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Portfolio of Investments (Unaudited)
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Nuveen New York Select Quality Municipal Fund, Inc. (NVN)
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June 30, 2011
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Principal
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Optional Call
|
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Amount (000)
|
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Description (1)
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Provisions (2)
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Ratings (3)
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Value
|
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Education and Civic Organizations – 25.3% (16.6% of Total Investments)
|
|
|
|
$ 2,500
|
|
Dormitory Authority of the State of New York, General Revenue Bonds, New York University,
|
No Opt. Call
|
AA–
|
$ 2,745,775
|
|
|
Series 2001-1, 5.500%, 7/01/40 – AMBAC Insured
|
|
|
|
3,000
|
|
Dormitory Authority of the State of New York, General Revenue Bonds, Saint Johns University,
|
7/17 at 100.00
|
A–
|
3,047,010
|
|
|
Series 2007A, 5.250%, 7/01/32 – NPFG Insured
|
|
|
|
1,235
|
|
Dormitory Authority of the State of New York, Housing Revenue Bonds, Fashion Institute of
|
No Opt. Call
|
BBB
|
1,183,328
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Technology, Series 2007, 5.250%, 7/01/34 – FGIC Insured
|
|
|
|
695
|
|
Dormitory Authority of the State of New York, Insured Revenue Bonds, Fordham University,
|
7/12 at 100.00
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A2
|
710,533
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Series 2002, 5.000%, 7/01/18 – FGIC Insured
|
|
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Dormitory Authority of the State of New York, Insured Revenue Bonds, New York University,
|
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Series 2001-2:
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1,350
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|
5.500%, 7/01/18 – AMBAC Insured
|
1/12 at 100.00
|
AA–
|
1,354,455
|
800
|
|
5.500%, 7/01/20 – AMBAC Insured
|
1/12 at 100.00
|
AA–
|
802,952
|
600
|
|
5.500%, 7/01/21 – AMBAC Insured
|
1/12 at 100.00
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AA–
|
602,214
|
2,125
|
|
Dormitory Authority of the State of New York, Insured Revenue Bonds, Yeshiva University,
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1/12 at 100.00
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A2
|
2,128,251
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Series 2001, 5.000%, 7/01/19 – AMBAC Insured
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|
|
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2,000
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Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
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No Opt. Call
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Aa2
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2,156,300
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Facilities, Series 2003B, 5.250%, 7/01/32 (Mandatory put 7/01/13) – SYNCORA GTY Insured
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|
|
|
1,835
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Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/15 at 100.00
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Aa2
|
1,878,049
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Facilities, Series 2004A, 5.000%, 7/01/29 – NPFG Insured
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|
|
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2,790
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Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/16 at 100.00
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Aa2
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2,842,480
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|
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Facilities, Series 2006A, 5.000%, 7/01/31 – NPFG Insured
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|
|
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6,215
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Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/19 at 100.00
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Aa2
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6,302,942
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Facilities, Series 2009A, 5.000%, 7/01/39
|
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735
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|
Dormitory Authority of the State of New York, Revenue Bonds, Barnard College, Series 2007A,
