UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

FORM 20-F/A

Amendment No. 1

 

REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR
   
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
OR
   

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from September 30, 2019 to March 31, 2020

OR
   
SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Commission file number 001-36176

 

EROS STX GLOBAL CORPORATION
(Exact name of Registrant as specified in its charter)
 
Not Applicable
(Translation of Registrant’s name into English)
 
Isle of Man
(Jurisdiction of incorporation or organization)
 

3900 West Alameda Avenue, 32nd Floor

Burbank, California 91505

Tel: (818) 524-7000

(Address of principal executive offices)
 

Noah Fogelson
3900 West Alameda Avenue, 32nd Floor

Burbank, California 91505

Tel: (818) 524-7000
Email: noah@erosstx.com

(Name, Telephone, E-mail and/or Facsimile number and Address of Company Contact Person)

Securities registered or to be registered pursuant to Section 12(b) of the Act.

Title of each class   Trading
Symbol(s)
  Name of each exchange on which registered
A ordinary share, par value GBP 0.30 per share   ESGC   The New York Stock Exchange

Securities registered or to be registered pursuant to Section 12(g) of the Act.

None
(Title of Class)

Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act

None
(Title of Class)

Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the transition report.

At March 31, 2020, 127,116,702 ‘A’ ordinary shares and 19,899,085 ‘B’ ordinary shares, each at par value GBP 0.30 per share, were issued and outstanding.

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes No

If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. Yes No

Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes No

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes No

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or an emerging growth company. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one):

Large accelerated filer ☐   Accelerated filer ☑   Non-accelerated filer ☐
Emerging growth company ☐        

If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Indicate by check mark which basis of accounting the registrant has used to prepare the financial statements included in this filing:

U.S. GAAP ☑   International Financial Reporting Standards as issued
by the International Accounting Standards Board ☐
  Other ☐

If “Other” has been checked in response to the previous question, indicate by check mark which financial statement item the registrant has elected to follow: Item 17 Item 18

If this report is an annual report, indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes No

 

EXPLANATORY NOTE

Eros STX Global Corporation is filing this Amendment No. 1 (this “Amendment”) to its transition report on Form 20-F for the transition period from September 30, 2019 to March 31, 2020, which was filed with the Securities and Exchange Commission on October 30, 2020 (the “Original Filing”), solely to correct certain errors in the XBRL tags contained in Exhibit 101 of the Original Filing.

Other than as expressly set forth above, this Amendment does not, and does not purport to, revise, update, amend or restate the information presented in, or any exhibits to, the Original Filing or reflect any events that have occurred subsequent to the Original Filing.

ITEM 19. EXHIBITS

Exhibit
Number
  Title  
12.1   Certification of Principal Executive Officer Pursuant to Rule 13a-14(a)/15d-14(a) (a)
12.2   Certification of Principal Financial Officer Pursuant to Rule 13a-14(a)/15d-14(a) (a)
101.INS   XBRL Instance Document (a)
101.SCH   XBRL Taxonomy Extension Schema Document (a)
101.CAL   XBRL Taxonomy Extension Calculation Linkbase Document (a)
101.DEF   XBRL Taxonomy Extension Definition Linkbase Document (a)
101.LAB   XBRL Taxonomy Extension Label Linkbase Document (a)
101.PRE   XBRL Taxonomy Extension Presentation Linkbase Document (a)

___________________

(a) Filed herewith
 

SIGNATURES

The registrant hereby certifies that it meets all of the requirements for filing on Form 20-F and that it has duly caused and authorized the undersigned to sign this Amendment No. 1 to transition report on its behalf.

Date: November 3, 2020 EROS STX GLOBAL CORPORATION
     
  By: /s/ Andrew Warren
  Name: Andrew Warren
  Title: Chief Financial Officer
     
     
  By: /s/ Robert B. Simonds, Jr.
 

Name:

Title:

Robert B. Simonds, Jr.

Chief Executive Officer

 

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