Statement of Changes in Beneficial Ownership (4)
August 04 2021 - 7:11PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Afsari Nasym |
2. Issuer Name and Ticker or Trading Symbol
Montrose Environmental Group, Inc.
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MEG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) General Counsel and Secretary |
(Last)
(First)
(Middle)
1 PARK PLAZA, SUITE 1000 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/2/2021 |
(Street)
IRVINE, CA 92614
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/2/2021 | | M | | 1532 | A | $5.72 | 21300 | D | |
Common Stock | 8/2/2021 | | S | | 1532 | D | $55.16 (1) | 19768 | D | |
Common Stock | 8/2/2021 | | M | | 800 | A | $6.03 | 20568 | D | |
Common Stock | 8/2/2021 | | S | | 800 | D | $55.12 (2) | 19768 | D | |
Common Stock | 8/2/2021 | | S | | 200 | D | $55.16 | 19568 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | $6.03 | 8/2/2021 | | M | | | 800 | (3) | 6/23/2026 | Common Stock | 800 | $0.00 | 136985 | D | |
Stock Option (Right to Buy) | $5.72 | 8/2/2021 | | M | | | 1532 | (4) | 9/2/2024 | Common Stock | 1532 | $0.00 | 19090 (5) | D | |
Explanation of Responses: |
(1) | The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $55.13 to $55.31, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
(2) | The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $55.00 to $55.20, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
(3) | 50% of the shares subject to the option vested on June 9, 2017 and the remaining 50% vested on June 9, 2019. |
(4) | 50% of the shares subject to the option vested on September 9, 2016 and the remaining 50% vested on September 9, 2018. |
(5) | Form 4 filed by the Reporting Person on June 28, 2021 incorrectly reflected the number of options remaining following the exercise reported thereon. The correct number of options that should have been reflected thereon was 20,622. |
Remarks: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Afsari Nasym 1 PARK PLAZA, SUITE 1000 IRVINE, CA 92614 |
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| General Counsel and Secretary |
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Signatures
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/s/ Nasym Afsari | | 8/4/2021 |
**Signature of Reporting Person | Date |
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