- Current report filing (8-K)
May 29 2009 - 10:22AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of
report (Date of earliest event reported): May 15, 2009
SYNTHETIC
FIXED-INCOME SECURITIES, INC.
ON BEHALF
OF
STRATS
SM
TRUST
FOR AT&T CORP. SECURITIES, SERIES 2004-4
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
|
333-70808-05
|
52-2316339
|
|
001-32028
|
|
(State
or Other Jurisdiction of Incorporation)
|
(Commission
File Number)
|
(I.R.S.
Employer Identification
No.)
|
Synthetic
Fixed-Income Securities, Inc.
|
|
301
South College
|
|
Charlotte,
North Carolina
|
28288
|
(Address
of Principal Executive Offices)
|
(Zip
Code)
|
Registrant’s
telephone number, including area code:
(704) 383-7727
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant
under any following provisions (see General Instruction A.2.
below):
[ ]
|
Written communications pursuant to Rule 425 under
the Securities Act (17 CFR
230.425)
|
[ ]
|
Soliciting material pursuant to Rule 14a-12(b)
under the Exchange Act (17 CFR
240.14a-12(b))
|
[ ]
|
Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
[ ]
|
Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
The
STRATS
SM
Trust
For AT&T Corp. Securities, Series 2004-4, which we refer to herein as the
“Trust,” was formed pursuant to the Base Trust Agreement, dated as of September
26, 2003, between Synthetic Fixed-Income Securities, Inc., as depositor, and
U.S. Bank Trust National Association, as trustee and securities intermediary, as
supplemented by the STRATS
SM
Certificates Series Supplement 2004-4 in respect of the Trust dated as of
February 25, 2004.
Item
8.01. OTHER EVENTS
On May
15, 2009, distribution was made to the holders of the certificates issued by the
Trust. Specific information with respect to the distribution is filed
as Exhibit 99.1 hereto.
No other
reportable transactions or matters have occurred during the current reporting
period.
AT&T
Inc. (
“
AT&T
”
)
, the
guarantor
of the underlying securities, is
subject to the information reporting requirements of the Securities Exchange Act
of 1934, as amended (the “Exchange Act”). For information on AT&T
please see its periodic reports filed with the Securities and Exchange
Commission (the “Commission”) under its Exchange Act file number, 001-
08610.
The Commission maintains a site
on the World Wide Web at “http://www.sec.gov” at which users can view and
download copies of reports, proxy and information statements and other
information filed electronically through the Electronic Data Gathering, Analysis
and Retrieval system, or “EDGAR.” Periodic reports and other
information required to be filed pursuant to the Exchange Act, by AT&T may
be accessed on this site. Neither Synthetic Fixed-Income Securities,
Inc. nor the Trustee has participated in the preparation of such reporting
documents, or made any due diligence investigation with respect to the
information provided therein. Neither Synthetic Fixed-Income
Securities, Inc. nor the Trustee has verified the accuracy or completeness of
such documents or reports. There can be no assurance that events
affecting the issuer
or guarantor
of the
underlying securities or the underlying securities themselves have not occurred
or have not yet been publicly disclosed which would affect the accuracy or
completeness of the publicly available documents described above.
(c)
|
The
following exhibit is filed as part of this
report:
|
|
99.1
|
Trustee’s
Distribution Statement to the STRATS
SM
Certificates, Series 2004-4 for May 15, 2009 Scheduled Distribution
Date.
|
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
|
Synthetic
Fixed-Income Securities, Inc.
|
|
|
|
|
|
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By:
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/s/ Jimmy
Whang
|
|
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Name:
|
Jimmy
Whang
|
|
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Title:
|
Director
|
|
|
|
|
|
Date: May
15, 2009
EXHIBIT
INDEX
Exhibit
Number
|
Description
|
|
|
99.1
|
Trustee’s
Distribution Statement to the STRATS
SM
Certificates, Series 2004-4 for May 15, 2009 Scheduled Distribution
Date.
|
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