Current Report Filing (8-k)
March 15 2023 - 06:49AM
Edgar (US Regulatory)
false 0001431959 0001431959 2023-03-09
2023-03-09
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 9,
2023
META MATERIALS INC.
(Exact name of registrant as specified in its charter)
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Nevada |
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001-36247 |
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74-3237581 |
(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1 Research Drive
Dartmouth, Nova Scotia, Canada
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B2Y 4M9 |
(Address of principal executive
offices) |
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(Zip Code) |
(902) 482-5729
Registrant’s telephone number, including area code
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instructions
A.2. below):
☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common Stock, par value $0.001 per share |
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MMAT |
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The
Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§
230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§ 240.12b-2 of this
chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
On March 9, 2023, George Palikaras, the President, Chief
Executive Officer and a Director of Meta Materials, Inc. (the
“Company”), published a Twitter post responding to
questions/comments from the public also posted on Twitter and other
social media relating to a potential reverse split of the Company’s
shares of common stock to maintain compliance with the continued
listing requirement of The Nasdaq Stock Market, LLC (“Nasdaq”) to
maintain a closing bid price at or equal to $1.00 per share. A copy
of the Twitter post is attached as Appendix A.
The Company disavows the twitter
statement by George Palikaras regarding whether the Company may
decide to implement a reverse split in order to comply with Nasdaq
continued listing requirements. The Company has filed a
Registration Statement (including a prospectus) with the SEC
relating to its securities offered in a continuous “at-the-market” offering
(“ATM”), and to which this communication relates. Before you
invest, you should read the prospectus in that Registration
Statement and other documents the Company has filed with the SEC
for more complete information about the Company and this offering.
You may get these documents for free by visiting EDGAR on the SEC
Website at www.sec.gov. You should
rely only on the information in the Registration Statement
and the ATM prospectus before purchasing any Company securities in
the open market which may include shares being offered by the
Company in the ATM offering.
Appendix A
March 9, 2023 Twitter Post from George Palikaras
“
”
No Offer or Solicitation
This Current Report on Form 8-K is not intended to and does not
constitute an offer to sell or the solicitation of an offer to
subscribe for or buy or an invitation to purchase or subscribe for
any securities or the solicitation of any vote in any jurisdiction
pursuant to the proposed distribution or otherwise, nor shall there
be any sale, issuance or transfer of securities in any jurisdiction
in contravention of applicable law. No offer or distribution of
securities shall be made except by means of a prospectus meeting
the requirements of the Securities Act. Subject to certain
exceptions to be approved by the relevant regulators or certain
facts to be ascertained, the distribution will not be made directly
or indirectly, in or into any jurisdiction where to do so would
constitute a violation of the laws of such jurisdiction, or by use
of the mails or by any means or instrumentality (including without
limitation, facsimile transmission, telephone and the internet) of
interstate or foreign commerce, or any facility of a national
securities exchange, of any such jurisdiction.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned thereunto duly authorized.
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META MATERIALS INC. |
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Date: March 15, 2023 |
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By: |
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/s/ Ken Rice
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Ken Rice |
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Chief Financial
Officer & Chief Operating Officer |
Meta Materials (NASDAQ:MMAT)
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