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7/17 at 100.00
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BBB
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728,135
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5.000%, 7/01/37 – FGIC Insured
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|
|
|
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Dormitory Authority of the State of New York, Revenue Bonds, Canisius College, Series 2000:
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1,000
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5.100%, 7/01/20 – NPFG Insured
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1/12 at 101.00
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Baa1
|
1,010,120
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2,875
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|
5.250%, 7/01/30 – NPFG Insured
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1/12 at 101.00
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Baa1
|
2,875,690
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Dormitory Authority of the State of New York, Revenue Bonds, Convent of the Sacred Heart,
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|
|
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Series 2011:
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1,000
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|
5.625%, 11/01/35 – AGM Insured
|
5/21 at 100.00
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AA+
|
1,046,440
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1,020
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|
5.750%, 11/01/40 – AGM Insured
|
5/21 at 100.00
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AA+
|
1,069,093
|
995
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|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2007,
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7/17 at 100.00
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AA–
|
1,020,651
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5.000%, 7/01/32 – AMBAC Insured
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|
|
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Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2009A:
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3,300
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5.250%, 7/01/34
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7/19 at 100.00
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AA–
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3,450,117
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3,890
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|
5.000%, 7/01/39
|
7/19 at 100.00
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AA–
|
3,957,997
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3,750
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|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series
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7/19 at 100.00
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AA–
|
3,815,550
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2009B, 5.000%, 7/01/39
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|
|
|
1,600
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Dormitory Authority of the State of New York, Revenue Bonds, Non State Supported Debt, Cornell
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7/20 at 100.00
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Aa1
|
1,667,712
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University, Series 2008C, 5.000%, 7/01/37
|
|
|
|
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Dormitory Authority of the State of New York, Revenue Bonds, Rochester Institute of
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|
|
|
|
|
Technology, Series 2006A:
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|
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775
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5.250%, 7/01/20 – AMBAC Insured
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No Opt. Call
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A1
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888,631
|
620
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|
5.250%, 7/01/21 – AMBAC Insured
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No Opt. Call
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A1
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709,218
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3,545
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Madison County Industrial Development Agency, New York, Civic Facility Revenue Bonds, Colgate
