Statement of Changes in Beneficial Ownership (4)
November 17 2020 - 05:38PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * HORNBUCKLE
WILLIAM |
2. Issuer Name and Ticker or Trading
Symbol MGM Resorts International [ MGM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
CEO AND PRESIDENT |
(Last)
(First)
(Middle)
3600 LAS VEGAS BLVD., S. |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/14/2020
|
(Street)
LAS VEGAS, NV 89109
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock $.01 Par Value
ND |
11/14/2020 |
|
M |
|
8017 |
A |
$0 |
166323 |
D |
|
Common Stock $.01 Par Value
ND |
11/14/2020 |
|
F |
|
3156 |
D |
$25.90 |
163167 |
D |
|
Common Stock $.01 Par Value
ND |
|
|
|
|
|
|
|
8500 |
I |
By Spouse |
Common Stock $.01 Par Value
ND |
|
|
|
|
|
|
|
227884 |
I |
In trust |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units |
(1) |
11/14/2020 |
|
M |
|
|
8017 |
11/14/2018 |
11/14/2021 |
Common Stock $.01 Par Value
ND |
8017 |
$0 |
8017 |
D |
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Explanation of
Responses: |
(1) |
Restricted Stock Units
("RSUs") granted under the MGM Resorts International ("Company")
Amended and Restated 2005 Omnibus Incentive Plan. Each RSU
represents the right to receive, following vesting, one share of
Company common stock. Any fractional shares were paid in cash upon
settlement. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
HORNBUCKLE WILLIAM
3600 LAS VEGAS BLVD., S.
LAS VEGAS, NV 89109 |
X |
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CEO AND PRESIDENT |
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Signatures
|
/s/ Jessica Cunningham,
Attorney-In-Fact |
|
11/17/2020 |
**Signature of Reporting
Person |
Date |