Statement of Changes in Beneficial Ownership (4)
January 26 2015 - 1:06PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Bachelder Stephen M
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2. Issuer Name
and
Ticker or Trading Symbol
LAKELAND INDUSTRIES INC
[
LAKE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Operating Officer
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(Last)
(First)
(Middle)
701-7 KOEHLER AVENUE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
12/23/2013
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(Street)
RONKONKOMA, NY 11779
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $.01 per share
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12/23/2013
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P
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100
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A
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$5.06
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41976
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D
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Common Stock, par value $.01 per share
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12/23/2013
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P
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400
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A
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$5.10
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43376
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D
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Common Stock, par value $.01 per share
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12/23/2013
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P
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100
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A
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$5.07
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43876
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D
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Common Stock, par value $.01 per share
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12/23/2013
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P
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1000
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A
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$5.12
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43976
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D
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Common Stock, par value $.01 per share
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12/23/2013
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A
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1750
(2)
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A
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$0
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44376
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D
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Common Stock, par value $.01 per share
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12/27/2013
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P
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500
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A
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$5.05
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47226
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D
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Common Stock, par value $.01 per share
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12/27/2013
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P
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500
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A
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$5.00
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47726
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D
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Common Stock, par value $.01 per share
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12/27/2013
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A
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500
(2)
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A
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$0
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48226
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D
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Common Stock, par value $.01 per share
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12/30/2013
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P
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1300
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A
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$4.95
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48726
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D
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Common Stock, par value $.01 per share
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12/30/2013
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P
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200
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A
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$4.9499
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50026
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D
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Common Stock, par value $.01 per share
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12/30/2013
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A
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750
(2)
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A
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$0
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50976
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D
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Common Stock, par value $.01 per share
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3/1/2014
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F
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346
(3)
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D
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$6.85
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50630
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D
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Common Stock, par value $.01 per share
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4/14/2014
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A
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5926
(1)
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A
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$0
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56556
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D
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Common Stock, par value $.01 per share
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9/22/2014
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F
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285
(3)
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D
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$7.29
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56271
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D
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Common Stock, par value $.01 per share
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10/10/2014
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F
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410
(3)
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D
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$19.69
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55861
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D
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Common Stock, par value $.01 per share
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10/19/2014
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F
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563
(4)
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D
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$14.93
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55298
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D
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Common Stock, par value $.01 per share
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11/16/2014
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F
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592
(4)
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D
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$9.96
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54706
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D
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Common Stock, par value $.01 per share
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11/30/2014
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F
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306
(4)
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D
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$10.71
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54400
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D
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Common Stock, par value $.01 per share
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12/28/2014
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F
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661
(4)
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D
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$9.30
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53739
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D
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Common Stock, par value $.01 per share
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1/9/2015
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F
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335
(4)
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D
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$8.93
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53404
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Restricted Shares designated as 'performance-based" granted pursuant to the 2009 Restricted Stock Plan.
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(
2)
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Restricted Shares granted pursuant to the 2012 Stock Incentive Plan which vest on the third anniversary of the date of grant.
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(
3)
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Shares withheld by issuer to pay tax on vested stock previously granted under the 2009 Restricted Stock Plan.
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(
4)
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Shares withheld by issuer to pay tax on vested stock previously granted under the 2012 Stock Incentive Plan.
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Remarks:
This Form 4 is being filed by Reporting Person to correct certain transactions incorrectly reported by the Reporting person from the time Reporting Person first became subject to the filing requirements of Section 16 of the Securities Exchange Act of 1934, as amended, in November 2004 (the "Initial Filing Date"). For ease of reference, this Form 4, collectively with the Form 4 filed on January 26, 2015 (Date of Earliest Transaction: 11/19/2004), includes all of Reporting Person's transactions in the securities of the Issuer since the Initial Filing Date.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Bachelder Stephen M
701-7 KOEHLER AVENUE
RONKONKOMA, NY 11779
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X
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Chief Operating Officer
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Signatures
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/s/ Stephen M. Bachelder
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1/26/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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