Initial Statement of Beneficial Ownership (3)

Date : 01/10/2020 @ 8:32PM
Source : Edgar (US Regulatory)
Stock : KeyCorp (KEY)
Quote : 11.98  0.65 (5.74%) @ 4:10PM

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Beazer CraigT T
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/1/2020 

3. Issuer Name and Ticker or Trading Symbol

KEYCORP /NEW/ [KEY]
(Last)        (First)        (Middle)

C/O KEYCORP, 127 PUBLIC SQUARE
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
General Counsel and Secretary /
(Street)

CLEVELAND, OH 44114      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Shares 0 D 
 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (1) (1)Common Shares 25437  (3)D 
 
Restricted Stock Units  (2) (2)Common Shares 8905  (3)D 
 

Explanation of Responses:
(1) These restricted stock units vest in three equal annual installments, beginning on July 23, 2019.
(2) These restricted stock units vest in four equal annual installments, beginning on February 17, 2020.
(3) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Beazer CraigT T
C/O KEYCORP
127 PUBLIC SQUARE
CLEVELAND, OH 44114


General Counsel and Secretary

Signatures
Carrie A. Benedict POA for Craig T. Beazer1/10/2020
**Signature of Reporting PersonDate

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