Thomas Weisel Partners Group, Inc. - Current report filing (8-K)
April 08 2008 - 4:37PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date
of
Report (Date of earliest event reported): April 8, 2008
Thomas
Weisel Partners Group, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
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No. 000-51730
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No. 20-3550472
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(State
or other jurisdiction of incorporation)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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One
Montgomery Street
San
Francisco, California
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94104
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s telephone number, including area code:
(415) 364-2500
N.A.
(Former
name or former address, if changed since last report)
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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o
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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o
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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o
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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ITEM
5.02
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DEPARTURE
OF DIRECTORS OR CERTAIN OFFICERS; APPOINTMENT OF CERTAIN
OFFICERS
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(b)
On
April 8, 2008, Registrant announced that David A. Baylor, would cease serving
as
the Registrant’s Chief Financial Officer. Registrant had previously announced
that Mr. Baylor had given notice of his intention to resign his position to
pursue other opportunities.
(c)
On
April 8, 2008, Registrant announced that Shaugn Stanley, who currently serves
as
a Managing Director, is assuming the role of Chief Financial Officer on an
interim basis during the search to identify a permanent replacement for Mr.
Baylor. Information regarding Mr. Stanley is set forth below and is incorporated
by reference from Registrant’s Annual Report on Form 10-K and Annual Proxy
Statement, which were filed with the SEC on March 17, 2008 and April 3, 2008,
respectively.
Shaugn
Stanley, age 48, was the Chief Financial Officer of Montgomery Securities for
two years from 1996 to 1998 and the Chief Financial Officer of Thomas Weisel
Partners from its founding in 1998 until 2001. From 2001 to the present he
has
been a Partner and Managing Director of Thomas Weisel Partners. Previous to
his
work for Montgomery Securities, Mr. Stanley was with Fidelity Investments for
six years serving as the Chief Financial Officer for the brokerage division.
Mr.
Stanley holds a degree in accounting from Stephen F. Austin State University
and
is a Certified Public Accountant.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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Thomas
Weisel Partners Group, Inc.
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Date: April
8, 2008
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By:
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/s/ Mark
P. Fisher
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Name:
Mark P. Fisher
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Title:
General Counsel
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