Statement of Changes in Beneficial Ownership (4)
February 24 2021 - 6:34PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
EYTCHESON DAVID L |
2. Issuer Name and Ticker or Trading Symbol
UNITED SECURITY BANCSHARES
[
UBFO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP & COO |
(Last)
(First)
(Middle)
2126 INYO STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/24/2021 |
(Street)
FRESNO, CA 93721
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/24/2021 | | J | | 0 | A | $0 | 162490 (2) | D (2) | |
Common Stock | 2/24/2021 | | J | | 0 | A | $0 | 106318 (1) | I (1) | 401(k) (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (3) | 2/23/2021 | | A | | 6000 | | (3) | (3) | Common Stock | 6000 | $0 | 6000 | D | |
Explanation of Responses: |
(1) | Shares held in 401(K) where Mr. Eytcheson is the owner. Provided to disclosure purposes only. |
(2) | Shares held in JT Ten by Mr. Eytcheson and his spouse. Provided to disclosure purposes only. |
(3) | Represents grant of restricted stock units to vest in three equal parts on December 31, 2020, 2021, and 2022. The restricted stock units were issued to the reporting person pursuant to the issuer's 2015 equity incentive plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
EYTCHESON DAVID L 2126 INYO STREET FRESNO, CA 93721 |
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| SVP & COO |
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Signatures
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/s/ David L. Eytcheson | | 2/24/2021 |
**Signature of Reporting Person | Date |
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