Current Report Filing (8-k)

Date : 06/21/2019 @ 8:28PM
Source : Edgar (US Regulatory)
Stock : AllianceBernstein Holding LP (AB)
Quote : 30.42  0.23 (0.76%) @ 12:59AM
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Current Report Filing (8-k)



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):
June 19, 2019
            
A LLIANCE B ERNSTEIN H OLDING L.P.
(Exact name of registrant as specified in its charter)

Delaware
001-09818
13-3434400
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification Number)

1345 Avenue of the Americas, New York, New York
10105
(Address of principal executive offices)
(Zip Code)

Registrant’s telephone number, including area code:
212-969-1000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:


[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2).
Emerging growth company  ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐





Item 5.02.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b)
Effective June 30, 2019, Barbara Fallon-Walsh and Shelley Leibowitz each will depart the Board of Directors (the “ Board ”) of AllianceBernstein Corporation, the general partner of AllianceBernstein L.P. and AllianceBernstein Holding L.P.

(d)
Effective July 1, 2019, Kristi Matus will join the Board and is expected to serve as Chair of the Compensation and Workplace Practices Committee of the Board and the Corporate Governance Committee of the Board.









SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


 
 
A LLIANCE B ERNSTEIN  H OLDING   L.P.
Dated: June 21, 2019
 
By:


/s/ David M. Lesser
 
 
 
David M. Lesser
Corporate Secretary
  

 

ablegal - 3599365 v1


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