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7/15 at 100.00
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AA+
|
3,703,249
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University, Tender Option Bond Trust 3127, 13.298%, 1/01/14 – AMBAC Insured (IF)
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1,000
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Nassau County Industrial Development Agency, New York, Revenue Refunding Bonds, Hofstra
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1/12 at 100.00
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A
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1,002,630
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University, Series 1998, 5.000%, 7/01/23 – NPFG Insured
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|
|
7,250
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New York City Industrial Development Agency, New York, Civic Facility Revenue Bonds, Horace
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1/12 at 100.00
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Baa1
|
7,252,175
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Mann School, Series 1998, 5.000%, 7/01/28 – NPFG Insured
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800
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New York City Industrial Development Agency, New York, Payment in Lieu of Taxes Revenue Bonds,
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1/19 at 100.00
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AA+
|
821,552
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Queens Baseball Stadium Project, Series 2009, 6.375%, 1/01/39 – AGC Insured
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New York City Industrial Development Agency, New York, PILOT Revenue Bonds, Queens Baseball
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Stadium Project, Series 2006:
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2,000
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5.000%, 1/01/36 – AMBAC Insured
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1/17 at 100.00
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BB+
|
1,702,960
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3,200
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|
5.000%, 1/01/46 – AMBAC Insured
|
1/17 at 100.00
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BB+
|
2,607,840
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1,905
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New York City Industrial Development Agency, New York, Revenue Bonds, Yankee Stadium Project
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3/19 at 100.00
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AA+
|
2,107,616
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PILOT, Series 2009A, 7.000%, 3/01/49 – AGC Insured
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|
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New York City Industrial Development Authority, New York, PILOT Revenue Bonds, Yankee Stadium
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|
|
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|
|
Project, Series 2006:
|
|
|
|
1,195
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|
5.000%, 3/01/31 – FGIC Insured
|
9/16 at 100.00
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BBB–
|
1,163,548
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9,735
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|
5.000%, 3/01/36 – NPFG Insured
|
9/16 at 100.00
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Baa1
|
8,988,812
|
5,830
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|
4.500%, 3/01/39 – FGIC Insured
|
9/16 at 100.00
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BBB–
|
4,862,803
|
2,000
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|
New York City Trust for Cultural Resources, New York, Revenue Bonds, American Museum of
|
7/14 at 100.00
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AA
|
2,018,020
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|
Natural History, Series 2004A, 5.000%, 7/01/36 – NPFG Insured
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|
|
|
1,000
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|
Onongada County Trust For Cultural Resources, New York, Revenue Bonds, Syracuse University
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12/21 at 100.00
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Aa3
|
1,024,410
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|
|
Project, Series 2011, 5.000%, 12/01/36 (WI/DD, Settling 7/07/11)
|
|
|
|
1,390
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|
Tompkins County Development Corporation, New York, Revenue Bonds, Ithaca College, Series 2011,
