Current Report Filing (8-k)
June 25 2021 - 4:47PM
Edgar (US Regulatory)
0001583771
false
0001583771
2021-06-25
2021-06-25
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xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 25, 2021
Hepion Pharmaceuticals, Inc.
(Exact name of registrant as specified in
its charter)
Delaware
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001-36856
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46-2783806
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(State or other jurisdiction
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(Commission
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IRS Employer
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of incorporation or organization)
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File Number)
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Identification No.)
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399 Thornall Street, First Floor
Edison, NJ 08837
(Address of principal executive offices)
Registrant’s telephone number, including
area code: (732) 902-4000
(Former name or former address, if changed
since last report)
Securities registered pursuant to Section 12(b) of
the Act:
Title of each class:
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Trading Symbol(s)
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Name of each exchange on which registered:
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Common Stock
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HEPA
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Nasdaq Capital Market
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Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communication
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
x Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant
is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter)
or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ¨
The 2021
Annual Meeting of Stockholders for Hepion Pharmaceuticals, Inc. (the “Company”) scheduled for June 25, 2021 at 9:00 a.m. Eastern
Time has been adjourned for lack of quorum until July 23, 2021 at 9:00 a.m. Eastern Time at the Company’s offices located at 399
Thornall Street, First Floor, Edison, New Jersey 08837. The Company will continue to solicit proxies from stockholders during the period
of adjournment. Only stockholders of record on the record date of April 29, 2021 are entitled and are being requested to vote. A copy
of the press release announcing the adjournment of the Annual Meeting is furnished as Exhibit 99.1 to this Form 8-K.
104
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Cover Page Interactive Data File (formatted as inline XBRL)
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SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Dated: June 25, 2021
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HEPION PHARMACEUTICALS, INC.
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By:
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/s/ Robert Foster
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Robert Foster
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Chief Executive Officer
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