Initial Statement of Beneficial Ownership (3)
July 10 2020 - 7:34PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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BERKSHIRE HATHAWAY INC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/16/2019
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3. Issuer Name and Ticker or Trading Symbol
Liberty Global plc [LBTYA]
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(Last)
(First)
(Middle)
3555 FARNAM STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
OMAHA, NE 68131
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Ordinary Shares | 19791000 | I | See footnotes (1)(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | 11,412,000 of the total reported shares of Liberty Global plc Class A Ordinary Shares ("Class A Shares") were owned as of September 16, 2019 by the following subsidiaries of Berkshire Hathaway Inc. ("Berkshire"): Government Employees Insurance Company (8,075,130), GEICO Advantage Insurance Company (1,363,562), GEICO Indemnity Company (1,752,278), and National Indemnity Company (221,030). As Berkshire is in the chain of ownership of each of these subsidiaries, it may be deemed presently to both beneficially own and have a pecuniary interest in all such shares presently owned by each of these subsidiaries. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, such shares presently owned by each such subsidiary. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
(2) | 8,379,000 of the total reported Class A Shares were owned as of September 16, 2019 by the following pension plans of Berkshire's subsidiaries: Acme Brick Company Pension Trust (395,000), Berkshire Hathaway Consolidated Pension Plan (3,665,000), BNSF Master Retirement Trust (2,624,000), Buffalo News Driver/Distributors Pension Plan (27,000), Buffalo News Editorial Pension Plan (265,000), Buffalo News Mechanical Pension Plan (30,000), Buffalo News Office Pension Plan (159,000), Precision Castparts Corp. Master Trust (814,000), and Scott Fetzer Collective Investment Trust (400,000). Each of Berkshire, Mr. Buffett and these pension plans disclaims beneficial ownership in such shares. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BERKSHIRE HATHAWAY INC 3555 FARNAM STREET OMAHA, NE 68131 |
| X |
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BUFFETT WARREN E 3555 FARNAM STREET OMAHA, NE 68131 |
| X |
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Signatures
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/s/ Warren E. Buffett (on behalf of himself and each other reporting person hereunder) | | 7/10/2020 |
**Signature of Reporting Person | Date |
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