|
1/21 at 100.00
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Aa3
|
1,455,441
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|
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5.500%, 7/01/33 – AGM Insured
|
|
|
|
1,100
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Troy Capital Resource Corporation, New York, Revenue Bonds, Rensselaer Polytechnic Institute,
|
9/20 at 100.00
|
A
|
1,081,927
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|
|
Series 2010A, 5.125%, 9/01/40
|
|
|
|
88,655
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|
Total Education and Civic Organizations
|
|
|
87,786,626
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Health Care – 14.6% (9.6% of Total Investments)
|
|
|
|
2,660
|
|
Albany Capital Resource Corporation, New York, St. Peter’s Hospital Project, Series 2011,
|
11/20 at 100.00
|
BBB+
|
2,750,786
|
|
|
6.125%, 11/15/30
|
|
|
|
810
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|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Hospital Revenue Bonds,
|
8/19 at 100.00
|
AAA
|
922,963
|
|
|
Hospital for Special Surgery, Series 2009, 6.250%, 8/15/34
|
|
|
|
2,300
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Hudson
|
8/17 at 100.00
|
AA+
|
2,387,653
|
|
|
Valley Hospital Center, Series 2007, 5.000%, 8/15/27 – AGM Insured
|
|
|
|
2,655
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|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Montefiore
|
2/15 at 100.00
|
BBB
|
2,684,816
|
|
|
Hospital, Series 2004, 5.000%, 8/01/29 – FGIC Insured
|
|
|
|
1,000
|
|
Dormitory Authority of the State of New York, FHA-Insured Revenue Bonds, Montefiore Medical
|
2/15 at 100.00
|
BBB
|
1,035,030
|
|
|
Center, Series 2005, 5.000%, 2/01/22 – FGIC Insured
|
|
|
|
6,430
|
|
Dormitory Authority of the State of New York, Hospital Revenue Bonds, Catholic Health Services
|
1/12 at 100.00
|
A–
|
6,433,922
|
|
|
of Long Island Obligated Group – St. Francis Hospital, Series 1999A, 5.500%, 7/01/24 –
|
|
|
|
|
|
NPFG Insured
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Health Quest System Inc., Series
|
|
|
|
|
|
2007B:
|
|
|
|
1,000
|
|
5.250%, 7/01/27 – AGC Insured
|
7/17 at 100.00
|
AA+
|
1,029,790
|
825
|
|
5.125%, 7/01/37 – AGC Insured
|
7/17 at 100.00
|
AA+
|
819,143
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Memorial Sloan-Kettering Cancer
|
|
|
|
|
|
Center, Series 2003-1:
|
|
|
|
2,500
|
|
5.000%, 7/01/21 – NPFG Insured
|
7/13 at 100.00
|
AA
|
2,639,450
|
3,210
|
|
5.000%, 7/01/22 – NPFG Insured
|
7/13 at 100.00
|
AA
|
3,382,570
|
2,705
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York and Presbyterian
|
8/14 at 100.00
|
AA+
|
2,940,795
|
|
|
Hospital, Series 2004A, 5.250%, 8/15/15 – AGM Insured
|
|
|
|
2,120
|
|
Dormitory Authority of the State of New York, Revenue Bonds, The New York and Presbyterian
|
8/14 at 100.00
|
AA+
|
2,126,254
|
|
|
Hospital Project, Series 2007, 5.000%, 8/15/36 – AGM Insured
|
|
|
|
12,020
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Winthrop South Nassau University
|
7/11 at 100.00
|
BBB+
|
12,035,025
|
|
|
Health System Obligated Group, Series 2001A, 5.250%, 7/01/26 – AMBAC Insured
|
|
|
|
2,025
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Winthrop South Nassau University
|
7/12 at 100.00
|
Baa1
|
1,995,415
|
|
|
Health System Obligated Group, Series 2001B, 5.250%, 7/01/31 – AMBAC Insured
|
|
|
|
|
|
New York City Health and Hospitals Corporation, New York, Health System Revenue Bonds,
|
|
|
|
|
|
Series 2003A:
|
|
|
|
2,800
|
|
5.250%, 2/15/21 – AMBAC Insured
|
2/13 at 100.00
|
Aa3
|
2,946,020
|
3,065
|
|
5.250%, 2/15/22 – AMBAC Insured
|
2/13 at 100.00
|
Aa3
|
3,210,465
|
1,320
|
|
Westchester County Health Care Corporation, New York, Senior Lien Revenue Bonds, Series
|
11/20 at 100.00
|
A3
|
1,341,912
|
|
|
2010-C2, 6.125%, 11/01/37
|
|
|
|
49,445
|
|
Total Health Care
|
|
|
50,682,009
|
|
|
Housing/Multifamily – 4.1% (2.7% of Total Investments)
|
|
|
|
|
|
New York City Housing Development Corporation, New York, Capital Fund Program Revenue Bonds,
|
|
|
|
|
|
Series 2005A:
|
|
|
|
1,470
|
|
5.000%, 7/01/14 – FGIC Insured
|
No Opt. Call
|
AA+
|
1,618,911
|
1,470
|
|
5.000%, 7/01/16 – FGIC Insured
|
7/15 at 100.00
|
AA+
|
1,638,227
|
5,445
|
|
5.000%, 7/01/25 – FGIC Insured (UB)
|
7/15 at 100.00
|
AA+
|
5,645,594
|
1,383
|
|
New York City Housing Development Corporation, New York, Multifamily Housing Revenue Bonds,
|
7/11 at 105.00
|
N/R
|
1,456,526
|
|
|
Pass-Through Certificates, Series 1991C, 6.500%, 2/20/19 – AMBAC Insured
|
|
|
|
540
|
|
New York City Housing Development Corporation, New York, Multifamily Housing Revenue Bonds,
|
1/17 at 100.00
|
AAA
|
502,826
|
|
|
