual results or revised
expectations.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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Thomas
Weisel Partners Group, Inc.
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Date:
November 4, 2008
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By:
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/s/ Mark
Fisher
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Name:
Mark Fisher
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Title: General
Counsel
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