UBS AG (EPT) Form 8.5 (EPT/RI) - BHP Group Limited

RNS Number : 5699O

UBS AG (EPT)

15 May 2024

This announcement replaces the previous RNS announcement 3779O released at 11:38 on the 14^th May 2024. Amendments to sections 2a and 2b. All other information remains unchanged.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1. KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	13 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	NO

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	2461483	22.91140 GBP	22.80000 GBP
Ordinary NPV	Sell	2469228	22.90793 GBP	22.77965 GBP
ADR	Buy	25246	57.46238 USD	57.18000 USD
ADR	Sell	17224	57.46238 USD	57.18000 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	521	43.173589 AUD
Ordinary NPV	CFD	Long	12414	43.166279 AUD
Ordinary NPV	CFD	Long	1332	43.12081081 AUD
Ordinary NPV	CFD	Long	61269	43.203176 AUD
Ordinary NPV	CFD	Long	30229	43.247735 AUD
Ordinary NPV	CFD	Long	586	43.113805 AUD
Ordinary NPV	CFD	Long	182932	43.12463 AUD
Ordinary NPV	CFD	Long	1	43.09 AUD
Ordinary NPV	CFD	Long	248	43.040968 AUD
Ordinary NPV	CFD	Long	26006	43.155366 AUD
Ordinary NPV	CFD	Long	139	22.97 GBP
Ordinary NPV	CFD	Long	61995	43.25 AUD
Ordinary NPV	CFD	Long	4500	22.84941333 GBP
Ordinary NPV	CFD	Long	304	43.112711 AUD
Ordinary NPV	CFD	Long	304	43.120474 AUD
Ordinary NPV	CFD	Long	162	43.064951141358 AUD
Ordinary NPV	CFD	Long	123	43.1317979000813 AUD
Ordinary NPV	CFD	Long	5391	526.913977 ZAR
Ordinary NPV	CFD	Long	3245	526.9681 ZAR
Ordinary NPV	CFD	Long	3214	526.6262 ZAR
Ordinary NPV	CFD	Long	756	22.885185 GBP
Ordinary NPV	CFD	Long	18	43.23 AUD
Ordinary NPV	CFD	Long	31276	43.165714 AUD
Ordinary NPV	CFD	Long	22400	43.250053 AUD
Ordinary NPV	CFD	Long	9200	22.861706 GBP
Ordinary NPV	CFD	Long	1392	43.219389 AUD
Ordinary NPV	CFD	Long	33285	43.1127931500676 AUD
Ordinary NPV	CFD	Long	20555	43.277733950377 AUD
Ordinary NPV	CFD	Long	4431	43.0686526743399 AUD
Ordinary NPV	CFD	Long	7343	43.185541 AUD
Ordinary NPV	CFD	Long	35818	43.11177 AUD
Ordinary NPV	CFD	Long	97	43.139897 AUD
Ordinary NPV	CFD	Long	670	43.225716 AUD
Ordinary NPV	CFD	Long	15646	43.120552 AUD
Ordinary NPV	CFD	Long	75000	43.163307 AUD
Ordinary NPV	CFD	Long	49	43.211362 AUD
Ordinary NPV	CFD	Long	13554	43.249404 AUD
Ordinary NPV	CFD	Long	471	43.185839 AUD
Ordinary NPV	CFD	Long	2299	43.132788 AUD
Ordinary NPV	CFD	Long	476	43.12108193 AUD
Ordinary NPV	CFD	Long	1311	43.104256 AUD
Ordinary NPV	CFD	Long	248	43.121895 AUD
Ordinary NPV	CFD	Long	1331	43.068828 AUD
Ordinary NPV	CFD	Long	4989	43.15927 AUD
Ordinary NPV	CFD	Long	196246	43.157063 AUD
Ordinary NPV	CFD	Long	31821	43.173358 AUD
Ordinary NPV	CFD	Long	491	22.77965377 GBP
Ordinary NPV	CFD	Long	75000	22.839218 GBP
Ordinary NPV	CFD	Long	11435	43.1923069506952 AUD
Ordinary NPV	CFD	Long	1175	43.0651062059574 AUD
Ordinary NPV	CFD	Long	894	43.1318099042282 AUD
Ordinary NPV	CFD	Long	4759	43.163494 AUD
Ordinary NPV	CFD	Long	27085	527.29972014 ZAR
Ordinary NPV	CFD	Long	4955	22.8589798181917 GBP
Ordinary NPV	CFD	Long	2480	22.87 GBP
Ordinary NPV	CFD	Long	82397	22.856961 GBP
Ordinary NPV	CFD	Long	1520	22.85 GBP
Ordinary NPV	CFD	Long	1584	22.84 GBP
Ordinary NPV	CFD	Long	413	22.855 GBP
Ordinary NPV	CFD	Long	17519	43.103098 AUD
Ordinary NPV	CFD	Long	17500	43.24135 AUD
Ordinary NPV	CFD	Long	1000000	43.34 AUD
Ordinary NPV	CFD	Long	11	527.3372 ZAR
Ordinary NPV	CFD	Long	18674	526.74260683 ZAR
Ordinary NPV	CFD	Long	104	43.0646582392308 AUD
Ordinary NPV	CFD	Long	83	43.1318018181928 AUD
Ordinary NPV	CFD	Long	1174	28.594859929792 USD