Seaview Towers, Series 2006A, 4.750%, 7/15/39 – AMBAC Insured (Alternative Minimum Tax)
|
|
|
|
3,000
|
|
New York State Housing Finance Agency, Affordable Housing Revenue Bonds, Series 2007B, 5.300%,
|
11/17 at 100.00
|
Aa2
|
2,962,020
|
|
|
11/01/37 (Alternative Minimum Tax)
|
|
|
|
|
|
New York State Housing Finance Agency, Mortgage Revenue Refunding Bonds, Housing Project,
|
|
|
|
|
|
Series 1996A:
|
|
|
|
55
|
|
6.100%, 11/01/15 – AGM Insured
|
11/11 at 100.00
|
AA+
|
55,244
|
200
|
|
6.125%, 11/01/20 – AGM Insured
|
11/11 at 100.00
|
AA+
|
200,264
|
13,563
|
|
Total Housing/Multifamily
|
|
|
14,079,612
|
|
|
Long-Term Care – 1.7% (1.1% of Total Investments)
|
|
|
|
|
|
Dormitory Authority of the State of New York, FHA-Insured Nursing Home Mortgage Revenue Bonds,
|
|
|
|
|
|
Norwegian Christian Home and Health Center, Series 2001:
|
|
|
|
4,760
|
|
5.200%, 8/01/36 – NPFG Insrued
|
8/11 at 101.00
|
BBB
|
4,767,664
|
1,000
|
|
6.100%, 8/01/41 – NPFG Insrued
|
8/11 at 105.00
|
BBB
|
1,055,080
|
5,760
|
|
Total Long-Term Care
|
|
|
5,822,744
|
|
|
Tax Obligation/General – 8.4% (5.5% of Total Investments)
|
|
|
|
1,500
|
|
Erie County, New York, General Obligation Bonds, Series 2003A, 5.250%, 3/15/16 – NPFG Insured
|
3/13 at 100.00
|
A2
|
1,588,155
|
745
|
|
Erie County, New York, General Obligation Bonds, Series 2004B, 5.250%, 4/01/13 – NPFG Insured
|
No Opt. Call
|
A2
|
793,082
|
2,000
|
|
Erie County, New York, General Obligation Bonds, Series 2005A, 5.000%, 12/01/18 – NPFG Insured
|
12/15 at 100.00
|
A2
|
2,178,020
|
600
|
|
New York City, New York, General Obligation Bonds, Fiscal 2009 Series E, 5.000%, 8/01/28
|
8/19 at 100.00
|
AA
|
635,256
|
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 1998H:
|
|
|
|
85
|
|
5.125%, 8/01/25 – NPFG Insured
|
8/11 at 100.00
|
AA
|
85,249
|
70
|
|
5.375%, 8/01/27 – NPFG Insured
|
8/11 at 100.00
|
AA
|
70,181
|
2,900
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005J, 5.000%, 3/01/19 –
|
3/15 at 100.00
|
AA
|
3,224,104
|
|
|
FGIC Insured
|
|
|
|
|
|
New York City, New York, General Obligation Bonds:
|
|
|
|
3,250
|
|
5.000%, 11/01/19 – AGM Insured (UB)
|
11/14 at 100.00
|
AA+
|
3,591,088
|
1,650
|
|
5.000%, 11/01/20 – AGM Insured (UB)
|
11/14 at 100.00
|
AA+
|
1,820,462
|
|
|
Rensselaer County, New York, General Obligation Bonds, Series 1991:
|
|
|
|
960
|
|
6.700%, 2/15/16 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,166,918
|
960
|
|
6.700%, 2/15/17 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,192,186
|
960
|
|
6.700%, 2/15/18 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,208,938
|
960
|
|
6.700%, 2/15/19 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,224,432
|
960
|
|
6.700%, 2/15/20 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,236,912
|
747
|
|
6.700%, 2/15/21 – AMBAC Insured
|
No Opt. Call
|
AA–
|
973,266
|
|
|
Rochester, New York, General Obligation Bonds, Series 1999:
|
|
|
|
735
|
|
5.250%, 10/01/20 – NPFG Insured
|
No Opt. Call
|
Aa3
|
852,703
|
735
|
|
5.250%, 10/01/21 – NPFG Insured
|
No Opt. Call
|
Aa3
|
851,284
|
730
|
|
5.250%, 10/01/22 – NPFG Insured
|
No Opt. Call
|
Aa3
|
841,697
|
730
|
|
5.250%, 10/01/23 – NPFG Insured
|
No Opt. Call
|
Aa3
|
836,120
|
730
|
|
5.250%, 10/01/24 – NPFG Insured
|
No Opt. Call
|
Aa3
|
832,572
|
730
|
|
5.250%, 10/01/25 – NPFG Insured
|
No Opt. Call
|
Aa3
|
828,097
|
725
|
|
5.250%, 10/01/26 – NPFG Insured
|
No Opt. Call
|
Aa3
|
822,788
|
2,190
|
|
Yonkers, New York, General Obligation Bonds, Series 2005B, 5.000%, 8/01/19 – NPFG Insured
|
8/15 at 100.00
|
A2
|
2,301,909
|
25,652
|
|
Total Tax Obligation/General
|
|
|
29,155,419
|
|
|
Tax Obligation/Limited – 51.8% (34.1% of Total Investments)
|
|
|
|
7,145
|
|
Dormitory Authority of the State of New York, Insured Revenue Bonds, Special Act School
|
1/12 at 100.00
|
Baa1
|
7,170,079
|
|
|
District Program, Series 1999, 5.750%, 7/01/19 – NPFG Insured
|
|
|
|
3,610
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Department of Health, Series
|
7/14 at 100.00
|
AA–
|
3,824,362
|
|
|
2004-2, 5.000%, 7/01/20 – FGIC Insured
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Mental Health Services Facilities
|
|
|
|
|
|
Improvements, Series 2005D-1:
|
|
|
|
670
|
|
5.000%, 2/15/15 – FGIC Insured
|
No Opt. Call
|
AA–
|
751,418
|
1,715
|
|
5.000%, 8/15/23 – FGIC Insured
|
2/15 at 100.00
|
AA–
|
1,782,537
|
7,925
|
|
Dormitory Authority of the State of New York, Revenue Bonds, School Districts Financing
|
10/12 at 100.00
|
A+
|
8,248,578
|
|
|
Program, Series 2002D, 5.250%, 10/01/23 – NPFG Insured
|
|
|
|
1,090
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
1,196,733
|
|
|
2005F, 5.000%, 3/15/21 – AGM Insured
|
|
|
|
2,390
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/18 at 100.00
|
AA+
|
2,604,311
|
|
|
