Statement of Changes in Beneficial Ownership (4)
January 05 2021 - 5:25PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Huang Jian James |
2. Issuer Name and Ticker or Trading Symbol
Adient plc
[
ADNT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, APAC |
(Last)
(First)
(Middle)
49200 HALYARD DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/1/2021 |
(Street)
PLYMOUTH, MI 48170
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Ordinary Shares | 1/1/2021 | | M | | 5845 (1) | A | $0 | 5845 | D | |
Ordinary Shares | 1/1/2021 | | D | | 5845 (1) | D | $34.77 | 0 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (2) | 1/1/2021 | | M | | | 5845 | 1/1/2021 | (2) | Ordinary Shares | 5845 | $0 | 5845 | D | |
Explanation of Responses: |
(1) | The restricted stock units, which were each the economic equivalent of one ordinary share of Adient plc, vested on January 1, 2021, and were settled for cash. |
(2) | The restricted stock units were granted on July 1, 2020. One half of the restricted stock units vested on the date that was six months from the grant date, and the remaining half will vest on the date that is one year from the grant date (subject to pro rata or full continued or accelerated vesting upon certain retirements, other terminations of employment, death or disability). Restricted stock units are settled in cash. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Huang Jian James 49200 HALYARD DRIVE PLYMOUTH, MI 48170 |
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| EVP, APAC |
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Signatures
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/s/ Heather M. Tiltmann, attorney-in-fact for Jian James Huang | | 1/5/2021 |
**Signature of Reporting Person | Date |
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