Current Report Filing (8-k)
July 14 2021 - 5:01PM
Edgar (US Regulatory)
0001165002
false
0001165002
2021-07-14
2021-07-14
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
July 14, 2021
WESTWOOD HOLDINGS GROUP, INC.
(Exact name of registrant as specified in its charter)
Delaware
|
|
001-31234
|
|
75-2969997
|
(State or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
200 Crescent Court, Suite 1200
Dallas, Texas 75201
(Address of principal executive offices, including
zip code)
(214) 756-6900
(Registrant’s telephone number, including area
code)
Not Applicable
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.
below):
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities registered pursuant to Section
12(b) of the Act:
|
|
|
|
|
Title of each class
|
|
Trading
Symbol(s)
|
|
Name of each exchange
on which registered
|
Common Stock, par value $0.01 per share
|
|
WHG
|
|
New York Stock Exchange
|
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
☐
|
Emerging growth company
|
☐
|
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
|
|
Item 7.01.
|
Regulation FD Disclosure.
|
On July 14, 2021, Westwood Holdings Group,
Inc. (the “Company”) issued a press release commenting on an unsolicited proposal received from Americana Partners, LLC to
acquire the Company. A copy of that press release is furnished herewith as Exhibit 99.1 to this Current Report and is incorporated herein by reference.
|
Item 9.01.
|
Financial Statements and Exhibits.
|
(d) Exhibits:
Exhibit No.
|
Description
|
99.1
|
Press Release issued by the Company on July 14, 2021
|
104
|
Cover Page Interactive Data File (embedded within the Inline XBRL document)
|
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Date: July 14, 2021
|
WESTWOOD HOLDINGS GROUP, INC.
|
|
By:
|
/s/ Brian O. Casey
|
|
|
Name: Brian O. Casey
|
|
|
Title: President and Chief Executive Officer
|
Westwood (NYSE:WHG)
Historical Stock Chart
From Aug 2024 to Sep 2024
Westwood (NYSE:WHG)
Historical Stock Chart
From Sep 2023 to Sep 2024