Ordinary NPV	CFD	Short	17480	22.875718 GBP
Ordinary NPV	CFD	Short	17472	22.885925 GBP
Ordinary NPV	CFD	Short	1392	43.219389 AUD
Ordinary NPV	CFD	Short	4759	43.163494 AUD
Ordinary NPV	CFD	Short	31821	43.173358 AUD
Ordinary NPV	CFD	Short	196246	43.157063 AUD
Ordinary NPV	CFD	Short	7343	43.185541 AUD
Ordinary NPV	CFD	Short	37716	43.107607 AUD
Ordinary NPV	CFD	Short	18	43.23 AUD
Ordinary NPV	CFD	Short	31276	43.165714 AUD
Ordinary NPV	CFD	Short	11435	43.19230695 AUD
Ordinary NPV	CFD	Short	10046	22.94436592 GBP
Ordinary NPV	CFD	Short	4500	22.87333333 GBP
Ordinary NPV	CFD	Short	61995	43.25 AUD
Ordinary NPV	CFD	Short	11	527.3372 ZAR
Ordinary NPV	CFD	Short	80555	22.97 GBP
Ordinary NPV	CFD	Short	248	43.040968 AUD
Ordinary NPV	CFD	Short	586	43.113805 AUD
Ordinary NPV	CFD	Short	670	43.225716 AUD
Ordinary NPV	CFD	Short	26006	43.155366 AUD
Ordinary NPV	CFD	Short	2299	43.132788 AUD
Ordinary NPV	CFD	Short	521	43.173589 AUD
Ordinary NPV	CFD	Short	14066	22.8574562775487 GBP
Ordinary NPV	CFD	Short	30229	43.2477345070297 AUD
Ordinary NPV	CFD	Short	13554	43.2494035668585 AUD
Ordinary NPV	CFD	Short	1332	43.12081081 AUD
Ordinary NPV	CFD	Short	12414	43.1662791408893 AUD
Ordinary NPV	CFD	Short	1	43.09 AUD
Ordinary NPV	CFD	Short	1001174	43.34 AUD
Ordinary NPV	CFD	Short	1331	43.068828 AUD
Ordinary NPV	CFD	Short	17519	43.103098 AUD
Ordinary NPV	CFD	Short	17500	43.24135 AUD
Ordinary NPV	CFD	Short	248	43.121895 AUD
Ordinary NPV	CFD	Short	304	43.120493 AUD
Ordinary NPV	CFD	Short	304	43.112697 AUD
Ordinary NPV	CFD	Short	4989	43.15927 AUD
Ordinary NPV	CFD	Short	2541	43.093951 AUD
Ordinary NPV	CFD	Short	20555	43.277734 AUD
Ordinary NPV	CFD	Short	22400	43.250053 AUD
Ordinary NPV	CFD	Short	97	43.139897 AUD
Ordinary NPV	CFD	Short	182932	43.12463 AUD
Ordinary NPV	CFD	Short	61269	43.203176 AUD
Ordinary NPV	CFD	Short	10242	43.1166861941027 AUD
Ordinary NPV	CFD	Short	5404	43.1278774981495 AUD
Ordinary NPV	CFD	Short	35818	43.11177 AUD
Ordinary NPV	CFD	Short	49	43.211362 AUD
Ordinary NPV	CFD	Short	471	43.185839 AUD
Ordinary NPV	CFD	Short	476	43.12108193 AUD
Ordinary NPV	CFD	Short	1203	22.8595677451621 GBP
Ordinary NPV	CFD	Short	2298	22.8531592708442 GBP
Ordinary NPV	CFD	Short	11265	22.828082557028 GBP
Ordinary NPV	CFD	Short	60081	43.1863426041511 AUD
Ordinary NPV	CFD	Short	14919	43.070540250687 AUD
Ordinary NPV	CFD	Short	1311	43.104256 AUD
Ordinary NPV	CFD	Short	18674	526.74260683 ZAR
Ordinary NPV	CFD	Short	25897	22.847582 GBP
Ordinary NPV	CFD	Short	3189	22.8574568830354 GBP
Ordinary NPV	CFD	Short	3214	526.6262 ZAR
Ordinary NPV	CFD	Short	3245	526.9681 ZAR
Ordinary NPV	CFD	Short	5391	526.913977 ZAR
Ordinary NPV	CFD	Short	27085	527.29972014 ZAR
Ordinary NPV	CFD	Short	8703	22.855713 GBP
Ordinary NPV	CFD	Short	9884	22.94435 GBP
ADR	CFD	Short	414	57.1800 USD
ADR	CFD	Short	1062	57.3585 USD
ADR	CFD	Short	98	57.3924 USD
ADR	CFD	Short	4210	57.4084 USD
ADR	CFD	Short	199	57.4104 USD
ADR	CFD	Short	3	57.4200 USD
ADR	CFD	Short	101	57.4278 USD
ADR	CFD	Short	3799	57.4333 USD
ADR	CFD	Short	2737	57.4624 USD
ADR	CFD	Long	-414	57.1800 USD
ADR	CFD	Long	-1062	57.3585 USD
ADR	CFD	Long	-98	57.3924 USD
ADR	CFD	Long	-199	57.4104 USD
ADR	CFD	Long	-199	57.4104 USD
ADR	CFD	Long	-3	57.4200 USD
ADR	CFD	Long	-101	57.4278 USD
ADR	CFD	Long	-3799	57.4333 USD
ADR	CFD	Long	-2737	57.4624 USD

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	15 May 2024
Contact name:	Richard Howard
Telephone number:	+44 (0)207 568 9128

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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