Statement of Ownership (sc 13g)
June 14 2019 - 3:25PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange
Act of 1934 (Amendment No.
)*
Tucows Inc. (TCX)
(Name of Issuer)
Common Stock
(Title
of Class of Securities)
898697206
(CUSIP
Number)
June 7, 2019
(Date
of Event which Requires Filing of this Statement)
Check the appropriate
box to designate the rule pursuant to which this Schedule is filed:
[x] Rule 13d-1(b)
[_] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover
page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in
the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject
to all other provisions of the Act (however, see the
Notes
).
1297544.3
SCHEDULE
13G
1
|
Names of Reporting Persons
University of Notre Dame du Lac
|
2
|
Check the appropriate box if a member of a Group
(see instructions)
(a)
[ ]
(b)
[ ]
|
3
|
Sec Use Only
|
4
|
Citizenship or Place of Organization
Indiana
|
Number
of Shares Beneficially Owned by Each Reporting Person With:
|
5
|
Sole Voting Power
544,000
|
6
|
Shared Voting Power
0
|
7
|
Sole Dispositive Power
0
|
8
|
Shared Dispositive Power
544,000
|
9
|
Aggregate Amount Beneficially Owned by Each Reporting
Person
544,000
|
10
|
Check box if the aggregate amount in row (9) excludes
certain shares (See Instructions)
[ ]
|
11
|
Percent of class represented by amount in row
(9)
5.1%
|
12
|
Type of Reporting Person (See Instructions)
EP
|
|
|
|
|
Item 1.
(a)
Name of Issuer:
Tucows Inc. (the "Issuer")
Address of Issuer’s Principal Executive Offices:
96 Mowat Avenue
Toronto, Ontario, Canada M6K 3M1
(b)
Item 2.
|
(a)
|
Name of Person Filing:
University of Notre Dame du Lac
|
|
(b)
|
Address of Principal Business Office or, if None, Residence:
|
University of Notre Dame du Lac
1251 N. Eddy Street, Suite 400
South Bend, Indiana 46617
|
(c)
|
Citizenship:
See Item 4 of Cover Page
|
|
(d)
|
Title and Class of Securities:
|
Common Stock
Item 3. If this statement
is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)
|
[_]
|
Broker or dealer registered under Section 15 of the Act;
|
(b)
|
[_]
|
Bank as defined in Section 3(a)(6) of the Act;
|
(c)
|
[_]
|
Insurance company as defined in Section 3(a)(19) of
the Act;
|
(d)
|
[_]
|
Investment company registered under Section 8 of the
Investment Company Act of 1940;
|
(e)
|
[_]
|
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
|
(f)
|
[
X
]
|
An employee benefit plan or endowment fund in accordance
with Rule 13d-1(b)(1)(ii)(F);
|
(g)
|
[_]
|
A parent holding company or control person in accordance
with Rule 13d-1(b)(1)(ii)(G);
|
(h)
|
[_]
|
A savings associations as defined in Section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
(i)
|
[_]
|
A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of the Investment Company Act of 1940;
|
(j)
|
[_]
|
A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
|
(k)
|
[_]
|
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
|
Item 4. Ownership
|
(a)
|
Amount Beneficially Owned:
544,000
|
|
(b)
|
Percent of Class:
5.1%
|
|
(c)
|
Number of shares as to which such person has:
|
|
(i)
|
Sole power to vote or to direct the vote:
544,000
|
|
(ii)
|
Shared power to vote or to direct the vote:
0
|
|
(iii)
|
Sole power to dispose or to direct the disposition of:
0
|
|
(iv)
|
Shared power to dispose or to direct the disposition of:
544,000
|
Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the
fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class
of securities, check the following [ ].
Item 6. Ownership of more than Five Percent on
Behalf of Another Person.
CLS Investments, LLC, has been granted discretionary authority over
the University of Notre Dame du Lac’s investment in the common stock of Tucows Inc.
Item
7. Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company
or control person.
Not applicable.
Item 8. Identification
and classification of members of the group.
Not applicable.
Item 9. Notice
of Dissolution of Group.
Not applicable.
Item 10. Certifications.
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: June 11, 2019
/s/ Signature
Mark C. Krcmaric
Managing Director & Chief Operating Officer
University of Notre Dame du Lac
The original statement shall
be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on
behalf of a person by his authorized representative (other than an executive officer or general partner of this filing person),
evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however,
that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name
and any title of each person who signs the statement shall be typed or printed beneath his signature.
Attention: Intentional
misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).
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