Current Report Filing (8-k)
August 16 2017 - 4:03PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 16, 2017
LAKELAND INDUSTRIES, INC.
(Exact Name of Registrant as Specified in
Charter)
Delaware
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0-15535
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13-3115216
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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3555 Veterans Memorial Hwy, Suite C, Ronkonkoma, New York
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11779-7410
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(Address of principal executive offices)
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(Zip Code)
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(631) 981-9700
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging
growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
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If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 2.02.
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Results of Operations and Financial Condition.
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On August 16, 2017, the Company
issued a press release (the “press release”) announcing preliminary revenue, net income, earnings per share, and
earnings before interest, taxes, depreciation and amortization (EBITDA) estimates for the three months ended July 31, 2017. A
copy of the Company’s press release is furnished pursuant to Exhibit 99.1 to this Current Report on Form 8-K and
is incorporated by reference herein.
Item 7.01
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Regulation FD Disclosure.
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The information set forth in Item 2.02 is
incorporated by reference herein.
In the press release,
the Company also announced that it intends to offer shares of its common stock in an underwritten public offering. The offering
is subject to market and other conditions, and there can be no assurance as to whether or when the offering may be completed, or
as to the actual size or terms of the offering. The shares of common stock will be registered under the Company’s effective
shelf registration statement on Form S-3 and offered pursuant to a prospectus supplement that will describe the specific terms
of the offering.
The information furnished
pursuant to this Current Report on Form 8-K, including Exhibit 99.1, is being furnished and shall not be deemed to be “filed”
for purposes of Section 18 of the Securities and Exchange Act, as amended (the “Exchange Act”), or otherwise subject
to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing made by the Company under the
Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a
filing.
Item 9.01.
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Financial Statements and Exhibits.
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(d)
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Exhibits.
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99.1
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Press Release, dated August 16, 2017.
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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LAKELAND INDUSTRIES, INC.
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By:
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/s/ Christopher J. Ryan
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Christopher J. Ryan
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President and Chief Executive Officer
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Date: August 16, 2017
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