Form APP WD - Withdrawal of an Application for exemption [Section 12(g)] or from filing certain reports [Section 13(a)]
August 09 2023 - 9:16AM
Edgar (US Regulatory)
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One International Place
40th Floor
100 Oliver Street
Boston, MA 02110-2605
+1 617 728 7100
Main+1 617 426 6567 Fax
www.dechert.com
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August 9, 2023
VIA EDGAR
United States Securities and Exchange Commission
Division of Investment Management
100 F Street, NE
Washington, DC 20549
Attn:
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Office of Investment Regulation
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Division of Investment Management
Re:
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Horizon Technology Finance Corporation
Request to Withdraw
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Application for Exemptive Relief, File No. 812-15466, filed on May 11, 2023
Ladies and Gentlemen:
On behalf of Horizon Technology Finance Corporation and the other applicants (collectively, the “Applicants”), we request the withdrawal of the application for an order to amend a prior order pursuant to sections 17(d) and 57(i) of the Investment Company Act of 1940, as amended (the “1940 Act”), and rule 17d-1 under the Act permitting certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act, File No. 812-15466, filed on May 11, 2023 (the “Application”).
The Applicants believe that withdrawal of the Application is consistent with the public interest and the protection of investors. It is our understanding that this request for withdrawal will be deemed granted as of the date that it is filed with the Commission.
If you have any questions, please contact the undersigned at (617) 728-7120 (or by email at thomas.friedmann@dechert.com). Thank you for your attention to this matter.
Sincerely,
/s/ Thomas Friedmann
Thomas Friedmann
cc:
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Robert D. Pomeroy Jr., Horizon Technology Finance Management LLC
Thomas J. Friedmann, Dechert LLP
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Horizon Technology Finance (NASDAQ:HRZN)
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