Statement of Changes in Beneficial Ownership (4)
December 12 2019 - 10:36AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HOOPER TECUMSEH JR |
2. Issuer Name and Ticker or Trading Symbol
SOUTHERN FIRST BANCSHARES INC
[
SFST
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
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3. Date of Earliest Transaction
(MM/DD/YYYY)
12/9/2019 |
(Street)
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/9/2019 | | S | | 500 | D | $42.9893 | 47847 | D | |
Common Stock | 12/9/2019 | | S | | 300 | D | $43.198 | 47547 | D | |
Common Stock | 12/9/2019 | | S | | 126 | D | $43.2 | 47421 | D | |
Common Stock | 12/9/2019 | | S | | 26 | D | $43.21 | 47395 | D | |
Common Stock | 12/9/2019 | | S | | 74 | D | $43.22 | 47321 | D | |
Common Stock | 12/9/2019 | | S | | 750 | D | $43.2235 | 46571 | D | |
Common Stock | 12/9/2019 | | S | | 34 | D | $43.24 | 46537 | D | |
Common Stock | 12/9/2019 | | S | | 40 | D | $43.25 | 46497 | D | |
Common Stock | 12/10/2019 | | S | | 41 | D | $43.261 | 46456 | D | |
Common Stock | 12/10/2019 | | S | | 500 | D | $43.289 | 45956 | D | |
Common Stock | 12/10/2019 | | S | | 100 | D | $43.32 | 45856 | D | |
Common Stock | 12/10/2019 | | S | | 159 | D | $43.33 | 45697 | D | |
Common Stock | 12/10/2019 | | S | | 100 | D | $43.3301 | 45597 | D | |
Common Stock | 12/10/2019 | | S | | 100 | D | $43.4712 | 45497 | D | |
Common Stock | 12/10/2019 | | S | | 100 | D | $43.4767 | 45397 | D | |
Common Stock | 12/10/2019 | | S | | 100 | D | $43.4801 | 45297 | D | |
Common Stock | 12/10/2019 | | S | | 90 | D | $43.4804 | 45207 | D | |
Common Stock | 12/10/2019 | | S | | 66 | D | $43.4812 | 45141 | D | |
Common Stock | 12/10/2019 | | S | | 18 | D | $43.4841 | 45123 | D | |
Common Stock | 12/10/2019 | | S | | 36 | D | $43.4873 | 45087 | D | |
Common Stock | 12/10/2019 | | S | | 10 | D | $43.4939 | 45077 | D | |
Common Stock | 12/10/2019 | | S | | 50 | D | $43.4972 | 45027 | D | |
Common Stock | 12/10/2019 | | S | | 10 | D | $43.5 | 45017 | D | |
Common Stock | 12/10/2019 | | S | | 10 | D | $43.5005 | 45007 | D | |
Common Stock | 12/10/2019 | | S | | 10 | D | $43.5103 | 44997 | D | |
Common Stock | 12/11/2019 | | S | | 100 | D | $43.21 | 44897 | D | |
Common Stock | 12/11/2019 | | S | | 481 | D | $43.25 | 44416 | D | |
Common Stock | 12/11/2019 | | S | | 85 | D | $43.3 | 44331 | D | |
Common Stock | 12/11/2019 | | S | | 300 | D | $43.31 | 44031 | D | |
Common Stock | 12/11/2019 | | S | | 50 | D | $43.36 | 43981 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HOOPER TECUMSEH JR
| X |
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Signatures
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Tecumseh Hooper, Jr, /s/Julie A Fairchild, POA | | 12/12/2019 |
**Signature of Reporting Person | Date |
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