Statement of Changes in Beneficial Ownership (4)
August 26 2021 - 6:12PM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Meadows Lynda |
2. Issuer Name and Ticker or Trading Symbol
Harbor Custom Development, Inc.
[
HCDI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Former Chief Financial Officer |
(Last)
(First)
(Middle)
11505 BURNHAM DRIVE., SUITE 301 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/24/2021 |
(Street)
GIG HARBOR,, WA 98332
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options | $5.00 | 8/24/2021 (1) | | D | | | 21667 | 9/21/2020 | 9/21/2030 | Common Stock, no par value | 21667 | $0.00 | 18333 | D | |
Explanation of Responses: |
(1) | Pursuant to Ms. Meadows' Stock Option Award, she was granted 40,000 stock options, 1/24 of which vested every month subject to Ms. Meadows continuing to be an employee of the Company. Ms. Meadows' 21,667 unvested stock options were returned to the Company upon her resignation on August 24, 2021. Ms. Meadows' remaining 18,333 vested options are exercisable through November 24, 2021. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Meadows Lynda 11505 BURNHAM DRIVE., SUITE 301 GIG HARBOR,, WA 98332 |
|
| Former Chief Financial Officer |
|
Signatures
|
/s/ Lynda Meadows | | 8/25/2021 |
**Signature of Reporting Person | Date |
Harbor Custom Development (NASDAQ:HCDI)
Historical Stock Chart
From Aug 2024 to Sep 2024
Harbor Custom Development (NASDAQ:HCDI)
Historical Stock Chart
From Sep 2023 to Sep 2024