- Securities Registration (section 12(b)) (8-A12B)
April 14 2010 - 4:14PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
(Exact name of registrant as specified in its charter)
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Puerto Rico
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66-0667416
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(State of incorporation or organization)
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(IRS Employer Identification No.)
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Popular Center Building,
209 Muñoz Rivera Avenue, Hato Rey,
San Juan, Puerto Rico 00919
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00919
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(Address of principal executive offices)
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(Zip Code)
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If this form relates to the
registration of a class of securities
pursuant to Section 12(b) of the Exchange
Act and is effective pursuant to General
Instruction A.(c), please
check the
following
box.
x
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If this form relates to the registration of a class of
securities pursuant to Section 12(g) of the Exchange Act and is effective
pursuant to General Instruction A.(d),
please check the following
box.
o
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Securities Act registration statement file number to which this form relates:
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333-159960
(if applicable)
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
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Name of each exchange on
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to
be so registered
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which
each class is to be registered
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Depositary Shares, Each Representing
1/40th of a Share of Contingent Convertible
Perpetual Non-Cumulative Preferred Stock,
Series D
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NASDAQ Stock Market
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Securities to be registered pursuant to Section 12(g) of the Act:
(Title of Class)
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Item 1.
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Description of Registrants Securities to be Registered
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A description of the Depositary Shares, Each Representing 1/40th of a Share of Contingent
Convertible Perpetual Non-Cumulative Preferred Stock, Series D, of Popular, Inc. (the
Company) is contained in the Prospectus Supplement filed with the Securities and
Exchange Commission (the Commission) on April 14, 2010 (the Prospectus Supplement),
pursuant to Rule 424(b)(2) under the Securities Act of 1933, as amended. The Prospectus
Supplement supplements the Prospectus (the Prospectus) contained in the Companys
Registration Statement on Form S-3 (File No. 333-159960), which was filed with the
Commission on June 12, 2009. The Prospectus Supplement and the information set forth
under Description of the Depositary Shares in the Prospectus are incorporated herein by
reference.
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Exhibit No.
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Description
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1
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Restated
Certificate of Incorporation of the Company, as
currently in effect (incorporated by reference to Exhibit 3.1
of the Companys Quarterly Report on Form 10-Q for the
quarter ended September 30, 2009).
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2
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Bylaws of the Company, as amended (incorporated by reference
to Exhibit 3.1 of the Companys current report on
Form 8-K, dated December 17, 2008 and filed on
December 23, 2008).
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3
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Certificate of Designation creating the Contingent Convertible
Perpetual Non-Cumulative Preferred Stock, Series D.*
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4
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Form of certificate representing the Contingent Convertible
Perpetual Non-Cumulative Preferred Stock, Series D.*
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5
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The Prospectus Supplement, incorporated herein by reference to
the registrants filing pursuant to Rule 424(b), filed on
April 14, 2010.
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the
registrant has duly caused this registration statement to be signed on its behalf by the
undersigned, thereunto duly authorized.
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POPULAR, INC.
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By /s/ Richard Barrios
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Name:
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Richard Barrios
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Date: April 14, 2010
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Title:
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Senior Vice President
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