Statement of Changes in Beneficial Ownership (4)

Date : 12/12/2019 @ 3:36PM
Source : Edgar (US Regulatory)
Stock : Southern First Bancshares Inc (SFST)
Quote : 40.68  -1.09 (-2.61%) @ 8:59PM
After Hours
Last Trade
Last $ 40.68 ◊ 0.00 (0.00%)

Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

HOOPER TECUMSEH JR
2. Issuer Name and Ticker or Trading Symbol

SOUTHERN FIRST BANCSHARES INC [ SFST ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

3. Date of Earliest Transaction (MM/DD/YYYY)

12/9/2019
(Street)

 
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/9/2019  S  500 D$42.9893 47847 D  
Common Stock 12/9/2019  S  300 D$43.198 47547 D  
Common Stock 12/9/2019  S  126 D$43.2 47421 D  
Common Stock 12/9/2019  S  26 D$43.21 47395 D  
Common Stock 12/9/2019  S  74 D$43.22 47321 D  
Common Stock 12/9/2019  S  750 D$43.2235 46571 D  
Common Stock 12/9/2019  S  34 D$43.24 46537 D  
Common Stock 12/9/2019  S  40 D$43.25 46497 D  
Common Stock 12/10/2019  S  41 D$43.261 46456 D  
Common Stock 12/10/2019  S  500 D$43.289 45956 D  
Common Stock 12/10/2019  S  100 D$43.32 45856 D  
Common Stock 12/10/2019  S  159 D$43.33 45697 D  
Common Stock 12/10/2019  S  100 D$43.3301 45597 D  
Common Stock 12/10/2019  S  100 D$43.4712 45497 D  
Common Stock 12/10/2019  S  100 D$43.4767 45397 D  
Common Stock 12/10/2019  S  100 D$43.4801 45297 D  
Common Stock 12/10/2019  S  90 D$43.4804 45207 D  
Common Stock 12/10/2019  S  66 D$43.4812 45141 D  
Common Stock 12/10/2019  S  18 D$43.4841 45123 D  
Common Stock 12/10/2019  S  36 D$43.4873 45087 D  
Common Stock 12/10/2019  S  10 D$43.4939 45077 D  
Common Stock 12/10/2019  S  50 D$43.4972 45027 D  
Common Stock 12/10/2019  S  10 D$43.5 45017 D  
Common Stock 12/10/2019  S  10 D$43.5005 45007 D  
Common Stock 12/10/2019  S  10 D$43.5103 44997 D  
Common Stock 12/11/2019  S  100 D$43.21 44897 D  
Common Stock 12/11/2019  S  481 D$43.25 44416 D  
Common Stock 12/11/2019  S  85 D$43.3 44331 D  
Common Stock 12/11/2019  S  300 D$43.31 44031 D  
Common Stock 12/11/2019  S  50 D$43.36 43981 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
HOOPER TECUMSEH JR

 
X



Signatures
Tecumseh Hooper, Jr, /s/Julie A Fairchild, POA12/12/2019
**Signature of Reporting PersonDate

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