Amended Statement of Ownership (sc 13g/a)
July 23 2018 - 9:46AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G/A
(Rule 13d-102)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO §
240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT
TO § 240.13d-2(b)
UNDER THE SECURITIES EXCHANGE
ACT OF 1934
(Amendment No. 2)*
PolarityTE,
Inc.
(Name of Issuer)
Common Stock,
par value $0.001 per share
(Title of Class of Securities)
731094108
(CUSIP Number)
July 23, 2018
(Date of Event which Requires Filing of this Statement)
Check
the appropriate box to designate the Rule pursuant to which this Schedule is filed:
[ ]
Rule 13d – 1(b)
[X] Rule
13d – 1(c)
[ ]
Rule 13d – 1(d)
*
The
remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior
cover page.
The information
required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
CUSIP
No. 731094108
|
|
1.
|
NAME
OF REPORTING PERSON OR
I.R.S.
IDENTIFICATION NO. OF ABOVE PERSON
Barry Honig
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
|
[ ]
|
|
|
(b)
|
[ ]
|
|
|
3.
|
SEC
USE ONLY
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United States
|
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE
VOTING POWER
882,791
|
|
6.
|
SHARED
VOTING POWER
1,927,388 (1)
|
|
7.
|
SOLE
DISPOSITIVE POWER
882,791
|
|
8.
|
SHARED
DISPOSITIVE POWER
1,927,388 (1)
|
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,927,388 (1)
|
|
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.05% (based on 21,304,370 shares of common stock outstanding as of June 13, 2018)
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
|
|
|
|
|
|
|
|
(1)
|
Includes
(i) 435,128 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry
Honig (“Roth 401K”), (ii) 297,235 shares of common stock held by GRQ Consultants,
Inc. 401K (“401K”), (iii) 49,308 shares of common stock held by GRQ Consultants,
Inc. Roth 401K FBO Renee Honig (“Renee 401K”); (iv) 115,000 shares of common
stock held by GRQ Consultants, Inc. (“GRQ”) and (v) 147,926 shares of common
stock held by Barry & Renee Honig Charitable Foundation, Inc. (“Foundation”).
Mr. Honig is the trustee of each of Roth 401K and 401K and the President of each of GRQ
and Foundation and in such capacities is deemed to hold voting and dispositive power
over the securities held by such entities. Mr. Honig’s wife, Renee Honig, is the
trustee of Renee 401K.
|
CUSIP
No. 731094108
|
|
1.
|
NAME
OF REPORTING PERSON OR
I.R.S.
IDENTIFICATION NO. OF ABOVE PERSON
GRQ Consultants, Inc. Roth 401K FBO Barry Honig
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
|
[ ]
|
|
|
(b)
|
[ ]
|
|
|
3.
|
SEC
USE ONLY
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Florida
|
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE
VOTING POWER
0
|
|
6.
|
SHARED
VOTING POWER
435,128 (1)
|
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
|
8.
|
SHARED
DISPOSITIVE POWER
435,128 (1)
|
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
435,128 (1)
|
|
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.04% (based on 21,304,370 shares of common stock outstanding as of June 13, 2018)
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
|
|
|
|
|
|
(1) Includes
435,128 shares common stock held by Roth 401K. Mr. Honig is the trustee of Roth 401K and in such capacity is deemed to hold voting
and dispositive power over the securities held by such entity.
CUSIP
No. 731094108
|
|
1.
|
NAME
OF REPORTING PERSON OR
I.R.S.
IDENTIFICATION NO. OF ABOVE PERSON
GRQ Consultants, Inc. 401K
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
|
[ ]
|
|
|
(b)
|
[ ]
|
|
|
3.
|
SEC
USE ONLY
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Florida
|
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE
VOTING POWER
0
|
|
6.
|
SHARED
VOTING POWER
297,235 (1)
|
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
|
8.
|
SHARED
DISPOSITIVE POWER
297,235 (1)
|
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
297,235 (1)
|
|
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.40% (based on 21,304,370 shares of common stock outstanding as of June 13, 2018)
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
|
|
|
|
|
|
|
(1)
|
Includes
297,235 shares common stock held by 401K. Mr. Honig is the trustee of 401K and in such
capacity is deemed to hold voting and dispositive power over the securities held by such
entity.
|
CUSIP
No. 731094108
|
|
1.
|
NAME
OF REPORTING PERSON OR
I.R.S.
IDENTIFICATION NO. OF ABOVE PERSON
GRQ Consultants, Inc. Roth 401K FBO Renee Honig
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
|
[ ]
|
|
|
(b)
|
[ ]
|
|
|
3.
|
SEC
USE ONLY
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Florida
|
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE
VOTING POWER
0
|
|
6.
|
SHARED
VOTING POWER
49,308 (1)
|
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
|
8.
|
SHARED
DISPOSITIVE POWER
49,308 (1)
|
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
49,308 (1)
|
|
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.23% (based on 21,304,370 shares of common stock outstanding as of June 13, 2018)
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
|
|
|
|
|
|
|
(1)
|
Includes
49,308 shares common stock held by Renee 401K. Mr. Honig’s wife, Renee Honig is
the trustee of Renee 401K.
|
CUSIP No. 731094108
|
|
1.
|
NAME
OF REPORTING PERSON OR
I.R.S.
