GoldmanSachs International Form 8.5 (EPT/RI) - Amendment (0411P)
October 07 2019 - 11:13AM
UK Regulatory
TIDMLSE
RNS Number : 0411P
GoldmanSachs International
07 October 2019
Amendment - due to the amendment of Derivative transactions, the
disclosure made on 03 October for dealings on 02 October has been
updated. Section 2(b) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation LONDON STOCK EXCHANGE
to whose relevant securities this GROUP PLC
form relates:
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer LONDON STOCK EXCHANGE
with which exempt principal trader GROUP PLC
is connected:
----------------------------------------------
(d) Date dealing undertaken: 02 October 2019
----------------------------------------------
(e) In addition to the company in YES - disclosed previously
1(b) above, is the exempt principal for HONG KONG EXCHANGES
trader making disclosures in respect AND CLEARING LIMITED
of any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
----------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest price Lowest price
relevant sales of securities per unit per unit paid/received
security paid/received
6 79/86 p Purchases 193,463 72.3800 GBP 69.8500 GBP
ordinary
---------- ----------- --------------- ---------------
6 79/86 p Sales 181,972 72.2000 GBP 69.8500 GBP
ordinary
---------- ----------- --------------- ---------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing reference unit
security e.g. CFD a long/short position, securities
increasing/reducing
a long/short position
6 79/86 p CFD Reducing a short 22,324 69.9440
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Reducing a short 1,000 70.0000
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Increasing a long 4 70.0046
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Increasing a long 4 70.0404
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Increasing a long 15 70.0455
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Increasing a long 9 70.0473
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Increasing a short 500 70.0568
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Reducing a long 19,406 70.0744
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Reducing a short 562 70.0800
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Increasing a long 262 70.1438
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Increasing a short 157 70.1470
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Increasing a long 3 70.1572
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Reducing a short 122 70.1799
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Increasing a long 2 70.1886
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Increasing a long 32 70.1899
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Reducing a short 38 70.2351
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Increasing a long 28 70.2441
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Reducing a long 124 70.3723
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Reducing a long 153 70.3724
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Reducing a long 140 70.4211
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Opening a short 30,000 70.9110
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Opening a short 10,000 70.9590
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p CFD Increasing a long 241 72.2000
ordinary position GBP
---------- ------------- ------------------------ ------------
6 79/86 p SWAP Reducing a short 5,500 71.7015
ordinary position GBP
---------- ------------- ------------------------ ------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. American, date money
security e.g. call selling, to which per unit European paid/
option varying etc. option etc. received
relates per unit
(ii) Exercise
Class of relevant Product description Exercising Number of Exercise price
security e.g. call / exercised securities per unit
option against
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per
security e.g. subscription, unit (if applicable)
conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any
agreement or understanding, formal or informal, relating
to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not
be included. If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the exempt principal trader
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
NONE
Date of disclosure: 07 October 2019
Contact name: Kashif Rafiq and Papa Lette
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+44(20) 7051 0547 / +44(20)
Telephone number: 7774 7442
---------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
FERUGGUGUUPBGAM
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