Statement of Changes in Beneficial Ownership (4)
June 02 2020 - 5:37PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Watterson Andrew M |
2. Issuer Name and Ticker or Trading Symbol
SOUTHWEST AIRLINES CO
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LUV
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP & Chief Revenue Officer |
(Last)
(First)
(Middle)
SOUTHWEST AIRLINES CO., 2702 LOVE FIELD DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/29/2020 |
(Street)
DALLAS, TX 75235
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/29/2020 | | S | | 200 | D | $31.63 | 52911 | D | |
Common Stock | 5/29/2020 | | S | | 336 | D | $31.66 | 52575 | D | |
Common Stock | 5/29/2020 | | S | | 100 | D | $31.67 | 52475 | D | |
Common Stock | 5/29/2020 | | S | | 100 | D | $31.715 | 52375 | D | |
Common Stock | 5/29/2020 | | S | | 100 | D | $31.73 | 52275 | D | |
Common Stock | 5/29/2020 | | S | | 316 | D | $31.74 | 51959 | D | |
Common Stock | 5/29/2020 | | S | | 400 | D | $31.75 | 51559 | D | |
Common Stock | 5/29/2020 | | S | | 453 | D | $31.76 | 51106 | D | |
Common Stock | 5/29/2020 | | S | | 200 | D | $31.77 | 50906 | D | |
Common Stock | 5/29/2020 | | S | | 200 | D | $31.78 | 50706 | D | |
Common Stock | 5/29/2020 | | S | | 100 | D | $31.79 | 50606 | D | |
Common Stock | 5/29/2020 | | S | | 100 | D | $31.81 | 50506 | D | |
Common Stock | 5/29/2020 | | S | | 100 | D | $31.83 | 50406 | D | |
Common Stock | 5/29/2020 | | S | | 200 | D | $31.835 | 50206 | D | |
Common Stock | 5/29/2020 | | S | | 500 | D | $31.84 | 49706 | D | |
Common Stock | 5/29/2020 | | S | | 300 | D | $31.85 | 49406 | D | |
Common Stock | 5/29/2020 | | S | | 355 | D | $31.86 | 49051 | D | |
Common Stock | 5/29/2020 | | S | | 200 | D | $31.87 | 48851 | D | |
Common Stock | 5/29/2020 | | S | | 400 | D | $31.88 | 48451 | D | |
Common Stock | 5/29/2020 | | S | | 200 | D | $31.89 | 48251 | D | |
Common Stock | 5/29/2020 | | S | | 800 | D | $31.9 | 47451 | D | |
Common Stock | 5/29/2020 | | S | | 713 | D | $31.91 | 46738 | D | |
Common Stock | 5/29/2020 | | S | | 400 | D | $31.92 | 46338 | D | |
Common Stock | 5/29/2020 | | S | | 100 | D | $31.93 | 46238 | D | |
Common Stock | 5/29/2020 | | S | | 67 | D | $31.94 | 46171 | D | |
Common Stock | 5/29/2020 | | S | | 300 | D | $31.95 | 45871 | D | |
Common Stock | 5/29/2020 | | S | | 437 | D | $31.96 | 45434 | D | |
Common Stock | 5/29/2020 | | S | | 222 | D | $31.97 | 45212 | D | |
Common Stock | 5/29/2020 | | S | | 176 | D | $31.98 | 45036 | D | |
Common Stock | 5/29/2020 | | S | | 200 | D | $31.99 | 44836 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Watterson Andrew M SOUTHWEST AIRLINES CO. 2702 LOVE FIELD DRIVE DALLAS, TX 75235 |
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| EVP & Chief Revenue Officer |
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Signatures
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/s/ Tim Whisler, on behalf of and as attorney-in-fact for Andrew M. Watterson | | 6/2/2020 |
**Signature of Reporting Person | Date |
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