IDENTIFICATION NO. OF ABOVE PERSON
GRQ Consultants, Inc.
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
|
[ ]
|
|
|
(b)
|
[ ]
|
|
|
3.
|
SEC
USE ONLY
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Florida
|
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE
VOTING POWER
0
|
|
6.
|
SHARED
VOTING POWER
115,000 (1)
|
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
|
8.
|
SHARED
DISPOSITIVE POWER
115,000 (1)
|
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
115,000 (1)
|
|
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.54% (based on 21,304,370 shares of common stock outstanding as of June 13, 2018)
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
|
|
|
|
|
|
(1) Includes
115,000 shares common stock held by GRQ. Mr. Honig is the President of GRQ and in such capacity is deemed to hold voting and dispositive
power over the securities held by such entity.
CUSIP
No. 731094108
|
|
1.
|
NAME
OF REPORTING PERSON OR
I.R.S.
IDENTIFICATION NO. OF ABOVE PERSON
Barry & Renee Honig Charitable Foundation, Inc.
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
|
[ ]
|
|
|
(b)
|
[ ]
|
|
|
3.
|
SEC
USE ONLY
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Florida
|
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE
VOTING POWER
0
|
|
6.
|
SHARED
VOTING POWER
147,926 (1)
|
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
|
8.
|
SHARED
DISPOSITIVE POWER
147,926 (1)
|
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
147,926 (1)
|
|
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.69% (based on 21,304,370 shares of common stock outstanding as of June 13, 2018)
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
|
|
|
|
|
|
(1) Includes
147,926 shares common stock held by the Foundation. Mr. Honig is the President of the Foundation and in such capacity is deemed
to hold voting and dispositive power over the securities held by such entity.
Item
1(a).
|
Name
of Issuer:
|
|
|
|
PolarityTE,
Inc., a Delaware corporation (“Issuer”).
|
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Item
1(b).
|
Address
of Issuer’s Principal Executive Offices:
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615
Arapeen Drive, Salt Lake City, Utah 84108.
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Item
2(a).
|
Name
of Person Filing.
|
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This
statement is filed by Barry Honig (“Mr. Honig” or the “Reporting Person”), with respect to the shares
of Common Stock (as defined in Item 2(d) below) held by himself and through GRQ Consultants, Inc. 401K (of which Mr. Honig
is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (of
which Mr. Honig is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), Roth 401K FBO Renee Honig (of
which Mrs. Honig is Trustee), and the Barry & Renee Honig Charitable Foundation, Inc. (of which Mr. Honig is President).
|
|
|
Item
2(b).
|
Address
of Principal Business Office or, if None, Residence.
|
|
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|
215
SE Spanish Trail, Boca Raton, FL 33432
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Item
2(c).
|
Citizenship.
|
|
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Barry
Honig is a citizen of the United States. Roth 401K is organized in the state of Florida. 401K is organized in the state of
Florida. Renee 401K is organized in the state of Florida. GRQ is incorporated in the state of Florida. Foundation is incorporated
in the state of Florida.
|
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Item
2(d).
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Title
of Class of Securities.
|
|
|
|
Common
Stock, par value $0.001.
|
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|
Item
2(e).
|
CUSIP
Number.
|
|
|
|
731094108
|
Item
3.
|
Type
of Person.
|
|
|
|
Not
applicable.
|
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|
Item
4.
|
Ownership.
|
|
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|
The
information required by Items 4(a) – (c) is set forth in Rows (5) – (11) of the cover page for the Reporting
Person hereto and is incorporated herein by reference for the Reporting Person. All calculations of percentage ownership
herein are based on a total of 21,304,370 shares of common stock of the Issuer as of June 13, 2018 (“Shares”), as
disclosed on the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on June 14, 2018.
|
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Item
5.
|
Ownership
of Five Percent or Less of a Class.
|
|
|
|
Not
applicable.
|
|
|
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another Person.
|
|
|
|
Not
applicable.
|
|
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company.
|
|
|
|
Not
applicable.
|
|
|
Item
8.
|
Identification
and Classification of Members of the Group.
|
|
|
|
Not
applicable.
|
|
|
Item
9.
|
Notice
of Dissolution of Group.
|
|
|
|
Not
applicable.
|
|
|
Item
10.
|
Certifications.
|
|
|
|
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities
and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
Signature
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
|
July
23, 2018
|
|
Date
|
|
|
|
/s/
Barry
Honig
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|
Signature
|
|
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|
GRQ
CONSULTANTS, INC. ROTH 401K
FBO
BARRY HONIG
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|
|
/s/
Barry
Honig
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|
Signature
|
|
|
|
Barry
Honig, Trustee
|
|
Name/Title
|
|
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|
GRQ
CONSULTANTS, INC. 401K
|
|
/s/
Barry
Honig
|
|
Signature
|
|
|
|
Barry
Honig, Trustee
|
|
Name/Title
|
|
|
|
GRQ
CONSULTANTS, INC.
|
|
|
|
/s/
Barry
Honig
|
|
Signature
|
|
|
|
Barry
Honig, President
|
|
Name/Title
|
|
BARRY
& RENEE HONIG CHARITABLE FOUNDATION, INC.
|
|
|
|
/s/
Barry
Honig
|
|
Signature
|
|
|
|
Barry
Honig, President
|
|
Name/Title
|
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