Current Report Filing (8-k)
July 09 2020 - 5:01PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): July 9, 2020
SEACHANGE INTERNATIONAL, INC.
(Exact Name of Registrant as Specified in its Charter)
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DELAWARE
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001-38828
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04-3197974
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(State or other jurisdiction of
incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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500 Totten Pond Road, Waltham, MA
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02451
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (978)
897-0100
N/A
(Former Name or Address, if Changed Since Last Report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.01 Par Value
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SEAC
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The Nasdaq Global Select Market
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Series A Participating Preferred Stock Purchase Rights
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SEAC
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The Nasdaq Global Select Market
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.07
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Submission of Matters to a Vote of Security Holders.
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The Annual Meeting of Stockholders (the Annual Meeting) of SeaChange International, Inc. (SeaChange) was held on July 9, 2020, at
which the stockholders voted on the following matters, as further described in SeaChanges Proxy Statement filed with the Securities and Exchange Commission on May 27, 2020 (the Proxy Statement):
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1.
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The election of one member, Jeffrey Tuder, to SeaChanges Board of Directors, to serve for a three-year
term as a Class III Director;
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2.
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The approval, on an advisory basis, of the compensation of SeaChanges named executive officers, as
disclosed in the Proxy Statement under the heading Compensation Discussion and Analysis (the Say-on-Pay Vote); and
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3.
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The ratification of the appointment of Marcum LLP, SeaChanges independent registered public accounting
firm for the fiscal year ending January 31, 2021 (the Auditor Ratification).
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The final voting results, as certified by
the independent inspector of elections, Broadridge Financial Solutions, Inc., for each of the proposals submitted to a vote of the stockholders at the Annual Meeting are as follows:
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Votes For
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Votes Against
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Abstentions
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Broker
Non-votes
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Election of Jeffrey Tuder:
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18,642,537
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1,809,290
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7,871
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10,737,415
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Votes For
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Votes Against
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Abstentions
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Broker
Non-votes
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Say-on-Pay
Vote:
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19,175,831
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1,251,680
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32,187
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10,737,415
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Votes For
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Votes Against
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Abstentions
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Broker
Non-votes
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Auditor Ratification:
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30,131,935
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1,054,845
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10,333
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n/a
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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SEACHANGE INTERNATIONAL, INC.
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Dated: July 9, 2020
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by:
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/s/ Michael D. Prinn
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Michael D. Prinn
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Chief Financial Officer, Senior Vice President and Treasurer
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