City School District Project, Series 2008A, 5.750%, 5/01/28 – AGM Insured (UB)
|
|
|
|
3,300
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
No Opt. Call
|
AA–
|
3,373,821
|
|
|
City School District Project, Series 2009A, 5.000%, 5/01/31
|
|
|
|
1,700
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/14 at 100.00
|
AA+
|
1,795,591
|
|
|
City School District, Series 2004, 5.750%, 5/01/26 – AGM Insured (UB)
|
|
|
|
7,545
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/17 at 100.00
|
AA+
|
8,158,484
|
|
|
City School District, 5.750%, 5/01/28 – AGM Insured (UB)
|
|
|
|
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A:
|
|
|
|
14,405
|
|
5.000%, 2/15/47 – FGIC Insured
|
2/17 at 100.00
|
A
|
13,080,604
|
2,100
|
|
5.000%, 2/15/47 – AGM Insured
|
2/17 at 100.00
|
AA+
|
2,013,039
|
7,500
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 2002A,
|
11/12 at 100.00
|
AA+
|
7,845,900
|
|
|
5.250%, 11/15/25 – AGM Insured
|
|
|
|
4,600
|
|
Metropolitan Transportation Authority, New York, State Service Contract Bonds, Series 2002B,
|
7/12 at 100.00
|
AA–
|
4,791,866
|
|
|
5.500%, 7/01/18 – NPFG Insured
|
|
|
|
|
|
Metropolitan Transportation Authority, New York, State Service Contract Refunding Bonds,
|
|
|
|
|
|
Series 2002A:
|
|
|
|
2,000
|
|
5.750%, 7/01/18 – AGM Insured (UB)
|
No Opt. Call
|
AA+
|
2,384,740
|
3,000
|
|
5.500%, 1/01/19 – NPFG Insured
|
7/12 at 100.00
|
AA–
|
3,122,670
|
5,000
|
|
5.500%, 1/01/20 – NPFG Insured
|
7/12 at 100.00
|
AA–
|
5,199,850
|
2,375
|
|
5.000%, 7/01/25 – FGIC Insured
|
7/12 at 100.00
|
AA–
|
2,401,956
|
4,050
|
|
5.000%, 7/01/30 – AMBAC Insured
|
7/12 at 100.00
|
AA–
|
4,061,583
|
|
|
Nassau County Interim Finance Authority, New York, Sales Tax Secured Revenue Bonds,
|
|
|
|
|
|
Series 2003A:
|
|
|
|
4,000
|
|
5.000%, 11/15/18 – AMBAC Insured
|
11/13 at 100.00
|
AAA
|
4,294,280
|
1,560
|
|
4.750%, 11/15/21 – AMBAC Insured
|
11/13 at 100.00
|
AAA
|
1,621,901
|
1,560
|
|
4.750%, 11/15/22 – AMBAC Insured
|
11/13 at 100.00
|
AAA
|
1,617,034
|
|
|
New York City Sales Tax Asset Receivable Corporation, New York, Dedicated Revenue Bonds, Local
|
|
|
|
|
|
Government Assistance Corporation, Series 2004A:
|
|
|
|
3,640
|
|
5.000%, 10/15/25 – NPFG Insured (UB)
|
10/14 at 100.00
|
AAA
|
3,897,239
|
1,960
|
|
5.000%, 10/15/26 – NPFG Insured (UB)
|
10/14 at 100.00
|
AAA
|
2,099,140
|
5,420
|
|
5.000%, 10/15/29 – AMBAC Insured (UB)
|
10/14 at 100.00
|
AAA
|
5,586,123
|
1,500
|
|
5.000%, 10/15/32 – AMBAC Insured (UB)
|
10/14 at 100.00
|
AAA
|
1,537,605
|
5,600
|
|
New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal
|
1/17 at 100.00
|
AA–
|
5,809,552
|
|
|
Series 2007S-2, 5.000%, 1/15/28 – FGIC Insured
|
|
|
|
60
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
2/13 at 100.00
|
AAA
|
63,188
|
|
|
Series 2003E, 5.250%, 2/01/22 – NPFG Insured
|
|
|
|
2,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
2/14 at 100.00
|
AAA
|
2,171,720
|
|
|
Series 2004C, 5.000%, 2/01/19 – SYNCORA GTY Insured
|
|
|
|
3,800
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
5/17 at 100.00
|
AAA
|
3,966,668
|
|
|
Series 2007B, 5.000%, 11/01/30
|
|
|
|
3,500
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Refunding Bonds,
|
2/13 at 100.00
|
AAA
|
3,678,535
|
|
|
Fiscal Series 2003D, 5.000%, 2/01/22 – NPFG Insured
|
|
|
|
4,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Revenue Bonds,
|
11/20 at 100.00
|
AAA
|
4,367,280
|
|
|
Subordinate Lien Series 2011C, 5.500%, 11/01/35
|
|
|
|
1,660
|
|
New York City, New York, Educational Construction Fund, Revenue Bonds, Series 2011A, 5.750%,
|
4/21 at 100.00
|
AA+
|
1,801,067
|
|
|
4/01/33 – AGM Insured
|
|
|
|
|
|
New York Convention Center Development Corporation, Hotel Fee Revenue Bonds, Tender Option
|
|
|
|
|
|
Bonds Trust 3095:
|
|
|
|
835
|
|
13.413%, 11/15/30 – AMBAC Insured (IF)
|
11/15 at 100.00
|
AA+
|
918,767
|
3,955
|
|
13.399%, 11/15/44 – AMBAC Insured (IF)
|
11/15 at 100.00
|
AA+
|
4,128,822
|
|
|
New York State Municipal Bond Bank Agency, Buffalo, Special Program Revenue Bonds,
|
|
|
|
|
|
Series 2001A:
|
|
|
|
875
|
|
5.125%, 5/15/19 – AMBAC Insured
|
11/11 at 100.00
|
A1
|
877,424
|
920
|
|
5.125%, 5/15/20 – AMBAC Insured
|
11/11 at 100.00
|
A1
|
922,429
|
965
|
|
5.250%, 5/15/21 – AMBAC Insured
|
11/11 at 100.00
|
A1
|
968,320
|
1,015
|
|
5.250%, 5/15/22 – AMBAC Insured
|
11/11 at 100.00
|
A1
|
1,017,984
|
1,000
|
|
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second General,
|
4/14 at 100.00
|
AA
|
1,054,400
|
|
|
Series 2004A, 5.000%, 4/01/22 – NPFG Insured
|
|
|
|
|
|
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second General,
|
|
|
|
|
|
Series 2005B:
|
|
|
|
8,455
|
|
5.500%, 4/01/20 – AMBAC Insured
|
No Opt. Call
|
AA
|
10,159,866
|
1,500
|
|
5.000%, 4/01/21 – AMBAC Insured
