Statement of Changes in Beneficial Ownership (4)
March 05 2019 - 6:22PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Campbell Paul
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2. Issuer Name
and
Ticker or Trading Symbol
Mylan N.V.
[
MYL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
See Remarks
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(Last)
(First)
(Middle)
BUILDING 4, TRIDENT PLACE, MOSQUITO WAY
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/1/2019
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(Street)
HATFIELD, HERTFORDSHIRE, X0 AL10 9UL
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Ordinary Shares
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3/2/2019
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M
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1980
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A
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$0.00
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24540
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D
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Ordinary Shares
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3/2/2019
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F
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877
(1)
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D
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$27.45
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23663
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D
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Ordinary Shares
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3/2/2019
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M
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167
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A
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$0.00
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437
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I
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By Spouse
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Ordinary Shares
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3/2/2019
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F
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57
(1)
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D
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$27.45
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380
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I
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By Spouse
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Ordinary Shares
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3/3/2019
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M
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830
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A
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$0.00
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24493
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D
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Ordinary Shares
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3/3/2019
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F
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356
(2)
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D
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$27.45
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24137
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D
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Ordinary Shares
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3/3/2019
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M
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219
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A
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$0.00
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599
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I
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By Spouse
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Ordinary Shares
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3/3/2019
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F
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75
(2)
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D
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$27.45
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524
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I
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By Spouse
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Ordinary Shares (pursuant to existing trading plan)
(3)
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3/4/2019
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X
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11533
(4)
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A
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$12.15
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35670
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D
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Ordinary Shares (pursuant to existing trading plan)
(3)
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3/4/2019
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S
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11533
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D
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$27.4987
(5)
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24137
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D
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Ordinary Shares
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3/5/2019
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G
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V
(6)
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524
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D
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$0.00
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0
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I
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By Spouse
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Ordinary Shares
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3/5/2019
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G
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V
(6)
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524
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A
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$0.00
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24661
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D
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Ordinary Shares
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318
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I
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By 401(k) Plan
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option - Right to Buy
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$27.45
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3/1/2019
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A
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7398
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(7)
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3/1/2029
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Ordinary Shares
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7398
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$0.00
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7398
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D
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Employee Stock Option - Right to Buy
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$27.45
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3/1/2019
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A
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460
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(8)
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3/1/2029
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Ordinary Shares
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460
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$0.00
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460
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I
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By Spouse
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Restricted Stock Units
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$0.00
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3/1/2019
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A
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12387
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(9)
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(9)
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Ordinary Shares
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12387
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$0.00
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12387
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D
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Restricted Stock Units
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$0.00
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3/1/2019
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A
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1154
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(10)
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(10)
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Ordinary Shares
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1154
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$0.00
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1154
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I
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By Spouse
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Restricted Stock Units
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$0.00
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3/2/2019
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M
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1980
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(11)
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(11)
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Ordinary Shares
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1980
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$0.00
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3960
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D
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Restricted Stock Units
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$0.00
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3/2/2019
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M
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167
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(11)
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(11)
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Ordinary Shares
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167
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$0.00
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334
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I
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By Spouse
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Restricted Stock Units
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$0.00
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3/3/2019
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M
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830
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(12)
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(12)
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Ordinary Shares
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830
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$0.00
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830
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D
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Restricted Stock Units
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$0.00
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3/3/2019
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M
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219
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(13)
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(13)
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Ordinary Shares
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219
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$0.00
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220
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I
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By Spouse
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Employee Stock Option - Right to Buy
(3)
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$12.15
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3/4/2019
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X
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11533
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(14)
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(14)
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Ordinary Shares
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11533
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$0.00
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0
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D
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Explanation of Responses:
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(1)
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Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 2, 2018.
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(2)
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Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 3, 2017.
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(3)
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The exercise of stock options and sale of ordinary shares were executed pursuant to a 10b5-1 trading plan executed on March 5, 2018.
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(4)
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Represents the acquisition of Mylan ordinary shares upon exercise of stock options granted on March 5, 2009.
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(5)
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Represents the weighted average price of the reporting person's disposition of 11,533 ordinary shares in transactions ranging from $27.37 to $27.59. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the range set forth in this footnote.
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(6)
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This transaction involved a gift of securities by the reporting person's spouse to the reporting person on March 5, 2019.
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(7)
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These options vest in three equal annual installments beginning on March 2, 2020 and expire on March 1, 2029.
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(8)
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154 of the options will vest on March 2, 2020, and 153 will vest on each of March 2, 2021 and March 2, 2022. The options expire on March 1, 2029.
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(9)
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Each RSU represents the right to receive one ordinary share of Mylan N.V. The RSUs vest in three equal annual installments beginning on March 2, 2020.
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(10)
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Each RSU represents the right to receive one ordinary share of Mylan N.V. 385 of the RSUs will vest on March 2, 2020, 384 will vest on March 2, 2021, and 385 will vest on March 2, 2022.
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(11)
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Each RSU represents the right to receive one ordinary share of Mylan N.V. One-third of the RSUs granted on March 2, 2018 vested on March 2, 2019 and the remainder of this award will vest equally on March 2, 2020 and March 2, 2021.
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(12)
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Each RSU represents the right to receive one ordinary share of Mylan N.V. 831 of the RSUs granted on March 3, 2017 vested on March 3, 2018, 830 vested on March 3, 2019, and 830 will vest on March 3, 2020.
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(13)
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Each RSU represents the right to receive one ordinary share of Mylan N.V. 220 of the RSUs granted on March 3, 2017 vested on March 3, 2018, 219 vested on March 3, 2019, and 220 will vest on March 3, 2020.
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(14)
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The grant, of which these options were a part, vested in three equal annual installments beginning on March 5, 2010.
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Remarks:
Senior Vice President, Chief Accounting Officer & Corporate Controller
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Campbell Paul
BUILDING 4, TRIDENT PLACE, MOSQUITO WAY
HATFIELD, HERTFORDSHIRE, X0 AL10 9UL
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See Remarks
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Signatures
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/s/ Kevin Macikowski, by power of attorney
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3/5/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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