Report of Foreign Issuer (6-k)
July 16 2020 - 4:26PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 6-K
REPORT OF
FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or
15d-16
under the Securities Exchange Act of 1934
For the month of: July 2020
Commission File Number: 001-33526
NEPTUNE WELLNESS SOLUTIONS INC.
(Translation of Registrants name into English)
545 Promende
du Centropolis
Suite 100
Laval, Québec
Canada H7T 0A3
(Address
of Principal Executive Office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form
20-F ☐ Form 40-F ☒
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
INCORPORATION BY REFERENCE
This report on Form 6-K and the exhibit(s) hereto are hereby incorporated by reference into the Registration
Statements on Form F-10 (File No. 333-229631) and Form S-8 (File No. 333-189884
and No. 333-182617) of Neptune Wellness Solutions Inc.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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NEPTUNE WELLNESS SOLUTIONS INC.
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Date: July 16, 2020
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By:
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/s/ Toni Rinow
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Name:
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Toni Rinow
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Title:
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Chief Financial Officer
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EXHIBIT INDEX
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Exhibit
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Description of Exhibit
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99.1
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Notice of Change of Auditors dated July 13, 2020 of Neptune Wellness Solutions Inc.
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99.2
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Letter dated July 15, 2020 from KPMG LLP (the former auditor)
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99.3
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Letter dated July 13, 2020 from Ernst & Young LLP, (the successor auditor)
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