Annual Statement of Changes in Beneficial Ownership (5)
February 14 2020 - 10:16AM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0362
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SEELBACH SCOTT W | 2. Issuer Name and Ticker or Trading SymbolHYSTER-YALE MATERIALS HANDLING, INC. [HY] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Member of a Group |
(Last)
(First)
(Middle)
5875 LANDERBROOK DRIVE | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2019 |
(Street)
MAYFIELD HEIGHTS, OH 44124
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Class A Common Stock | 12/5/2019 | | G | 378 | A | $0 | 484 | I | Spouse's proportionate interest in shares held by Rankin Associates V (1) |
Class A Common Stock | 12/5/2019 | | G | 377 | A | $0 | 377 | I | proportionate interests held in shares in Rankin Associates V |
Class A Common Stock | 12/5/2019 | | G | 377 | A | $0 | 377 | I | child's proportionate interests held in shares in Rankin Associates V |
Class A Common Stock | 12/5/2019 | | G | 377 | A | $0 | 377 | I | child's proportionate interests held in shares in Rankin Associates V |
Class A Common Stock | 12/5/2019 | | G | 377 | A | $0 | 377 | I | child's proportionate interests held in shares in Rankin Associates V |
Class A Common Stock | 12/5/2019 | | G | 222 | A | $0 | 10830 | I | Spouse's proportionate interests in shares held by Rankin Associates II. (1) |
Class A Common Stock | 12/5/2019 | | G | 74 | A | $0 | 549 | I | Minor child's trust?s proportionate interests in shares held by Rankin Associates II. (1) |
Class A Common Stock | 12/5/2019 | | G | 74 | A | $0 | 708 | I | Minor child's trust's proportionate interests in shares held by Rankin Associates II. (1) |
Class A Common Stock | 12/5/2019 | | G | 222 | A | $0 | 1075 | I | Minor child's trust?s proportionate interests in shares held by Rankin Associates II. (1) |
Class A Common Stock | 12/5/2019 | | G | 111 | A | $0 | 10830 | I | Spouse's proportionate interests in shares held by Rankin Associates II. (1) |
Class A Common Stock | | | | | | | 535 | I | Spouse's proportionate interest in shares held by Rankin Associates VI (1) |
Class A Common Stock | | | | | | | 7326 | I | Held in trust fbo Reporting Person's spouse. (1) |
Class A Common Stock | | | | | | | 633 | I | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | | | | | | | 563 | I | Reporting Person?s spouse is co-trustee of a Trust fbo minor child. (1) |
Class A Common Stock | | | | | | | 722 | D | |
Class A Common Stock | | | | | | | 1321 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates II. |
Class A Common Stock | | | | | | | 634 | I | Proportionate interest in share held by Rankin Associates VI |
Class A Common Stock | | | | | | | 633 | I | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | | | | | | | 722 | I | Reporting Person?s spouse is co-trustee of a Trust fbo minor child. (1) |
Class A Common Stock | | | | | | | 633 | I | Child's proportionate interest in shares held by Rankin Associates VI |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B Common Stock | | 12/5/2019 | | G | 222 | | (2) | (2) | Class A Common Stock | 222 | $0 | 10830 | I | Spouse's proportionate interests in shares held by Rankin Associates II. (1) |
Class B Common Stock | | 12/5/2019 | | G | 74 | | (2) | (2) | Class A Common Stock | 74 | $0 | 549 | I | Minor child's trust?s proportionate interests in shares held by Rankin Associates II. (1) |
Class B Common Stock | | 12/5/2019 | | G | 74 | | (2) | (2) | Class A Common Stock | 74 | $0 | 708 | I | Minor child's trust?s proportionate interests in shares held by Rankin Associates II. (1) |
Class B Common Stock | | 12/5/2019 | | G | 222 | | (2) | (2) | Class A Common Stock | 222 | $0 | 1075 | I | Minor child's trust?s proportionate interests in shares held by Rankin Associates II. (1) |
Class B Common Stock | | 12/5/2019 | | G | 111 | | (2) | (2) | Class A Common Stock | 111 | $0 | 10830 | I | Spouse's proportionate interests in shares held by Rankin Associates II. (1) |
Class B Common Stock | | | | | | | (2) | (2) | Class A Common Stock | 10756 | | 10756 | I | Held in trust fbo Reporting Person's spouse. (1) |
Class B Common Stock | | | | | | | (2) | (2) | Class A Common Stock | 563 | | 563 | I | Reporting Person?s spouse is co-trustee of a Trust fbo minor child. (1) |
Class B Common Stock | | | | | | | (2) | (2) | Class A Common Stock | 722 | | 722 | D | |
Class B Common Stock | | | | | | | (2) | (2) | Class A Common Stock | 1321 | | 1321 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates II. |
Class B Common Stock | | | | | | | (2) | (2) | Class A Common Stock | 722 | | 722 | I | Reporting Person?s spouse is co-trustee of a Trust fbo minor child. (1) |
Explanation of Responses: |
(1) | Reporting Person disclaims beneficial ownership of all such shares. |
(2) | N/A |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SEELBACH SCOTT W 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS, OH 44124 |
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| Member of a Group |
Signatures
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/s/ Suzanne S. Taylor, attorney-in-fact | | 2/14/2020 |
**Signature of Reporting Person | Date |
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