Stock Option
Subscription Plan 2021
Restricted Share Award Plan 2021-1
Restricted Share Award Plan 2021-2
Partner Warrants 2021-1 Issuance Agreement
Partner Warrants 2021-2 Issuance Agreement
Director Warrants Issuance Agreement, Dated June 25, 2021
(Full title of the plan(s))
GKL
Corporate/Search, Inc.
One Capitol Mall, Suite 660
Sacramento, California 95814
Telephone: +1 916 442 7652
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copy to:
John V.
Bautista, Esq.
Brett Cooper, Esq.
Orrick, Herrington & Sutcliffe LLP
1000 Marsh Road
Menlo
Park, California 94025
Telephone: +1 650 614 7400
Facsimile: +1 650 614 7401
Indicate by
check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of large
accelerated filer, accelerated filer, smaller reporting company, and emerging growth company in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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☐
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Accelerated filer
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☒
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Non-accelerated filer
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☐
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Smaller reporting company
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☐
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Emerging growth company
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☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