|
10/15 at 100.00
|
AA
|
1,632,945
|
1,000
|
|
New York State Thruway Authority, State Personal Income Tax Revenue Bonds, Series 2004A,
|
9/14 at 100.00
|
AAA
|
1,073,960
|
|
|
5.000%, 3/15/24 – AMBAC Insured
|
|
|
|
1,600
|
|
New York State Thruway Authority, State Personal Income Tax Revenue Bonds, Series 2010A,
|
9/20 at 100.00
|
AAA
|
1,722,784
|
|
|
5.000%, 3/15/29
|
|
|
|
|
|
New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and
|
|
|
|
|
|
State Contingency Contract-Backed Bonds, Series 2003A-1:
|
|
|
|
11,100
|
|
5.250%, 6/01/20 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
11,728,371
|
1,000
|
|
5.250%, 6/01/21 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
1,051,780
|
4,565
|
|
5.250%, 6/01/22 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
4,783,846
|
500
|
|
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
518,005
|
|
|
2005B, 5.000%, 3/15/30 – AGM Insured
|
|
|
|
4,000
|
|
Puerto Rico Highway and Transportation Authority, Highway Revenue Refunding Bonds, Series
|
No Opt. Call
|
AA+
|
4,432,800
|
|
|
2002E, 5.500%, 7/01/18 – AGM Insured
|
|
|
|
2,500
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
2/20 at 100.00
|
AA+
|
2,449,200
|
|
|
2010A, 5.000%, 8/01/40 – AGM Insured
|
|
|
|
1,175
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/20 at 100.00
|
AA+
|
1,171,322
|
|
|
2010C, 5.125%, 8/01/42 – AGM Insured
|
|
|
|
3,715
|
|
Syracuse Industrial Development Authority, New York, PILOT Mortgage Revenue Bonds, Carousel
|
1/17 at 100.00
|
BBB–
|
3,054,547
|
|
|
Center Project, Series 2007A, 5.000%, 1/01/36 – SYNCORA GTY Insured (Alternative Minimum Tax)
|
|
|
|
173,055
|
|
Total Tax Obligation/Limited
|
|
|
179,987,027
|
|
|
Transportation – 10.8% (7.1% of Total Investments)
|
|
|
|
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2005A:
|
|
|
|
1,900
|
|
4.750%, 11/15/27 – NPFG Insured
|
11/15 at 100.00
|
AA+
|
1,919,703
|
4,000
|
|
4.750%, 11/15/30 – AMBAC Insured
|
11/15 at 100.00
|
A
|
3,898,400
|
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Refunding Bonds,
|
|
|
|
|
|
Series 2002A:
|
|
|
|
6,000
|
|
5.500%, 11/15/18 – AMBAC Insured
|
11/12 at 100.00
|
A
|
6,302,400
|
2,000
|
|
5.125%, 11/15/22 – FGIC Insured
|
11/12 at 100.00
|
A
|
2,079,700
|
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Refunding Bonds,
|
|
|
|
|
|
Series 2002E:
|
|
|
|
1,335
|
|
5.500%, 11/15/21 – NPFG Insured
|
11/12 at 100.00
|
A
|
1,397,652
|
4,575
|
|
5.000%, 11/15/25 – NPFG Insured
|
11/12 at 100.00
|
A
|
4,613,979
|
955
|
|
New York State Thruway Authority, General Revenue Bonds, Refunding Series 2007H, 5.000%,
|
1/18 at 100.00
|
A+
|
1,004,459
|
|
|
1/01/25 – FGIC Insured
|
|
|
|
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005F:
|
|
|
|
2,625
|
|
5.000%, 1/01/20 – AMBAC Insured
|
1/15 at 100.00
|
A+
|
2,791,583
|
425
|
|
5.000%, 1/01/30 – AMBAC Insured
|
1/15 at 100.00
|
A+
|
431,197
|
1,650
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005G, 5.000%, 1/01/30 –
|
7/15 at 100.00
|
AA+
|
1,696,646
|
|
|
AGM Insured (UB)
|
|
|
|
2,500
|
|
Niagara Frontier Airport Authority, New York, Airport Revenue Bonds, Buffalo Niagara
|
10/11 at 100.00
|
Baa1
|
2,422,050
|
|
|
International Airport, Series 1999A, 5.625%, 4/01/29 – NPFG Insured (Alternative Minimum Tax)
|
|
|
|
1,675
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Fortieth
|
6/15 at 101.00
|
Aa2
|
1,735,602
|
|
|
Series 2005, 5.000%, 12/01/31 – SYNCORA GTY Insured
|
|
|
|
1,170
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Forty
|
8/17 at 100.00
|
AA+
|
1,317,841
|
|
|
Eighth Series 2008, Trust 2920, 17.932%, 8/15/32 – AGM Insured (IF)
|
|
|
|
|
|
Triborough Bridge and Tunnel Authority, New York, Subordinate Lien General Purpose Revenue
|
|
|
|
|
|
Refunding Bonds, Series 2002E:
|
|
|
|
1,570
|
|
5.500%, 11/15/20 – NPFG Insured
|
No Opt. Call
|
Aa3
|
1,862,664
|
3,800
|
|
5.250%, 11/15/22 – NPFG Insured
|
11/12 at 100.00
|
Aa3
|
3,975,256
|
36,180
|
|
Total Transportation
|
|
|
37,449,132
|
|
|
U.S. Guaranteed – 12.0% (7.9% of Total Investments) (4)
|
|
|
|
505
|
|
Dormitory Authority of the State of New York, Suffolk County, Lease Revenue Bonds, Judicial
|
10/11 at 103.75
|
Baa1 (4)
|
613,040
|
|
|
Facilities, Series 1991A, 9.500%, 4/15/14 – FGIC Insured (ETM)
|
|
|
|
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
|
|
|
|
|
City School District, Series 2003:
|
|
|
|
1,230
|
|
5.750%, 5/01/20 (Pre-refunded 5/01/12) – AGM Insured
|
5/12 at 100.00
|
AA+ (4)
|
1,286,457
|
1,225
|
|
5.750%, 5/01/22 (Pre-refunded 5/01/12) – AGM Insured
|
5/12 at 100.00
|
AA+ (4)
|
1,281,228
|
11,000
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 1998A,
|
10/15 at 100.00
|
AAA
|
12,758,020
|
|
|
4.750%, 4/01/28 (Pre-refunded 10/01/15) – FGIC Insured
|
|
|
|
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 1999A:
|
|
|
|
4,000
|
|
5.000%, 4/01/17 (Pre-refunded 10/01/14) – AGM Insured
|
10/14 at 100.00
|
AAA
|
4,560,480
|
3,250
|
|
5.000%, 4/01/29 (Pre-refunded 10/01/14) – AGM Insured
|
10/14 at 100.00
|
AAA
|
3,705,390
|
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
|
|
|
|
|
Series 2002B:
|
|
|
|
2,820
|
|
5.250%, 5/01/16 (Pre-refunded 11/01/11) – NPFG Insured
|
11/11 at 101.00
|
AAA
|
2,895,632
|
1,000
|
|
5.250%, 5/01/17 (Pre-refunded 11/01/11) – NPFG Insured
|
11/11 at 101.00
|
Aaa
|
1,026,820
|
6,750
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
8/12 at 100.00
|
AAA
|
7,115,445
|
|
|
Series 2003C, 5.250%, 8/01/21 (Pre-refunded 8/01/12) – AMBAC Insured
|
|
|
|
3,100
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
2/13 at 100.00
|
Aaa
|
3,332,159
|
|
|
Series 2003E, 5.250%, 2/01/22 (Pre-refunded 2/01/13) – NPFG Insured
|
|
|
|
3,000
|
|
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Series 2002A, 5.250%,
|
4/12 at 100.00
|
AAA
|
3,114,240
|
|
|
4/01/19 (Pre-refunded 4/01/12) – AGM Insured
|
|
|
|
37,880
|
|
Total U.S. Guaranteed
|
|
|
41,688,911
|
|
|
Utilities – 13.6% (8.9% of Total Investments)
|
|
|
|
900
|
|
Guam Power Authority, Revenue Bonds, Series 2010A, 5.000%, 10/01/37 – AGM Insured
|
10/20 at 100.00
|
AA+
|
846,711
|
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2000A:
|
|
|
|
4,000
|
|
0.000%, 6/01/24 – AGM Insured
|
No Opt. Call
|
AA+
|
2,368,680
|
4,000
|
|
0.000%, 6/01/25 – AGM Insured
|
No Opt. Call
|
AA+
|
2,231,240
|
15,000
|
|
0.000%, 6/01/26 – AGM Insured
|
No Opt. Call
|
AA+
|
7,879,500
|
3,000
|
|
0.000%, 6/01/27 – AGM Insured
|
No Opt. Call
|
AA+
|
1,481,850
|
4,500
|
|
0.000%, 6/01/28 – AGM Insured
|
No Opt. Call
|
AA+
|
2,074,320
|
3,000
|
|
0.000%, 6/01/29 – AGM Insured
|
No Opt. Call
|
Aa3
|
1,293,540
|
3,000
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2001A,
|
9/11 at 100.00
|
AA+
|
3,002,370
|
|
|
5.000%, 9/01/27 – AGM Insured
|
|
|
|
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006A:
|
|
|
|
6,010
|
|
5.000%, 12/01/23 – FGIC Insured
|
6/16 at 100.00
|
A–
|
6,306,413
|
7,735
|
|
5.000%, 12/01/25 – FGIC Insured
|
6/16 at 100.00
|
A–
|
8,036,820
|
4,000
|
|
5.000%, 12/01/26 – AGC Insured
|
6/16 at 100.00
|
AA+
|
4,130,880
|
750
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006B,
|
6/16 at 100.00
|
A–
|
751,425
|
|
|
5.000%, 12/01/35 – CIFG Insured
|
|
|
|
6,000
|
|
New York State Energy Research and Development Authority, Pollution Control Revenue Bonds,
|
9/11 at 100.00
|
Baa1
|
6,000,060
|
|
|
Rochester Gas and Electric Corporation, Series 1998A, 5.950%, 9/01/33 – NPFG Insured
|
|
|
|
|
|
(Alternative Minimum Tax)
|
|
|
|
650
|
|
Power Authority of the State of New York, General Revenue Bonds, Series 2006A, 5.000%,
|
11/15 at 100.00
|
Aa2
|
712,660
|
|
|
11/15/19 – FGIC Insured
|
|
|
|
62,545
|
|
Total Utilities
|
|
|
47,116,469
|
|
|
Water and Sewer – 9.7% (6.5% of Total Investments)
|
|
|
|
5,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/19 at 100.00
|
AA+
|
5,350,150
|
|
|
Bonds, Second Generation Resolution, Fiscal 2010 Series 2009BB, 5.000%, 6/15/27
|
|
|
|
2,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/17 at 100.00
|
AA+
|
2,036,540
|
|
|
Bonds, Second Generation Resolution, Series 2007AA, 5.000%, 6/15/37
|
|
|
|
3,455
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/16 at 100.00
|
AAA
|
3,522,476
|
|
|
Bonds, Series 2006B, 5.000%, 6/15/36 – NPFG Insured (UB)
|
|
|
|
3,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
6/14 at 100.00
|
AAA
|
3,040,650
|
|
|
Bonds, Fiscal Series 2004C, 5.000%, 6/15/35 – AMBAC Insured
|
|
|
|
5,920
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
6/15 at 100.00
|
AAA
|
6,254,006
|
|
|
Bonds, Fiscal Series 2005C, 5.000%, 6/15/27 – NPFG Insured (UB)
|
|
|
|
5,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
6/13 at 100.00
|
AAA
|
5,049,543
|
|
|
Refunding Bonds, Fiscal Series 2003E, 5.000%, 6/15/34
|
|
|
|
7,100
|
|
Suffolk County Water Authority, New York, Waterworks Revenue Bonds, Series 2005C, 5.000%,
|
6/15 at 100.00
|
AA+
|
7,327,697
|
|
|
6/01/28 – NPFG Insured
|
|
|
|
2,230
|
|
Upper Mohawk Valley Regional Water Finance Authority, New York, Water System Revenue Bonds,
|
No Opt. Call
|
A1
|
1,314,965
|
|
|
Series 2000, 0.000%, 4/01/23 – AMBAC Insured
|
|
|
|
33,705
|
|
Total Water and Sewer
|
|
|
33,896,027
|
$ 526,440
|
|
Total Investments (cost $510,901,835) – 152.0%
|
|
|
527,663,976
|
|
|
Floating Rate Obligations – (9.7)%
|
|
|
(33,510,000)
|
|
|
Variable Rate Demand Preferred Shares, at Liquidation Value – (47.5)% (5)
|
|
|
(164,800,000)
|
|
|
Other Assets Less Liabilities – 5.2%
|
|
|
17,835,250
|
|
|
Net Assets Applicable to Common Shares – 100%
|
|
|
$ 347,189,226
|